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Showing posts with label Identity. Show all posts
Showing posts with label Identity. Show all posts

Monday, 17 June 2019

Renegotiating Power and Identity in Earlier Merovingian Gaul: A Material Cultural Approach


[This is the keynote paper I gave to the 12 or so people who had stayed to the end of the recent conference on 'Renegotiating Power' held at Christ Church University, Canterbury.  Thanks to the organisers, especially Charlotte Liebelt, for the invitation, Leonie Hicks for chairing, and the audience for insteresting questions and discussion afterwards.  Thanks also to Rob Heffron (Sheffield) for some helpful information about gendered space in Christian basilicas.

The argument looks first at the ways of ordering space via architectural cues, at the breakdown of the distinctive settlements of the social elite - villas - and of the basilica used as a secular political space and at the replacement of both to some extent by the hall.  Then it examines the ways in which costume symbolised identity and in so doing was employed in creating political space - or the space of the political. Throughout, emphasis is placed upon the possibilities for miscommunication and thus renegotiation that inhere in all communication.]

Introduction

This paper comes out of work I have been doing under the general heading of a project I started (ahem) nine years ago on The Transformations of the Year 600, which I am hoping that I might actually finish within the next couple of years.  One of those areas concerns what became of public space in the sense of the spaces of the political.  Another concerns why high-status sites are curiously absent in this period, or at least are, in the current state of our knowledge, not very archaeologically visible.  That does beg a number of questions to which I will return.  Finally, linking all of this, how political communities change in the period I am looking at, between c.560 and c.650.  I will talk principally about Gaul/France but I will bring in some other areas of western Europe here and there.  I am going to talk about the production of space, whether of politics or of the political (in the distinction made in French thought since the 1950s, between la politique (politics) and le politique (the political)).

Spatial Shifts

The key starting point for my analysis is the sociological studies of Pierre Bourdieu and, in his early work, Anthony Giddens, which, though very different, come together around the idea that social structure is not some extrinsic set of laws that governs social behaviour but is perpetually constituted and reconstituted by social interaction itself.  It is useful to think of it as a cumulative memory bank, an archive if you prefer, of those ways of interacting that people approve, and those of which they disapprove.  Every social interchange between people of particular categories – gender, age, social rank, ethnicity, etc. – has, by adding to that archive, the capacity or potential to renegotiate the limits of the acceptable. In this perspective, change is inevitable; the chance of social structures continually and exactly reproducing themselves over time are pretty thin.

There are nonetheless strategies that attempt to put the brakes on the renegotiation of social identities, or to keep the interplay of social categories within particular limits.  An important one is the use of space.  Space sets the tone for the exchange.  It sets up cues about how one deals with the particular people or classes of people that one might be expected to encounter.  Most of us are familiar with the awkwardness involved in meeting someone in an unexpected location or setting.  Location sets up a range of expectations, a script.  It literally sets the scene.  Obvious, though in many respects this is, it is actually fundamental to rethinking some points about the interplay of identities.

In the Roman world, different types of space were quite clearly delineated.  To give a couple of political examples we could cite, first, the reception rooms of villas.  The approaches to villas, as with later castles, were carefully devised to present a particular view of the house, passing along which, through gateways and into ornately-decorated reception rooms, set the tone, or the stage, for the encounter with the estate’s dominus.  Whether the visitor was a guest of more or less equal or superior status to the villa-owner, or a tenant or client coming to pay rent or beg a favour, the expectations of behaviour were clearly set up, framed and limits set upon the range of acceptable outcomes.

Equally, the public spaces of the classical city functioned in similar ways, whether we are talking of the for a, the civil basilicas, the baths.  Again, in many well-studied cities, urban planning made use of the possibilities of vistas and lines of approach.  These are cues; they establish the expectations of how to speak and how to behave: of bodily posture.  Bourdieu said that a component of the habitus was repeated, learned, bodily dispositions and uses of space.  This seems quite a good illustration of the concept.  What I want to add, though, and it is something to which I will return throughout this paper, is the possibility of slippage and miscommunication – the mis-cue – that inheres within visual cues precisely because they function ‘textually’ in the sense that I will outline later.

From Villa to Hall

The fairly traditional classical forms of space had undergone or were undergoing profound change by the middle of the sixth century.  By that time, the villa pattern across western Europe had disappeared or was in its final throes.  Wherever one looks in the former western provinces, there is no new class of settlement that replaces the villa as a separate elite residence and focus for display and consumption – no class of settlement that creates social space and distance in the same way.  Across western Europe, from the mid-sixth century onwards, the settlements we know about are much less clearly distinguished – whether hilltop sites in southern Gaul, Spain and Italy, the communal-looking remodelling of villa-sites in Spain, the villages of Italy, new settlements in Spain, or the rural settlements of northern Gaul and England.  It may be that some more obviously elite settlements were coming into existence in Anglo-Saxon England around 600 but such sites are generally not archaeologically visible in Gaul until the middle of the seventh century.

One common feature of settlements is the hall.  Clearly there are all sorts of spatial, hierarchical cues in the hall but they are of an importantly different variety from those of the villa and there is a key theme of commensality as the nexus of social interchange.  This needs more work and I would be glad of any thoughts or recommendations but it seems to me that there are some very important differences, in terms of the experience of space, between Roman public assembly or reception spaces and the halls of the post-imperial period.  One might start from the location of the entrances and the perception of spatial hierarchy as a subject entered the space.  At least when used as a reception chamber, one entered the space from the opposite end of the building’s long axis from the seat of the dominus.  One entered facing the lord and furthest from him (or her), behind an audience facing away from you.  The experience of space was one of approaching as close to the focus at the front as one felt one was worthy.  The main entrances of post-imperial halls, by contrast, were on the long sides of the building.  It might be that some of these opened on to a corridor and that the main reception hall was thereafter entered, analogously to the basilica, opposite the lord’s seat at the far end of the room.  Where this was not the case, though, one entered from the side, some way between the lord and those seated furthest from him, and one entered in the gaze of most of the people present.  The decision of where one should or could sit, whether to move towards or away from the Lord’s seat, was thus made and enacted in front of an audience.  This was all the more true, given how one imagines the benches were laid out, if one entered opposite the Lord, though the movement would concern how far towards him one moved.  The arrangement of the tables means, however, that the lord’s seat was not the sole possible visual focus of the space.  Another key shift, alluded to earlier in the references to benches and tables, is to the seating of the community.  Other than in the senate, the Roman political community stood, with the exception of the dominus (whether Emperor or local lord) who remained seated.  This is but one instance of the shifts in the political gaze that occurred between the disintegration of the western Roman Empire and the early seventh century.  Add to this the different sensory and emotional architecture of basilica, on the one hand, and the hall, on the other, and I think one can gain an impression of a real shift in the experience of enclosed political space between the fifth and the seventh centuries.

How this shift might have come about is an intriguing problem and very difficult to answer. Most of the arguments usually proffered stumble on the same block.  A move away from the old villa-focused uses of social space to the kind of hall just described has been variously ascribed to ‘Germanic’ influence, a rejection of Romanitas, or the militarization of society.  All of these have something to be said for them, even the allusion to ‘Germanic’ influence – and I don’t often say that! – but they all run into trouble in dealing with the fact that the highest rank of the Roman population of early Merovingian northern Gaul were the ‘dining friends of the king’ (the Convivia Regis) whereas the Frankish equivalent were the members of the Trustis Regis – the Antrustiones – the senior members of the royal bodyguard.  So, the group defined, in a sense, by its involvement in commensality is defined by its Romanness and in opposition to ‘Germanic’, barbarian, military identity.  One could of course object that this was a different form of dining culture from that of the hall and the ‘mead-benches’ but it is difficult to see the continuation of the context for the old sort of Roman dining in the Gaul where that law was drafted. 

Clearly halls are important in the settlement architecture of Germania Magna.  Architecturally it seems very likely, at least in some areas, that at least part of the influence came from there, but the simple ethnic ascription won’t suffice.  The phenomenon is too ubiquitous and the origins of the Germani who eventually settled in the different parts of the former Empire too diverse.  More to the point, the aisled hall had plenty of antecedents in the Roman world, from various forms of settlement.  One was the typical ‘cross-hall’ of the principia found at the centre of every Roman fortress.  Roman military buildings had, however, undergone considerable change in the later imperial period and are famously less well-known or understood, and more diverse, than their precursors.  Halls are nevertheless known from forts – perhaps most famously in Britain from Birdoswald on Hadrian’s Wall.

The search for origins, though, probably misses the point.  The type of social interaction for which the hall set the scene is probably itself symptomatic of the socio-economic changes that brought about the demise of the old villas.  I would like to suggest that the kind of relationship between lord and follower implicit in the feasting hall is crucially different from that signified in the audience chamber or the basilica.  The provision of food in the format of the shared meal is indicative of a very different form of reciprocity from that of the old aristocrat-client or landlord-tenant relationship.  A clientship of sorts is produced of course but a closer, personal bond, in a smaller, more face-to-face arena.  That shift in relationship between an aristocrat and a follower seems to me to be central to the demise of the old Roman country house and its hierarchical spaces. 

The gradual disintegration of the Western Roman Empire undermined much of the local and regional security that kept local aristocrats in their position.  This happened early and quickly in the north-west; the process was slower elsewhere.  The top tiers of the Roman aristocracy lost access to lands overseas and the revenues from them and had to focus their efforts on a particular diocese: Gaul, Spain, Italy, Africa, or the East.  Even within these regions political change, fragmentation and uncertainty probably led to the loss of outlying estates and a concentration upon lands in only one or two neighbouring civitates.  The importance of the civitas as the centre of political identity and allegiance in Gregory of Tours’ Gaul is well-known. 

As well as the reduction in wealth, however, the restriction of effectively-managed estates to much smaller geographical zones meant the reduction of the social distance between the upper and lower tiers of the aristocracy and a new, more evenly-matched competition for local and regional authority and status.  In this context the need to acquire local support increased and it is not difficult to see the cost of doing so decreasing the amount of wealth available for the upkeep of villas of the old style.  At the same time, however, the spaces delineated in that old architecture would become less useful in the creation and maintenance of local power.  Previous explanations for the demise of the villa, including my own, have invoked too simple a cause-and-effect model, whether the cause be economic contraction, an abandonment of traditional Romanitas or the militarization of the provincial aristocracy.  The argument I am proposing here envisages economic constraint, for the simple reason that I cannot see why the Roman country house would not have been maintained by the aristocracy had it the economic wherewithal to do so.  It does not imply a necessary decrease in the productivity of the land; what is at stake here is the control of surplus, not the capacity to produce surplus in the first place.  But the model I advance also accounts (or attempts to account) for the precise architectural or structural changes involved.


The end of the civic basilica as a political space

There might be a further reason for the changes away from traditional Roman reception areas.  Now, as Derrida argued over 50 years ago, all communication works according to the same general principles as written text.  In order to convey information, each sign – each grapheme in his term – must be capable of iterability: repetition in a context where one or both of the parties to the communication, transmitter or receiver, are not present.  Once any sort of signifying grapheme is understood to convey a particular signified, then it is capable or reproduction outside its original context.  Indeed, one of Derrida’s key points is that there can never really be an original context; the capacity for iterability that separates sign from context was always already present.  This applies to everything, including buildings.  A type of building, once recognised as such, acts as a sign, a combination of signified and signifier.  This applies even to the ‘unique’.  Once a structure is recognised as a particular building it acquires a meaning, a signified content, and that signifier can be employed outside its original context.  Take the Eiffel Tower: a unique building but capable of endless repetition in new contexts, as in Las Vegas or on a key ring.  Indeed, it occurs to me that many of the best-known buildings of Las Vegas stand as an architectural illustration of Derrida’s concept of iterability. 

The concept is equally well-illustrated by the basilica.  At some point in classical antiquity a particular form of building was understood as meaning an assembly hall.  Within its semantic range was the audience chamber, in which the emperor, his representative, his statue, occupied the focal point within the apse at the far end of the central nave.  When Christianity, permitted to build its own structures and now the favoured, then official, eventually exclusive religion of the Empire, built churches it did so, as is well known, on the basilical plan.  The ‘sign’ of the basilica was essentially repeated in a different context.  If you like, the semantic range of the sign widened further.  Could a stranger tell which was a civil basilica and which a church?  Location would be a clue: Christian basilicas tended generally to be located on the edges of towns; the civil ones in the old municipal centre. I am not suggesting that late antique westerners habitually bumbled in and out basilical structures at random, taking a wild guess at whether it was a church or an audience chamber.  Nonetheless it is interesting to think how the iteration of the basilical form might have created a space in which power and identity were renegotiated.

Basilicas had always had a range of functions; what interests me is the wholesale reproduction of the hierarchical spatial organisation of the civic basilica.  The space occupied by the emperor, his image or his representative becomes occupied by the altar and the officiating priest.  This means quite a reshuffling of the usual hierarchical arrangements.  In the palace/audience chamber the emperor or secular leader occupies the key space and nearness to or distance from him – or occasionally her – was determined by secular worldly status.  Those at the front would be the highest-ranking and clergy would be expected to respect that hierarchy.  If one moved next door to the cathedral the bishop would occupy the centre of the space and secular officials, even emperors and kings, would take their place relative to that.  From one building to another, who was or was not permitted entry was dependent upon different people, and different considerations.  It is very likely that there were significant readjustments in the gendering of space between the civic and religious basilicas.  Women were allowed into churches but how many women rubbed shoulders with the men in the main aisles of civic basilicas?  Doubtless there were innumerable local variations, not least dependent upon architecture, such as the presence or absence of galleries. 

This must, given the similarities in spatial layout, have given rise to myriad interactions and renegotiations, infractions and reactions.  You can get a sense of some of these from sermons of Caesarius of Arles.  Caesarius berates his flock for conducting business in church and general chatter, quite apart from trying to leave the building before he could give his sermon!  Caesarius says a lot about posture and comportment.  Don’t lie down as though you’re in bed, he says; sitting is fine if you are old or infirm.  Stand or prostrate yourself to pray; bow your head or genuflect to the Host.  Matters went beyond that though.  One of Caesarius’ repeated themes was self-control and concentration.  Keep your mind on God and on prayer; don’t be distracted by other thoughts.  Idle speech and impure thought offered a way in for the demonic.

How do these ideas and instructions contrast with the usual bodily dispositions?  What were the restrictions on talk and posture in the civil basilica?  Could you lie down at the back if you were tired?  As mentioned, though, a dominus, local or imperial, sat when he granted an audience, and his petitioners, counsellors and the rest stood.  In church all stood or bowed, regardless of worldly status.  What did it cost a lord to bend the knee or prostrate himself with everyone else and was it a price freely granted?  At the highest levels, perhaps not.  There are some pretty fraught confrontations in churches between bishops and emperors, empresses and kings.  One of the more interesting is that between bishop Nicetius of Trier and King Theudebert I of the Austrasian Franks, related by Gregory of Tours in his Life of the Fathers.  This showdown concerns Theudebert’s entrance into church with a number of his senior aristocrats or leudes, whom Nicetius had excommunicated.  Nicetius declared that he would not continue mass until these men had left his cathedral; the king refused to send them away.  Who was in charge in this space?  In other cases the palace is the location for the confrontation, as in the Life of Saint Martin, where Emperor Maximus is compelled to stand to receive the holy man, or in Gregory’s account, again in the Life of the Fathers, where King Chilperic of the Burgundians feels his throne tremble as if there was an earthquake when the fearsome abbot Lupicinus enters the palace.  Whether this forced him to stand up is not specified but it seems reasonable.  One interesting point about that story, though, is that Chilperic is described as being seated at table with his courtiers.

An intriguing reverse example can be found in Book VII of Gregory’s Histories.  Gregory tells us that in 585 in Paris – he does not say where but probably one of the Cathedral basilicas on the Ile de la Cité – the deacon asked the congregation to be quiet to that the mass could take place.  Apart from providing a glimpse into the realities of a Merovingian church, this is actually a part of the Gallican liturgy.  It precedes the address by the bishop.  Yet it was not Bishop Ragnemod who spoke next but King Guntramn of Burgundy.  Guntramn essentially made a plea for loyalty to the Parisians, at this point effectively under siege by an Austrasia army.  This was not the only time that Guntramn played the part of a bishop in Gregory’s Histories and in the Edict that he issued in conjunction with the Council of Mâcon that same year he espouses, a decade or so before Gregory the Great’s Pastoral Care, the idea that kingship is a ministry.

So, in a church the bishop takes the space usually occupied by the king but, in a church, sometimes a king might speak in the place of the bishop.  Below that level there were countless other shifts in disposition and in the relative positioning of people of differing status and gender.  The verses composed by Venantius Fortunatus for the basilica of Saint Martin in Tours are designed to impose upon the visitor the sense that one ought to approach no nearer the front than one was worthy but, on the other hand, the surviving wall mosaics at the back of the nave at Sant’Apollinare Nuovo in Ravenna suggest that the decorations in the secular and religious buildings might not always have been very different.  In buildings that were organised, in terms of spatial hierarchy, pretty much identically, where were the semiotic cues?  Who was in charge of this space, ultimately?  Who controlled the terms of the discourse? 

There are yet more points to add into this mix.  One is that, as has become increasingly clear to me over the past decade or so, the fifth century was really characterised by the Christianisation of political discourse.  One of the many ways in which this is shown is in the building of churches.  This continued into the sixth century, when in some parts of southern Europe especially churches were built on villa sites.  One of the upshots of this was surely that secular rulers and leaders legitimised their position through public appearance and devotion in church; that this in turn became a new means of demonstrating leadership in the community, in a sort of spiritual commensality.  I suspect nonetheless that this might have been a further factor that made the traditional secular basilica, as an architectural form, a contested space, an arena for the renegotiation of power.

Furthermore, the authority that a secular lord positioned in front of the apse at the end of a basilica was, as mentioned earlier, largely sanctioned and bolstered, symbolically, by the fact that he occupied the place of the emperor, as his agent or representative.  After the western wars of Justinian (533-65) this symbolic support was cut away.  Justinian based his wars of reconquest upon the idea that the western Empire had been conquered by barbarians and thus was no longer a part of the Roman Empire.  This was news to the occupants of the western provinces who, while clearly aware that the pars occidentalis currently had no emperor, certainly did not feel that the Empire itself had come to an end.  Most of the rulers of those regions thought that they held an official title as an imperial official, legitimising their rule over Roman citizens.  Indeed, even their title of king was essentially one adopted to facilitate relationships with the Emperor and to legitimise power in his eyes.  The imperial declaration that the western provinces were not part of the Empire cut the traditional ways in which power was legitimised from underneath western rulers and, in turn, their officials and commanders.  It is possible that this sort of cultural shift played a part in the end of the villas

I would like to argue that if one put all of these factors together one might be able to see why the basilical form drops out of the repertoire of secular political spaces, even though it is clear that at least some aristocrats continued to have the wherewithal to build them.  In the eighth century, the Carolingians seem to have brought them back, but that would be a different story. 

Making space. The Materiality of identity

Public space had become quite different by 600 AD.  The clearly demarcated political arenas had atrophied.  Aristocrats and others, men and women, were more likely to rub shoulders in a far less structured fashion in all kinds of spaces, whether settlements, churches, religious processions.  How could one attempt to restrict the free renegotiation of status and power in this setting, without the old architectural or spatial cues?  I want to discuss some ways in which identity was materialised and, in so doing, produced a particular space, or distance; created a spatial structure for social interaction.

To do this I want to think about the ways in which the subject is presented/presents itself.  By way of a metaphor, it might be worth considering someone coming into one of the halls I discussed earlier, coming in, like Bede’s sparrow, from the dark into the warmth and glow of the fire.  In one of his early works, Time and the Other, Emmanuel Levinas first introduced his concept of the ‘il y a’, the ‘there is’: the notion that there is always something and someone ‘out there’; the ineffable sense of shared existence.  Levinas uses the metaphor of sleeplessness, lying awake in the dark, sensing that other shapeless existence, but sitting alone in a fire-lit hall, looking at the door, might provisionally serve almost as well. Levinas discusses the sense of solitude, of being ultimately alone in your own being, but within that shared existence.  The moment of presentation, for which Levinas used the term hypostasis – let us envisage it as the moment where someone steps into the light from the darkness outside, before which we only sensed their presence – is the instance where that solitude is made material.  It is a moment at the extremes where a being touches being in general.  At that moment though, that solitude becomes dispersed into various categories which are shared with others, identities.  One might want to think this phenomenon with Jean-Luc Nancy’s discussion of community.  He describes what he calls, using his own neologism, as comparution, translated by the equally neologistic ‘compearance’, a shared appearance with others, appearance together.  This is a simultaneous appearance and withdrawal in Nancy’s view: the appearance of someone or some category/identity that is familiar, simultaneous with a withdrawal: the interiority, the secret thoughts of the subject.  In Nancy’s thought, it is a hesitation on this moment that keeps community, in his terms, ‘unworked’, ‘désoeuvrée’.

If we, like Nancy, pause at this moment, how is the subject to be comprehended in social interaction?  How is the subject identified ascribed an identity, categorised?  How does the subject present itself to its audience, to those in whose gaze it finds itself, to those amongst whom it finds itself thrown?  As noted, we are thinking of a moment and a circumstance where spatial cues are of no help.  This is where the archaeology of earlier Merovingian Gaul is of interest.  By the end of the first quarter of the sixth century, across Gaul north of the river Loire, whole communities had adopted the custom of burying its dead with grave-goods.  Increasingly, the study of these goods and other aspects of the burial ritual has shown – in Gaul and its northern neighbouring regions – the correlation between particular types of grave-goods and the age and gender of the deceased.  One of the great unknowables, of course, is the degree of correlation between the association of particular classes of people with types of costume and artefacts in death, and the relationships between such objects and costumes and those particular categories of people in life.  In the Merovingian context at least, there is sufficient evidence to support the hypothesis that funerary costume at least bore a reasonable relationship to formal dress.  Indeed, one might go further and suggest that the very degree to which Merovingian people lived their lives in the gaze of the community suggests that even ‘everyday’ costume may have born some sort of relationship to the formal and stylised construction of social categories in death.  If one ran the risk of meeting people in fairly random or unstructured settings then one needed some other way of keeping interactions within an acceptable set of parameters. 

If we are thinking about the renegotiation of power, we need to think more deeply about what identity is, what we mean by it, how it functions in social interaction.  Identity is a word that is ubiquitous in medieval studies – in paper-, book-, article-, chapter- and conference-titles – but there is hardly any serious theorisation of what identity is at all, even in the area of ethnicity.  Generally, what is discussed under the heading is the issue of groups, identifiers and labels, or it acts as some sort of vague ontological place-holder.

My earliest discussions of this topic (1995/1997) were based around the contingent, active interplay of different identities and the stressing of links and barriers in social relations or encounters between different people.  Much of this model was sociological in its inspiration and formulation and was concerned with how people achieve aims vis-à-vis other people.  It was concerned with power and principally a theory of status, value, worth and social roles.  The model worked according to the idea that identity was a stable entity that could be communicated more or less unproblematically.  It implied that identities were not only things that you had but also things that you were in a straightforward way. It envisaged a sort of free choice in the deployment of identity.  You picked an identity and invoked the power that went with to achieve your aims.  This now seems hopelessly naïve

However, all identities are categories: means of organising the world. As such, they are constructed as signs or groups of signs. Even where they are based upon differences that are, or might be, naturally-occurring or visible regardless (hair-, skin- or eye-colour for example; differences in genitalia; physiological stages of ageing), the choice to use them as categories, their precise definition, the way in which they are employed and therefore the ways in which the people of the categories so created experience their lives, depend upon their position in a contingent system of signs. As such they function textually (in the Derridean sense), within chains of presence and absence, similarity and difference. Because no concept can be understood separately from those signifying chains, or comprehended apart from its relationship with other signs, there is always something of the ‘different’ within the ‘same’ and that is very important to remember. To be Derridian about it, the first time anyone said ‘I am a Goth’ to someone else (and was understood), the term ‘Goth’ already had an iterable place in a signifying chain. Logically, if not temporally, the identity must be prior to its instantiation. It already related to an ideal, which was never coextensive with that which instantiated it, and to its constitutive outside (all the things which, ideally, it was not).

Identities function in the imaginary as well as the symbolic registers. That is to say that there remained (as with all signifiers) a notion of the ideal member of the category. Normally that was structured by some of the aspects which helped define the category (social and ritual mores, etc.) to create concepts of the ideal member of a sub-group within it (young woman, male elder, monk, king etc.). This has important implications. Social identities are constituted in citation and in performance. Even more crucially, identity is itself a motion towards an ideal. The ideal can never be attained, because it never had a pure, originary existence. It’s a motion of desire: what do I want to be, but also, crucially, what do they want me to be? As Lacan famously said, a fool who thinks he is a king is no crazier than a king who thinks he’s a king.  (He might better have said that a fool who thinks he is a president is no crazier than a president who thinks he’s a president.)  In any interaction there are at least two sets of signifieds in play: both parties’ ideals of what their status and identity and that of the other person means.  These might, of course, not coincide.  The performative citation of an identity is always, to some extent, a risk, a wager.  That is one of the most important things I want to stress.

Those ideals, moreover, are always themselves changing in the course of social practice. They can never be entirely recreated. It is thus critically mistaken to talk of the maintenance of a Gothic or Frankish identity by a particular group, whether the guardians of the Traditionskern or an equally mythical group of Gothic Königsfreie; no such thing had ever existed that was capable of maintenance in the first place.  It was always already in a state of renegotiation and reinvention.

I must underline the textual and discursive elements that are central to identity, and the inescapable fluidity that that implies. I also want to link identity to speech, subject and authority.  To deploy, perform or cite an identity is to give an account of yourself – to borrow a phrase from a recent book by Judith Butler – but it’s also, as I said, a wager on recognition: of the identity-ideal, the signifier, and of the right to speak/act from that subject-position.  It is in the element of risk or wager that I differ from Butler.  That links identity to subject-position, and indeed to subjectification.  One of the most important ways in which an identity or subject position was made manifest in late antiquity was through costume, broadly defined (including the artefacts carried with it, buckled on to belts and so on).  It conveyed information about the person sporting it, and the social category to which they belonged.  The repeated patterns of association within the sixth-century Merovingian cemetery record suggests that costume was capable of transmitting fairly precise information, about adolescent boys, young women, old men and so on.  As such it provided cues as to how one might expect such a person to behave, how one might judge their speech, how one would be expected to behave towards them.  This provided the cues that could create social space or distance. 

We can read some of this from Merovingian written sources such as the laws, which penalise touching of women’s bodies.  These parts of the body are generally those highlighted by Merovingian jewellery.  The laws’ system of wergilds also set out various levels of legal protection or esteem for particular people: women of child-bearing age; young boys; Franks; royal officers, and so on: all categories that seem to have been visible from the costume of the person in question. 

As we have seen, to be capable of communicating any sort of information, any concept must be capable of iteration, that is able to refer not simply and exclusively to that specific instance but to others too.  This implies the ever-present chance of misunderstanding or miscommunication in the interplay of identities.  This is a key support of Judith Butler’s work on, for example, performative gender identity and drag.  We can see iterability illustrated with the figure of Zercon the Moor, the “jester” at Attila’s court whose “act”, so to speak, involved dressing up (or being dressed up) as a warrior.  Because Zercon was a dwarf, the Huns, for once living up to their stereotype, found this incongruity hugely entertaining.

An example a little closer to Butler’s might be found in the Poitevin who appears in Gregory of Tours’ account of the tribunal that ended the Nuns’ Revolt at Poitiers.  In Gregory’s description, this was a man who in Gregory’s report of the exchange dressed as a woman because he was ‘were incapable of manly work’.  This is a complex text to read in terms of that person’s identity, and how the semiotics of their practice worked is difficult to disentangle.  This difficulty is only magnified by another iteration of feminine costume.  Several late antique texts notionally about pagan behaviour refer to and condemn the practice of dressing up as an old woman on the Kalends of January (a harsh law, as I have always thought, if you actually were an old woman…  Iterability again).  This alone gives us a range of different possible ways of reading feminine costume: different signifieds.  There is always, thanks to iterability, the potential for slippage from one to another; of miscommunication.  This is the space of deconstruction: in our terms, a space of constant renegotiation: the remaking of the bases of power.

The relationship of costume to person is worth more consideration as it will lead us further into thinking about the practice of negotiation.  You might have noticed that I have avoided the term individual in my paper.  I have done so for many reasons but not the least of these is that the subject is the meeting place of a number of categories or identifications: gender, age, family, ethnicity, religion, and so on: an assemblage if you prefer.  In that sense the category expressed in costume rarely conveys more than one or two, considered to be the most important at a particular moment.

At this point it is important to think about the social body.  Jeffrey Jerome Cohen importantly talked about how the construction of identity blurred the edge of the human body: hybridised it with the objects – and animals – that conveyed the image of the identified category.  This was part of Cohen’s ongoing post-humanist project and a very important contribution.  I want to push back a very little against this, however, partly because I find quite problematic some of the political implications of post-humanism and related approaches that stress the agency of objects, and partly because I don’t find the reading entirely satisfactory.

To be brief, I want to uncouple the elements of desire and queering, in Cohen’s account, which I find more interesting, from the probably lesser element of the hybridisation and blurring of the body.  I am not sure that costume and the accessories intrinsic to the signification, embodiment and the very inhabitation of an identity really do blur the boundaries of the body in the way envisaged.  Leaving aside the slippages of communication that have been my theme and which, I think are inherent in Cohen’s examples, I would rather read the assemblage from the outside in, as layers of social skin.  Does one really ever get beyond layers of social skin, back to an entirely pre-social human body?  Again, in my view, there is an absent centre.

The final point that this too brief consideration leads me to is how one could get out of the situations where a miscue, misfire or miscommunication had occurred.  One way out here can be thought in terms of Deleuze and Guattari’s concept of lines of flight.  (I can’t as yet claim to have read that much of or be very well versed in DeleuzoGuattarian thought.) Social actors, as I have said, can be seen as assemblages.  Even if elaborate costumes or layers of social skin aim to convey one identity, thought to be most important, those layers can still be peeled back to reveal others.  Laying aside the weaponry that might have conveyed Frankishness or a particular age-grade, could strip that persona back to a layer of general masculinity, for instance, that expressed a shared identity; buckling on such items could remake distance. The sheer multiplicity of identities that converge in the social actor make this sort of thing possible.  The other ‘line of flight’ is humour, which plays on the very possibilities for miscommunication that inhere in interaction.

Conclusion

In the early Merovingian world, the space of the political was up for grabs.  Old architectural cues broke down, were renegotiated; new, different ones were tried.  A greater relative investment in costume, the social skin, was one response to this.  Wherever we look, we can see, in my reading, the interaction of decentred subjects, fraught with potential miscues, miscommunications, and scrambles to remake or reconfigure social space: social structure was a chaotic, constantly reordered, teleologically re-read archive of precedent.  ‘Negotiating power’ is thus, in a way, a tautology.  Power does not, and cannot, exist other than in its constant negotiation.


Sunday, 27 October 2013

Transformations of Romanness

[I am off to Vienna to a conference with the same title as this post, which is also the title of my contribution.  This is a much longer version of the paper I will give, which will dwell on the changes after 476, but it is a draft of the version I hope to publish.

Update 25/11/2014: I have updated this post now so that is the same as that submitted for publication, rather than the text that was delivered in Vienna.]

***
 
No identity can remain fixed and stable.  Any perspective informed by modern continental philosophy cannot fail to see any primordialist position on ethnic identity as fundamentally wrong-headed.  Identity is a question of desire, of a ‘motion towards’ an ideal.  The ideal, naturally, is unattainable.  No identity is coextensive with itself, nor can it be, except among the dead (which opens a different perspective on the study of identity in early medieval cemeteries).  What makes an identity is, furthermore, always something more than itself; something in other words that – in elementary Lacanian – operates at least as much in the realm of the imaginary as in that of the symbolic.  This is why external markers or signs of distinction never suffice.  An identity is always constructed in part by what it is not, however that negation is articulated.  In this purely symbolic sense it is no different from any other sign, operating within a chain of metaphor and difference.  It is impossible to separate an identity from its alterity, from its negations.  This is one reason why it makes no sense to study ‘othering’ or alterity as some sort of process distinct from identity-construction.[1]  A strategy of distinction is always at the self-same time a strategy of identification, and vice versa, bound together like the two sides of a Möbius Strip.  To raise a common identity in a social interaction is simultaneously to raise those things that both actors share in not being and those things that they do not share.  The things held to constitute an identity, those things which are ‘in it more than itself’ are contingent, ever changing, and yet, at any one moment, always constructed as timeless and essential.  In any given context, an identity is always already what it is.  This is yet another reason to mistrust views that portray something like Gothic identity as an unchanging monolith.
In my 2007 book Barbarian Migrations and the Roman West I included a long discussion of ethnicity in which I made a number of points which, sadly, I do not think have made much impact on the study of the topic.[2]  One is the that ethnicity is multi-layered, so that ethnic change is much more about the acquisition of new layers and the reshuffling of old ones through time than it is about swapping one for another.  It is this misguided notion that is at stake, for example, in Patrick Amory’s work and in Peter Heather’s critiques of it.[3]  I argued that everything that we might say about what we consider to be an unproblematic ‘ethnic’ identity at the level to which I will, here, provisionally (with full recognition of the problems of the term) refer as ‘gentile’ (i.e. as a gens ‘people’) can be applied to identities that come at perhaps lower levels, which might loosely (but misleadingly) be described as residential, local or regional.[4]  I then made the point that what we think of as the appropriately ‘ethnic’ (i.e. ‘gentile’, as above) level within this arc of the spectrum of identities is contingent upon historical circumstance.  Ethnicity is dynamic.  I hypothesized that a break-up of the UK into regional units might lead to a situation where a Yorkshire identity was considered more important than an English or British one.  Again, the point concerns layers of ethnicity and their contingent reordering as part of the dynamics of historical change.  Hierarchies of identity might be reordered in the opposite direction too.  Some of us would rather be seen as British than English and as European rather than British.  The study of Roman identity, its many levels and its change through time, is an excellent case study of these points.  There are other reasons why the topic is important.

Deconstructing the tortured historiography of Roman ethnicity

Derrida said that ‘deconstruction is what happens’ (‘ce qui arrive’) in a reading.[5]  Let me offer a little deconstruction of my own previous writing.  In Gregory of Tours’ account of the various diplomatic comings and goings in late sixth-century Gaul, he describes one embassy as including ‘Warinar [or Warmar] the Frank and Firminus the Arvernian’.[6]  Another comprised ‘Bodegisil the son of Mummolenus from Soissons, Evantius the son of Dynamius from Arles, and Grippo the Frank.’[7]  In my own work,[8] I have used these references to talk, first, about what a Frank was in Gregory’s writings and, second, about the northern Gallic aristocracy and why Gregory did not think there was a Frankish nobility.  Yet what one might term the ‘repressed other’ of the discussion is represented precisely by the two non-Frankish characters, Firminus and Evantius.  What of their identity, which Gregory specifically tells us about in terms that seem to mark its structural equivalence to francus: sessionicus and arelatensis?[9]  What passes without discussion is what it meant to be an Arvernian or from Arles, or – if Mummolenus’ sons weren’t identified as Franks – from Soissons.   
I am, however, in good company.  A similar deconstructive reading of Walter Pohl’s writings illustrates, as I hope to show, how a crucial misunderstanding has come about and how the present volume might deal with and ameliorate the results of that, to move the debate on in productive fashion.  The debate – maybe dispute would be better – between Walter Pohl and Walter Goffart is well known.  It causes me some distress.  I have friends on both sides – I like to think that I get on well with both of the principals – and no one likes to see their friends arguing so bitterly.  Most of the rudeness has come from the western shore of the Atlantic, but rudeness is not the only, and certainly not the most effective, form of academic aggression.  This confrontation has long perplexed me, largely because I have strained to see exactly what the ‘Toronto School’s’ objection to the ‘Vienna School’ was.
I should not have to make clear that Walter Pohl’s works have been immensely valuable and important to me, or that I am almost entirely in agreement with its principal conclusions.  Both points should be visible from my own previous writings. It must furthermore be stressed that deconstruction is not in and of itself a hostile move.  As any aficionado of Derrida’s writing knows, it is a recognition of a text’s, or a body of writing’s, quality, importance and value.  Having thus made clear that what follows is motivated not by hostility or confrontation but by respect and friendship I should like to discuss what seemed to me to emerge from a deconstructive re-reading of as much of the Pohl oeuvre as was available to me, especially the classics of the corpus.[10] 
Throughout this work, the analysis of what makes (or does not make) and what distinguishes (or does not) a people remains at the level of those groups which have always been considered to be peoples: Franks, Goths, Lombards, Burgundians and the rest, for whom the constitutive outside is indeed formed by the Romans, the Roman Empire.  For example, in his classic article, ‘Telling the difference’, Walter Pohl asked what it meant to be (inter alia) a citizen of the civitas of Tours.[11]  That part of the question, however, was never answered.  That type of identity, Wir-Gefühl or whatever played no further role in the discussion.  The ‘repressed other’ throughout the text is the non-ethnic group, whatever (if ever) that was or might have been.  Put another way, the analysis (however subtle, persuasive and brilliant) remains at the level of the ethnic groups that have always been considered to be ethnic groups and which have always been the ethnic players in the story: the barbarians.  It will become clear below that this is in fact commonplace in discussions of early medieval ethnicity, from all historiographical camps, but the inevitable point is that if one limits the discussion in this way, to those social units which have always been held, a priori, to be ethnic groups, the argument runs a strong risk of circularity, or at least of simply reaffirming its initial premises.
What has therefore escaped the discussion thus far is how the Turoni, Arverni and Bituriges, or the Gauls, Spaniards and Italians, differed from each other, or what the difference was between those ethnic taxonomies and that of the Germani.  Was a Batavian any more different from a Frank than from a Treverian?  I doubt it, but then I think we have not sufficiently carefully kept the analysis of the Roman-Barbarian dichotomy separate from that of the taxonomic ethnography that pervades our sources.  And yet, the deconstructive reader of the Pohl oeuvre (as it stood before the 2013 Vienna conference) will see an effective division between Germani – who have ethnic groups – and Romans – who, within the explicit discussion of the texts published thus far, seem not to have.  Also visible is the persistence of the type of identity, which earlier I provisionally labelled gentile (identity as a people), as something somehow ‘special’, vis-à-vis other types of identity that could and should be positioned within the same, ‘ethnic’ part of any map of identities.  On that basis, whether one likes it or not, seeing ethnicity in the Pohl oeuvre as a means of clothing old-style invading barbarians in new garb is one possible legitimate reading.  This is permitted by two aporias: silences, or rather by the spaces left by those silences, which represent a ‘blockage’ in the reading of a text where interpretation can proceed no further but must follow the reader’s choice.[12]  These are points of undecidability.  One point is the silence about what distinguishes an ethnic group from a non-ethnic group within the same part of the spectrum, or layering, of identities.  The other is the silence about what distinguishes such identities or layers of identity among the barbarians from their equivalents among the Romans, or more accurately among the inhabitants of the Roman Empire.
Now, as it happens, it is vital to point out that a deconstructive reader will encounter precisely the same aporetic silences – if anything – more easily, in the works of some of Pohl’s critics, and indeed with more serious consequences for their arguments, as we shall see.  Leaving that aside for the moment, however, I would like to propose, in the interests of attempting to bridge the historiographical divide, that it is in the silent spaces of these aporias that the misunderstanding between the Toronto and Vienna ‘schools’ originates.  The Toronto school views the silences as constitutive, integral to the argument.  By contrast, in my own previous readings of the corpus Pohlianus, I never have assigned them any significance.  I admit some positive curiosity about them but I perceived them more as a sign of incompletion, as a space yet to be filled, as an area where the argument could be advanced.  The Toronto School’s critique, by contrast, is – as I see it – based on a reading of those silences that suggests that they imply a genealogical link to the more traditional Lehre of ‘Germanic’ history.  Now, just as long as one sees the critique as based upon extant silences within the Pohl argument, and just as long as one acknowledges that an argument is composed of its silences as well as its statements, one must concede that the Toronto critique is based on a valid reading.  If one does not accept this, one must continue either, as I did, to be unable to recognise the works of Walter Pohl in the Toronto critiques thereof and – in consequence – to be simply bemused about what was going on, or more actively to see them as a malicious and wilful distortion.  I do not think that the last option is justified either.  There may have been malice involved – certainly the critique could have been expressed in less hostile and offensive language – but I do not think there has been deliberate distortion.
This, I think, suggests why the two sides have continued to talk past each other and how such bitterness and anger has arisen.  To repeat: what is at stake is silence and, when silence is at stake, ‘I never said that’ will never be an adequate riposte.  Hence, as I see it, one side’s frustration with the other for not dealing with what is actually written on the page and the other side’s frustration that their opponents seem to refuse to answer its criticism.  When the space exposed by those silences opens onto the traditional Lehre of the Völkerwanderung and thence – inevitably – to Nazis, and where the two principals are of the precise respective heritages of those involved here, unsurprisingly tempers will flare and would have done, I suspect, even if the critique had been made in less deliberately (or carelessly) provocative terms.
The point about an aporia, or an aporetic silence, as here, is that it is, in Derridian terms, a space of différance, where a choice between two undecidable options can only be made on the basis of a purely political decision.  Put another way, as intimated above, the text itself provides no empirical pointer so one must decide for oneself, for one’s own reasons, what the silence means.  Thus the debate becomes as tribal as it has done: almost ethnic (meta-ethnic?) in itself.  That is why we have made so little progress in resolving the issue, for all the debate’s heat.  Not dealing with those aporia in the argument, once pointed out, though, will not merely not close up that space; it will actively keep it open.  That is why this volume and the conference upon which it was based are so important.  They overtly address – or should do – both of the silent spaces I have mentioned.  I am not the sort to argue for cosily artificial rapprochement or, worse, consensus but one of the many tributes one can pay to Walter Pohl is that, in spite of the calumniation he has received, he has continued to talk to the Toronto historians.  What I hope for from addressing those aporias is – one way or another – the provision of something concrete and decidable, on the basis of which those of us with no tribal affiliation can make a choice.

Roman Identity

Roman identity serves as a particularly good case study of the multi-layered, situational and dynamic nature of ethnic identity.  Let us return to Gregory of Tours.  Edward James and Walter Goffart have both argued that ethnicity was not important for Gregory.[13]  Why not?  Because he rarely ascribes a ‘gentile’ identity to the people in his stories.  He does not talk all that often about franci; saxones crop up a couple of times, once famously or infamously cutting their hair and dressing in the Breton style; a Goth makes an appearance here and there; and that is about that.  But the Historiae are full of people identified by civitas.  James says that Gregory identifies himself not as a Roman but as an Arvernian.[14]  That sort of identity, according to civitas or in some cases, as with the men of Champagne, ducatus, was – very obviously – something that mattered a lot in Gregory’s world.[15]  There is nothing that allows us analytically to distinguish these types of identity from the ‘gentile’ level. 
Let us pause here to note the implicit assumption within James’ and Goffart’s articles: that ethnicity is a level of identity equating with ‘people’ generally (that is to say it operates, in the term provisionally adopted here, at the ‘gentile’ level) and with Germanic people specifically.  Presumably, ethnicity can only have mattered to Gregory if his works were filled with descriptions of the characters in his tales as ‘Franks’, ‘Goths’ or ‘Saxons’ or, for James, if he had self-identified as ‘Roman’ (apparently in opposition to Frankish).  This is a point of considerable interest, not least because it marks a point at which Pohl’s and Goffart’s writings come together and indeed join those of many other writers on the topic.  For Pohl and Goffart equally, as for James (and the early Halsall), ethnicity and its importance is to be judged according to the usage of Germanic ethnonyms as markers of identity.  The implication of Goffart’s article is that people had no ethnic identity of any significance if that was not ‘Germanic’.  The fact that the Libri Historiarum are replete with Arverni, Turoni, Lemovici, Turnacenses, Bituriges and the rest is a point which, for Goffart, seems to have no bearing at all upon the question of the political importance of ethnic identity in Gregory’s Gaul.  Indeed, close reading and comparison of the Goffart and Pohl corpora reveals that ‘Germanic’ ethnicity is far more real for Goffart (and his followers, especially Callander Murray[16]) than for Pohl.  The crucial issues are these: first, in Goffart’s view these Germanic ethnic groups did not bring down the Roman Empire and were of no historical significance whereas, for Pohl, whether or not they brought down the Empire, ethnically-named political groups were of central importance in the political changes of the fifth and sixth centuries; and second, Goffart reads Pohl’s argument (as above) as a refiguring of the old view of the conquest of the Roman Empire by Germanic peoples.[17]  Indeed – ironically – it may actually be his own view of ethnicity (especially ‘Germanic’) and its reality that predisposes Goffart to read Pohl in this way.
Returning to Gregory of Tours and the precise problem of Roman identity, one must ask why the bishop of Tours avoids the designation of Romani for those people he identifies by civitas or ducatus.  Any answer must acknowledge first of all that this was nothing new; Roman ethnicity had always worked at multiple levels.[18]   Another key problem in so much discussion of late antique ethnicity is the failure to tease out or consistently analyse these different levels.  Especially important – and perhaps confusing for the issue – is the fact that the concept of ‘Roman’ functioned at a structural as well as a taxonomic level and that these two levels could sometimes be run together.  By the structural level I mean the use of the terms ‘Roman’ and ‘barbarian’ to mark an important organisational, cultural difference between civilised and savage.  By the taxonomic level I mean the way in which the world was described as divided up into the territories of different peoples.[19]  The two different levels are well illustrated by the two parts of Tacitus’ Germania.  The first section differentiates the Germani, qua barbarians, from the Romans in a way that, as has long been noted, cannot really be read other than as a critique of Roman society and politics under Domitian; the second half gives a taxonomy of the Germanic peoples, with few or no points of contact with the first section.[20]  Like any identity, Roman identity operated in the symbolic and imaginary realms (as above)[21].  The crucial point is that the structural level of Roman identity – that which has barbarian as its opposite or other – functions almost entirely in the imaginary register and even then in a mainly self-referential way; the taxonomic level works in the symbolic to a much greater degree.  The term Romanus may confuse the issue by (unlike barbarus) being capable of being used in both levels but it is analytically vital to keep them distinct.  Failure to do that has bedevilled much study of late antique ethnicity.  The opposite of barbarus is romanus; the opposite of, say, Francus is not.
The structural level mapped onto the taxonomic in historically-contingent ways.  Caesar, for example, described the Gallic and Germanic peoples but there is no sense from Tacitus’ historical writings that the movement of the imperial limes in the intervening century and a half had much altered this taxonomy.[22]  When Ammianus launched into his periodic ethnic excursus it makes little difference whether he is talking of areas inside or outside the imperial frontiers.[23]  The whole world was made up of different peoples with their own characteristics.  Plenty of fourth-century evidence backs up the idea that the Romans thought of the world within the limes as a mosaic of different ethne.[24]  The late Roman popularity of works on the origines of those people, within which genre post-imperial origines gentium are surely to be located, makes this clearer still.[25] 
Thus, contrary to what Walter Goffart has written,[26] one of the many interesting things that happened to the Roman Empire in the fifth century was not that it ran into a wave of ethnicity.  Ethnic identity was alive and well throughout imperial history.  The problem, noted above, is that Goffart’s work contains the same aporia, the same silence concerning what differentiates an ethnic from a non-ethnic identity and about what differentiated an intra-imperial ethnic group or identity from an extra-imperial one.  Throughout Goffart’s work they remain tacitly present and unchallenged, and with a much more serious impact upon his argument.

The Development of Roman Identity to c.476

The questions I wish to examine in the remainder of this paper are, first, how and especially why Roman ethnicity should have defaulted to the civitas level by Gregory’s day; and, second, why it then got worse.  In Salic Law, the Romans are clearly a parallel population to the Franks, even if legally disadvantaged in some ways.[27]  A century or so later, the Romani of Lex Ribvaria are just one of several semi-free categories, all of which must have a Ripuarian speak for them at law.[28]  That situation would have been unthinkable even a century earlier, let alone in 400. 
An answer to this question requires us to consider the role of Romanness, as a supra-regional, imperial identity in the process of subjectivization.  Here in important ways, the taxonomic and the structural come together with the political and cultural.  Romanness was central to the formation of the political subject.  What was held to distinguish man from woman also distinguished Roman and barbarian, and human and animal: moderation, control of the emotions, reason.  These aspects learned during socialisation, paideia, enabled participation in legitimate government and rendered Roman forms of government superior to others.  Movement towards the ideal legitimised behaviour and authority of all sorts.  Movement away – real or alleged – had the opposite effect.  Control over the political centre, the imperial court, enabled one to define who was and who was not behaving in the correct legitimate fashion or moving in the right direction.  Thus Roman identity, as something moved towards, was central to the sex-gender system and to political legitimacy.  This transcended taxonomy.  As is well known, a barbarian could behave in such a ‘Roman’ fashion that his non-Roman origins were held of no account or – more correctly – were held simply in the taxonomic register, just as we may suppose were the origins of a Spaniard, Gaul or African at the imperial court.  This should not be controversial.[29]
Nonetheless, the point just made is worth stressing.  In the taxonomic sense, Romans had always had multiple layers of identity: as a citizen of the Empire; as originating in one of the major imperial regions, whether or not fossilised as dioceses in the Diocletianic Empire (Britain, Gaul, Spain, Africa, etc.); as the inhabitant of a particular province or civitas.  The writings of the Gallic authors of the late Empire make this last level very clear.[30]  Someone could claim different civitates as bases of identity from paternal and maternal descent.[31]  Perhaps there were lower, nested levels too, based around lesser settlements or communities, or pagi.[32] 
None of these levels differs fundamentally from a ‘gentile’ or similar identity.[33]  The tribal origins of the Gallic and British civitates in any case made them ’gentile’ identities of a sort.  Classical ethnography provided a resource for the assigning of characteristics to such identities.  We can see this in Ausonius’ jibes about a British rival or in Ammianus’ comments on the Gauls, and their differences from the Italians, or on the Pannonians who came to pre-eminence under Valentinian, or, earlier, in Cassius Dio’s ascriptions of Caracalla’s diverse personal defects to his family’s origins in different regions.[34]
It is by no means clear that any of these identities functioned differently in social relations within the Empire – that is at a level below a shared Roman political identity – from barbarian confederate or tribal identities or origins: a resource for differentiation, assimilation or other relationships.  Classical ethnography played a part of course as can be seen in Ammianus’ criticism – or praise – of the inhabitants of different regions.[35]  That makes it difficult to assume a different treatment at this level of identity, of people from within or without the limes.  The late Roman army’s élite auxilia palatina included regiments named after Celts and Batavians as well as after Franks and Saxons.[36]  That sort of ethnographic taxonomy played on the kinds of bio-geographical pseudo-science that was held to explain the civilised:barbarian dichotomy, so the two aspects bled into one another.[37]  This further emphasises my point about the contingency and analytical interchangeability of different levels of ethnicity.
Crucial to the development of Roman identities are the changes in the Roman army in the fourth century and its so-called barbarization.  The extent to which this was an actual matter of real non-Roman influence can be debated, as in Barbarian Migrations, where I argued suggested the existence of a certain ‘barbarian chic’ that might usefully be considered as an analogue for the nineteenth-century French Zouaves: French troops who wore a French idea of North African native dress and who adopted a number of other North African cultural practices, all of which gave then a tremendous esprit de corps.[38]  It nevertheless seems clear that following the division of civil and military services the army began to create a set of new identities that centred on the very antitheses of the civic Roman masculine ideal: animal, ferocious, braggart, barbarian.[39]  Such would of course form only one level of identity, nested within and as contingent as the others.  Nonetheless that represents a crucial development that provided a hugely important resource within the political and social developments of the fifth century.
The key feature of fifth-century politics, especially after Valentinian III’s assassination, was faction fighting between groups made up of Romans and barbarians.  A failure to control the centre, or a defeat by those who did, led factions cut off from traditional legitimation of status to seek other forms of legitimate political authority.   In this context, the barbarized military model of Romanness was very valuable to an aristocracy used to serving in or working alongside a ‘barbarised’ army.    This surely eased the transition to the state of affairs around the 470s, where a series of regional factions existed, each grouped around a particular army, none of which was able both to gain lasting and secure control of the political centre and defeat, and establish legitimate dominance over, the others.
In the course of the fifth century, barbarian military leaders had, as Michael Kulikowski has very clearly shown, using insights from postcolonial theory, developed a particular pattern of behaviour with regard to the imperial court.[40]  This involved stressing the stereotypical, threatening role of the barbarian when outside the circles of legitimate authority, as a means of being reintegrated into the latter, when such identities were dropped.  Crucially, though, Roman military commanders seem to have picked up this model of behaviour too in the mid- to late fifth century.  This, as I have argued, involved the adoption of the quintessential gentile title of rex as a basis for an authority that could be dealt with legitimately by Romans.[41]

The Development of Roman Identity c.476-c.550

So we arrive at the situation that seems to have predominated between about 476 and the middle of the sixth century, when a Roman civil aristocracy and administration served alongside a barbarian army.  This situation was importantly different from that which existed 100 years earlier but nevertheless was clearly descended and developed from the latter.  It is important to stress that this was not a situation of straightforward binary oppositions but one of nested levels of identity.  In the bizarre political situation that existed in the half century between Romulus Augustulus’ deposition and the death of Theodoric, when I would argue that people were aware that the Western Roman Empire was no longer functioning but not that it had ended, it is unsurprising that discussions of Roman identity largely took the form of discussions of legal relationships between Roman citizens and barbarian soldiers.  This can be seen in the famous texts of Ostrogothic Italy, or in Salic or Burgundian Law.[42]  Otherwise, as with the slightly earlier writings of Sidonius Apollinaris, they concerned the traditional underpinnings of Roman identity: culture, education and so on.[43]  Yet at the same time the Roman aristocracy’s militarisation continued, as is well known.  Simultaneously, the Church was adopting classical aspects of Roman civic masculinity and was, in some areas, such as Gaul, becoming a focus of Roman aristocratic competition.  Here too, though, there was change and an opposition to a very un-Roman competitive asceticism.[44]
It is difficult to see how this situation could fail to cause the renegotiation of Roman identity.  As I stated at the beginning, identity is a motion towards, an issue of desire.  Any identity depends upon a set of ideal images and commensurate oppositions.  In the situation that was emerging in the course of the fifth century the oppositions were neither as pronounced nor as negative.  The political advantages of Romanness were lesser, too.  That did not mean that there were no attractions.  In the strange ‘sleepwalking’ period after 476 the emperor remained the ultimate political reference point, in whom barbarian soldier and Roman civilian, and the legitimation of the forms of authority invested in both, came together.[45]
The situation is perhaps very well illustrated in the Pactus Legis Salicae, where Romani and Franci have seemingly well-defined functions but both have access to the king.[46]  The Franks have legal privilege, which is hugely significant, but the image is of two parallel populations.  We should not teleologically assume that this situation was destined to develop along particular lines.  The world after 476 contained many possibilities.
One of these possibilities was the re-establishment of unity by military action.  In c.510 there existed a situation wherein two kings, Clovis and Theodoric, having between them established dominance over almost the whole western Empire, faced off against each other.  Both were evidently happy to be addressed as augustus by Roman subjects, even if neither formally adopted the title.[47]  To contemporaries, this situation may well have seemed simply like the next, perhaps decisive, round in the struggle between the Gallic and Italian factions that had dominated fifth-century western politics.  Had such a play-off come about, and been as decisive as many other battles of the period had been,[48] it is likely that a western Empire would have been re-established, however permanently or impermanently, under Amal or Meroving rule.  Who can guess what might have become of Roman identity in that event?  I suspect that something closer to the fourth-century situation may have emerged, although it was unlikely to have represented a re-establishment of or reversion to precisely that state of affairs.
Such a decisive confrontation, of course, never took place.  Instead, possibly motivated by the developments around 510, the Constantinopolitan court began to emphasize its exclusive, Roman legitimacy and in time to attempt to re-impose political unity through its own military actions.  What made a crucial difference to these campaigns was the well-known Justinianic ideological offensive.  Famously this involved a rewriting of fifth-century history to portray the West as lost to barbarian invasions, which can be seen in works from Marcellinus Comes’ Chronicle, through at least the early books (though I would say all, to some extent) of Procopius Wars.[49]

The development of Roman Identity, c.550-c.625

The impact of the Justinianic Wars, and especially of the fact that they did not result in the West’s military domination by the eastern Emperor, cannot be overestimated.  After twenty years of brutal destructive warfare waged to make the point, no one could be in any doubt that the areas beyond actual imperial authority were not part of the Empire any more.  They remained lost to barbarians; the frontier between imperial Roman inside and outside had formally been redrawn.  As far as Roman identity in the West was concerned, this completely changed the game.  It did so for all sorts of identities, the traditional bases for which had to be redefined.  As is well-known, the Old Testament became a new source of models and ideals.[50]  What could be done with Roman identity though?
In this context it is not surprising to see the dramatic decline in Roman identity at the end of the sixth century in Gaul.  The parallel societies of Lex Salica disappeared.  In the sixth century the personnel of the Gallic church was dominated by people with Roman names.  Around 600, that changed so that bishops overwhelmingly had Frankish names.  The episcopal list of Metz, for instance, reveals only a couple of non-Roman or non-biblical names before about 600.  After that the situation is reversed.  This is fairly typical for northern Gaul.[51]  One might read that change in several ways.  The families who provided members of the episcopate changed their naming practices; the people entering the episcopate ceased to adopt Roman names as more appropriate to their status; or the Roman families that had provided the bishops dropped in status.  Either way, the significance of this change for Roman status remains and cannot be ignored.
This is also the period when Gregory of Tours was writing his Histories.  In this context I think it is unsurprising that Roman identity is conspicuous by its absence.  As Edward James says, Gregory does not self-identify as Romanus but as Arvernus.[52]  What might have been seen as the imaginary element of classical Roman identity is displaced into senatorial noble identity and into Christian behaviour.[53]  Otherwise Roman identity has defaulted to the level of the civitas identity as in the case of the embassies mentioned earlier.  It is no surprise that civitas identifiers are mostly confined to the south.[54] This identity is no less ethnic than that of Frank.  Like all such identities, it could be the object of violence, as with the killing that broke out along the Loire after the death of Chilperic.[55] 
Gregory’s own rather sneering view of the men of Bourges further illustrates the point.[56]  A comparison of Gregory’s story of the foundation of the see of Bourges with that of his home town of Clermont reveals the men of Bourges to have been much more unwilling than the Auvergnats to receive the word of God.[57]  Only the intervention of a distant relative of Gregory’s even enables the embryonic church to acquire a place of worship.  After their deaths the burial places of the first bishops of both cities are forgotten but whereas the grave of Stremonius was revealed by a vision received by a future bishop of Clermont and his body translated in fairly standard fashion, at Bourges, Ursinus’ grave was only revealed after a member of the bishop’s staff received a cure (at St Martin’s , Tours, significantly) and even this revelation was disputed by the local bishop.  Only the intervention of St Germanus of Paris and further visions led to a translation.[58]
In contrast to the numerous saintly figures of Tours and Clermont catalogued by Gregory, the Berruyard holy men are fairly nondescript, and manifest a very frequent association with Tours, Clermont or St Martin.  Otherwise they are faintly ridiculous.  Witness Saint Marianus:[59] Marianus, a recluse, was found dead under an apple tree and consequently was rumoured to have died by falling out of a tree.  ‘But it was not known for certain because no one had been an eye-witness.’  Whatever the case, it was hardly the most dignified form of death for a holy man, and the locals, perhaps understandably enough from a modern point of view, were not over-impressed, in spite of unspecified healing miracles.  One local, rebuked for working on St Marianus’ feast day, angrily replied ‘Do you think that a man who slipped from a tree whilst satisfying his appetite has been included in the company of angels, so that he ought to be venerated as a saint?’  Needless to say, his house burnt down.  Only after another miracle, where some stolen oxen miraculously wandered home on their own, does Gregory say ‘after these events, the people of Bourges began to honour this confessor of God with more diligent concern.’  What better part of the world for a bogus holy man to emerge?  Towards the end of the Histories a man from Bourges is attacked by a swarm of flies and as a result goes mad.  Eventually, after a career which exactly parodies that of a proper holy man, he was killed by the pueri of the bishop of Le Puy.[60]  Clearly, identities like these, could operate in the register of the imaginary as well as the symbolic.  There is no way, analytically, of distinguishing these identities as somehow less ‘ethnic’ than those associated with the recognised ‘peoples’ of late antiquity.  Their status as a rung below more ‘gentile’ identities was only contingent upon the nature of fifth and sixth-century politics and the larger size of western kingdoms at that time. In some ways this was the golden age of civitas identity.[61] 
Gregory is famously tacit about the end of the Roman Empire in Gaul.  What is less often remarked upon is the fact that he is at least as reticent about beginning of the Roman Empire in Gaul.[62]  Roman history, as one might expect, has been displaced in favour of Christian history.  The eschatological implications of this are unclear.  Obviously, after several centuries of Christian linkage of the Empire with the Sixth Age the end of the Roman Empire should have produced a great deal of concern about the end of the world, and in my view it did.  But Gregory’s precise position on this is vague.  His most overt statement on the issue can be read in diametrically opposed ways.[63]  Nonetheless he certainly had concerns, as the Preface to Book 5 of the Histories makes very clear.[64]
By around 600, then, it is difficult to see Roman identity in Gaul as a pole of attraction.  Much of its component elements had been displaced into other areas.  The ideal behaviour associated with legitimate political authority was no longer exclusively associated with Roman education and subjectivization.  One has to recall the oppositions and differences inherent in all identities.  For Roman identity in Gaul the key opposition involved the legal privilege, tax exemption and military-political avenues for advancement associated with Frankish identity.[65]  Such issues had, I suggest, less important implications for civitas identity.  For one thing, there was no binary opposition between arvernus and Francus any more than there was between arvernus and arelatensis in the embassies mentioned by Gregory.  For another, civitas identity might coexist with Frankish in a nested way, as perhaps with Bobo and Bodegisel or the franci tornacenses of Book 10 of the Histories.[66]  For a third, in at least the southern parts of Merovingian Gaul, civitas identity was part and parcel of political and military activity.  Military service was structured differently.[67] 
If the components of identity are perpetually renegotiated but always already in existence, then the disadvantages of Roman identity in northern Gaul around 600 would be perceived as natural.  In that context it is not surprising that those who could had laid aside this level of identity and that those who could not had sunk to the level of a legally-dependent stratum of society.  It was possibly not until the category of the half-free Romanus had been absorbed within a general economically class of the dependent, perhaps by the later eighth century or perhaps earlier,[68] that Roman identity could again emerge as something to be stressed, created or fought for at high levels.
Clearly, the transformations of Romanness in late sixth-century northern Gaul were varied.  I have not mentioned the peculiarly Roman population of Trier.[69]  Nor have I mentioned the attempts by Chilperic I to incorporate traditional elements of legitimate Roman rule within the image of Frankish monarchy.[70]  Across the West that diversity would be magnified.  Seventh-century Spain for example shows some similarities with the Frankish situation and perhaps a more sustained attempt to adopt a solution similar to Chilperic’s.[71]  For Lombard Italy and Anglo-Saxon England we simply do not have the relevant data but general similarities might be suggested.

Conclusion

Roman identity had never been an immutable or monolithic identity – like any other identity it never could have been – and it is important that we early medievalists remember that.  Roman identity survived the supposed barbarian invasions of the fifth century in the West as perhaps diminished – temporarily inconvenienced – but nonetheless as an important resource in political activity.  The mid-sixth-century crisis associated with Justinian’s wars put an end to that.  However it was responded to, after that, Roman identity could not survive in anything like the old way.  In this as in so many other areas it seems correct to say that the post-Justinianic transformations that took place in the West around 600 marked the end of the Roman world.[72]


[1] See also G. Halsall, ‘Identity and otherness in the Merovingian cemetery’, in Identity and Otherness among the Barbarians in Europe during the Late Antiquity and the Early Middle Ages: The problematic relationship between Texts and Archaeology ed. J. López Quiroga, M. Kazanski & V. Ivanisevic (forthcoming).
 
[2] I had actually made them in 1995 in Early Medieval Cemeteries (Glasgow, 1995), pp.56-58, but they are more fully worked through in Barbarian Migrations and the Roman West, 376-568 (Cambridge, 2007), pp.35-45.
 
[3] P. Amory, People and Identity in Ostrogothic Italy, 489-554 (Cambridge 1997); P. Heather, ‘Gens and regnum among the Ostrogoths’ in (ed.) (2003). Regna and Gentes: The Relationship between late Antique and Early Medieval Peoples and Kingdoms in the Transformation of the Roman World ed. H.-W. Goetz, J. Jarnut, J., & W. Pohl (Leiden, 2003), pp.85-133; id. ‘‘Merely an ideology? Gothic identity in Ostrogothic Italy’, in The Ostrogoths from the Migration Period to the Sixth Century ed. S.J.B. Barnish &  F. Marazzi (Woodbridge, 2007, pp.31-60.
 
[4] The problem with the term is that it resonates with earlier uses of gentilismus in the literature.  However, it was felt that a term was necessary to specify the level of ethnicity concerned with named ‘peoples’, especially as the subtleties and many-layered nature of ‘ethnicity’ have become widely recognised.  For the problems of gentilismus, see W. Pohl, ‘Zur Bedeutung ethnischer Unterscheidungen in der frühen Karolingerzeit.’ Studien zur Sachsenforschung 12 (1999): 193-208 at pp.195-6.
 
[5] Derrida’s most accessible comments on these key issues may be found in J. Derrida & H. Ronse, Positions. (Paris, 1972) [English translation A. Bass, Positions (London, 2002).  Useful introductions to Derrida’s thought include: M. Dooley & L. Kavanagh, The philosophy of Derrida (Stocksfield, 2007); S. Glendinning, Derrida: A Very Short Introduction (Oxford, 2011); C. Howells, Derrida: Deconstruction from phenomenology to ethics (Cambridge, 1998); B. Stocker, The Routledge Guide to Derrida and Deconstruction (London 2006).
 
[6] LH IV.40. Monumenta Germaniae Historica. Scriptores Rerum Merovingicarum 1.1, ed. B. Krusch & W. Levison (Hanover, 1951); English translation: Gregory of Tours. History of the Franks trans. L. Thorpe (Harmondsworth, 1974).
 
[7] LH X.2
 
[8] Guy Halsall, Settlement and social Organisation: The Merovingian Region of Metz (Cambridge, 1995), pp.31, 39.
 
[9] I assume that Firminus, Evantius and (perhaps) Bodegisil were the people who in the Pactus Legis Salicae would be termed Romani – perhaps belonging to the evidently Roman category of conviviales regi.  Pactus Legis Salicae 41.8. Monumenta Germaniae Historica: Legum, Section 1, Vol.4, Pt 1, Pactus Legis Salicae ed. K.-A. Eckhardt (Hanover, 1962); The Laws of the Salian Franks, trans. K. Fischer Drew (Philadelphia 1991).
 
[10] These works included: W. Pohl, ‘Telling the Difference: Signs of ethnic identity’, in (1998). Strategies of Distinction.  The Construction of Ethnic Communities, 300-800 ed. W. Pohl & H. Reimitz (Leiden, 1998), pp.17-69; id. ‘Conceptions of ethnicity in early medieval studies’, in Debating the Middle Ages, ed. L.K. Little & B.H. Rosenwein  (Oxford, 1998), pp.15-24; id. ‘Zur Bedeutung ethnischer Unterscheidungen in der frühen Karolingerzeit.’ (above, n.3); id. Die Völkerwanderung: Eroberung und Integration (Stuttgart, 2002); id., ‘Invasions and ethnic identity’ in Italy in the Early Middle Ages, ed. C. La Rocca (Oxford, 2002), pp.20-33; id., ‘Aux origins d’une Europe ethnique. Transformations d’identités entre Antiquité et Moyen Âge.’ Annales HSS (2005):188-208;  id. ‘Rome and the barbarians in the fifth century.’ Antiquité Tardive 16 (2008): 93-101.  I am grateful to Walter Pohl not only for copies of most of these works but also for tolerating this close reading of his oeuvre with good humour.  I must underline that, as any reader of Derrida’s work will know, a deconstructive reading is a mark of respect, of a text’s importance and influence.
 
[11] Pohl, ‘Telling the difference’, p.22.
 
[12] On the aporia in Derrida’s thinking, see N. Royle, Jacques Derrida (London, 2003), pp.92-93.
 
[13] W. Goffart, ‘Foreigners in the Histories of Gregory of Tours.’ Florilegium 4 (1982): 80-99. Reprinted in id., Rome’s Fall and After (London, 1989), no.11.  E. James, ‘Gregory of Tours and the Franks’, in After Rome’s Fall: Narrators and sources of Early Medieval History ed. A. Callander Murray (Toronto, 1998), pp.51-66.
 
[14] James, ‘Gregory of Tours and the Franks’, p.66.  James (p.60) says that Gregory writes of the identities ‘Frank’ and ‘Arvernian’ ‘as if they were equivalent ethnic terms’ but the implications of that point are left unexplored.
 
[15] The men of Champagne: Histories 5.3, 5.14, 8.18 (implicitly), 10.3, 10.27  There is a good discussion of Gregory’s references to civitates in P. Heather, ‘State, lordship and community in the west (c. AD 400-600)’, in Cambridge Ancient History vol.14: Empire and Successors, A.D.425-600, ed. A.M. Cameron, B. Ward-Perkins & M. Whitby (Cambridge, 2000), pp.437-68, at pp.441-3, 456. C. Lewis, ‘Gallic identity and the Gallic civitas from Caesar to Gregory of Tours’, in Ethnicity and Culture in Late Antiquity, ed. S. Mitchell & G. Greatrex (London, 2000), pp.69-81.
 
[16] A.C. Murray, ‘Reinhard Wenskus on ‘Ethnogenesis’, ethnicity and the origin of the Franks’, in On Barbarian Identity: critical Approaches to Ethnicity in the Early Middle Ages, ed. A. Gillett (Turnhout, 2002), pp.39-68.
 
[17] W. Goffart, Barbarian Tides. The Migration Age and the Later Roman Empire (Philadelphia, 2006), pp.47, 198 etc.
 
[18] P. Geary, The Myth of Nations. The Medieval Origins of Europe (Princeton NJ, 2002), pp.63-73; Constructing Identities in Late Antiquity, ed. R. Miles (London, 1999); Ethnicity and Culture in Late Antiquity ed. Mitchell & Greatrex; G. Woolf, Becoming Roman. The Origins of Provincial Civilization in Gaul (Cambridge, 1998); recently, J. Conant, Staying Roman. Conquest and Identity in Africa and the Mediterranean, 439-700 (Cambridge, 2012)
 
[19] I owe the term ‘taxonomic’ to Michael Kulikowski.  As late Roman examples of the genre, one can cite Ammianus’ ethnographic excursus on the people who live beyond the Danube (Res Gestae 22.8, 31.2), the Arabs (Res Gestae 14.4), and so on. Ammianus Marcellinus, trans. Rolfe, J.C., (London 1935-39) (3 vols.).
 
[20] Germania, 1-27 (structural discussion) and 28-46 (taxonomy).  Tacitus. Germania trans. J.B. Rives (Oxford, 1999)
 
[21] See above, p.000.
 
[22] Caesar, Gallic War, 6.21-24: Caesar: The Gallic War, ed. & trans. Edwards, H.J., (London, 1917).
 
[23] Thus Ammianus, Res Gestae 15.11-12, on the Gauls, or 23.15-16, on Egypt, differ little if at all from the excursus referred to at n.18.
 
[24] For example Ammianus Marcellinus’ excursus on the Gauls (above, n.18).
 
[25] See Ps.-Aurelius Victor, Origo Gentis Romanae: Pseudo-Aurelius Victor, Les Origines du People Romain ed. & French trans.  J.-C. Richard (Paris, 1983); English translation: http://www.tertullian.org/fathers/origo_00_intro.htm (accessed 24 Nov., 2014).
 
[26] Goffart, Barbarian Tides p.1.
 
[27] E.g. PLS 14, 32, 41, 42.4,
 
[28] Lex Ribvaria 61.10-11; 61.19; 68.2-3; 69.  The necessity for a Frank to speak for Romans at law is attested in Lex Ribv. 68.3: Monumenta Germaniae Historica. Legum, Sect.1, Vol.3, Lex Ribvaria, ed. F. Beyerle & R. Buchner (Hanover, 1951); Engl. Trans. T.J. Rivers, The Laws of the Ripuarian Franks (New York, 1987)
 
[29] For an important discussion of some of these issues, see M. Kulikowski, ‘The failure of Roman arms’ in The Sack of Rome in 410 AD. The Event, its Context and its Impact. Proceedings of the Conference held at the German Archaeological Institute at Rome, 04-06 November 2010, ed. J. Lipps, C. Machado & P. von Rummel (Wiesbaden, 2013), pp.77-83.  On paideia, a good introduction is P.R.L. Brown, Power and Persuasion in Late Antiquity. Towards a Christian Empire (Madison, 1992), pp.37-41.
 
[30] See, for example, Ausonius, Carmina 108-113, where he mocks the notion of a good Briton: Monumenta Germaniae Historica. Auctores Antiquissimi, ed. C. Schenkl (Berlin 1883), p.225.  Rutilius Namatianus also suggests a view of Britons as barbarous (ferox): De Reditu Suo, line 500: Minor Latin Poets, Volume II, ed. & trans. J. Wight Duff and A.M. Duff, (London, 1934), pp753‑829.  Sidonius Apollinaris’ pride in the history of his fellow Arvernians is clear at Carmina 7, line 139ff) and his resentment at the Gauls’ exclusion from the centre of politics, to the benefit of the Italians, is visible at Carmina 5, line 349 ff.  Sidonius: Poems and Letters, ed. & trans. Anderson W.B., vol.1 (London, 1936).  The non-Gallic Ammianus famously criticises Italians with reference to the Gauls at Res Gestae 15.12.3.
 
[31] Ausonius is an example: J.F. Matthews, Western Aristocracies and Imperial Court AD 364-425 (reprint: Oxford, 1990), pp.81-82.   See also the case of Sidonius: J. Harries, Sidonius Apollinaris and the Fall of Rome (Oxford 1994), pp.27-35.  A classic statement of multi-layered Roman identity is Ausonius’ Order of Famous Cities, lines 40-41, about Ausonius’ two homelands: Bordeaux and Rome.
 
[32] In the seventh century, Fredegar identified a Frank as homo scarponnensis (i.e. from the pagus scarponensis, on the Moselle above Metz) Chron. IV.52.  The Fourth Book of the Chronicle of Fredegar with its Continuations ed. & trans. J.M. Wallace Hadrill (Oxford, 1960), p.43.
 
[33] Halsall, Barbarian Migrations, pp.39-40.
 
[34] See above, n.29 for Ausonius’ jibes.  Cassius Dio, Roman History 78.6.1a: Dio’s Roman History, trans. E. Cary (9 vols.; London, 1914-27).
 
[35] Above, nn.18, 22.
 
[36] Halsall, Barbarian Migrations, pp. 106-8.
 
[37] The classic accounts of the geo-biological reasons for the Roman:barbarian difference are at Pliny, Natural History 2.80.190; Vegetius, De Re Militari, 1.2; Vitruvius Architecture 6.1. Pliny: Natural History, ed. & trans. H. Rackham, W.J.S. Jones & D.E. Eichholz (10 vols.; London, 1938-62); Vegetius. Epitome of Military Science, trans. N.P. Milner (Liverpool, 1993). Vitruvius: On Architecture, ed. & trans. F. Granger (2 vols.; London, 1931-34).
 
[38] Halsall, Barbarian Migrations, p.109.
 
[39] Halsall, Barbarian Migrations, pp.101-10.
 
[40] Kulikowski, ‘The failure of Roman arms’.
 
[41] Halsall, Barbarian Migrations 202-6, 266-7, 281, 408-9.
 
[42] Halsall, Barbarian Migrations, pp.475-6, 485-7, with references.
 
[43] Harries, Sidonius Apollinaris, pp.243-51. R.W. Mathisen, Roman Aristocrats in Barbarian Gaul. Strategies for Survival in an Age of Transition (Austin Tx, 1993).
 
[44] K. Cooper & C. Leyser, ‘The gender of grace’, in Gendering the Middle Ages ed. P. Stafford & A.B. Mulder-Bakker A.B., (Oxford, 2001), pp.6-21
 
[45] On the continuity of Roman titles, see A.H.M. Jones, The Later Roman Empire 284-602 (Oxford, 1964), pp.238-65; P.S. Barnwell, Emperor, Prefects and Kings. The Roman West, 395-565 (London, 1982). On the ‘Romanness’ of ‘barbarian’ rulers, see Halsall, Barbarian Migrations, pp.488-94.
 
[46] E.g. PLS 41.5, 41.8.
 
[47] Gregory, Histories, 2.38 for the acclamation of Clovis as augustus, which historians have generally rejected but on no clear grounds.  M. McCormick wisely leaves the issue open: ‘Clovis at Tours, Byzantine public ritual and the origins of medieval ruler symbolism’ in Das Reich und die Barbaren, ed. E. Chrysos & A. Schwarcz  (Vienna, 1989), pp.155-180.  On Theodosius’ description as augustus, see M. McCormick, Eternal Victory. Triumphal rulership in late antiquity, Byzantium and the early medieval West (Cambridge 1986), pp.278-80.
 
[48] Such as the battle of Vouillé (507).
 
[49] B. Croke, ‘476: The manufacture of a turning point.’ Chiron 13 (1983):81-119 (repr. in B. Croke, Christian Chronicles and Byzantine History, 5th-6th Century (London, 1992), no. V).  The historiographical tradition is most recently represented in the writings of Peter Heather, notably the somewhat ironically-subtitled The Fall of Rome: A New History (London, 2005).
 
[50] Y. Hen, ‘The uses of the Bible and the perception of kingship in Merovingian Gaul.’ Early Medieval Europe 7.3 (1998):277-90.
 
[51] Halsall, Settlement and Social Organization, pp.14-17, 29.  N. Gauthier, L’Évangélisation des Pays de la Moselle. La Province Romaine de Premiere Belgique entre Antiquité et Moyen-Âge (IIIe-VIIIe siècles) (Paris, 1980).
 
[52] James, ‘Gregory of Tours and the Franks’, p.66.
 
[53] A classic study is R. Van Dam, Leadership and Community in Late Antique Gaul (Berkeley, 1985).
 
[54] Heather, ‘State, lordship and community in the west’.
 
[55] Gregory, Histories, 7.2.
 
[56] Gregory, Histories, 1.30-31.  Gregory’s oppositional attitude doubtless relates to the fact that Bourges was the metropolitan see of Aquitanica Prima, the province in which Gregory’s home town of Clermont was located.
 
[57] Gregory, Glory of the Confessors 29. Monumenta Germaniae Historica. Scriptores Rerum Merovingicarum 1, Part 2 ed. B. Krusch &W. Levison (Hannover, 1969), pp. 744–820; R. Van Dam (trans.), Gregory of Tours: Glory of the Confessors (Liverpool, 1988).
 
[58] Gregory, Glory of the Confessors 79.
 
[59] Gregory, Glory of the Confessors 80.
 
[60] Gregory, Histories 10.25.
 
[61] Lewis, ‘Gallic identity and the Gallic civitas from Caesar to Gregory of Tours’.  See also M. Handley, ‘Inscribing time and identity in the kingdom of Burgundy’, in Ethnicity and Culture in Late Antiquity, ed. Mitchell & Greatrex, pp.83-102; Halsall, Barbarian Migrations, pp.480-2.
 
[62] Cp. Gregory, Histories, 1.18 claims that Julius Caesar was the first emperor and mentions the foundation of Lyon but there is no overt statement about the conquest of Gaul.
 
[63] Gregory, Histories, 1.praef. G. de Nie, Views from a Many-Windowed Tower. Studies of Imagination in the Work of Gregory of Tours (Amsterdam, 1987), pp.57-59.
 
[64] Gregory, Histories V.praef. ‘The preface to Book V of Gregory of Tours’ Histories: Its form, context and significance.’ English Historical Review 122 (April, 2007), pp.297-317.
 
[65] Halsall, Settlement and Social Organization, pp.26-31, 258; G. Halsall Warfare and Society in the Barbarian West 450-900 (London, 2003), pp.46-47.
 
[66] Gregory, Histories X.27
 
[67] Halsall, Warfare and Society in the Barbarian West, c.450-900 (London, 2003), p.48.
 
[68] Halsall, Settlement and Social Organisation, p.59
 
[69] Halsall, Cemeteries and Society in Merovingian Gaul. Selected Studies in History and Archaeology, 1992-2009 (Leiden, 2010), pp.225-229, 258.  See also Jamie Kreimer’s paper in this volume.
 
[70] Histories 5.17, 5.44, 6.2, 6.46
 
[71] On Isidore of Seville, see J. Wood, The Politics of Identity in Visigothic Spain. Religion and Power in the Histories of Isidore of Seville (Leiden, 2012).
 
[72] This is the title of a project I am currently working on, for which I received generous support in the form of a Leverhulme Major Research Fellowship in 2009-12.