Wednesday, 11 March 2015

Belatedly - Thanks to James Aitcheson

No comments:
The historical novelist James Aitcheson very kindly listed Worlds of Arthur as one his top books of 2014.  I am afraid I only came across this recently, but many thanks to him for that.  'History writing at its best' he says, more than generously.  Read his review here

Tuesday, 10 February 2015

Archaeology is just an expensive way of finding out what historians already know...

5 comments:
... (or something very like that), said a waspish Peter Sawyer in a lecture some time around 1980.  Sadly for him, Philip Rahtz was in the audience and published the remark.  Ever since then it has, understandably, been something of a bugbear in relations between archaeologists and historians - or at least it has been constantly recycled by archaeologists as demonstrating what 'all historians' supposedly think about archaeology.(1

You can understand the annoyance, or you would were it not for two things: first, the quote is now thirty-odd years old and historians' attitudes have moved on considerably, as far as I can see from my vantage-point as someone regularly described, at least by Anglo-Saxon archaeologists of a certain age (like J*hn H*nes and C*th*r*ne H*lls) as a historian rather than a proper archaeologist (in spite of, ahem, having at least as many degrees in the subject as H*nes at least).  Second, and more importantly, it is really archaeologists themselves rather than any wicked historians who go out of their way to prove Sawyer's point.

Take, for instance, this article in the Torygraph.  Archaeologists will be excavating the Château of Hougoumont where the Coldstream Guards held off determined attacks by large numbers of French troops in the earlier phases of the Battle of Waterloo, 200 years ago this June.(2)  And how, one may legitimately ask, will this add to our knowledge of the Battle of Waterloo?  What will the results of any excavation show, in and of themselves?  They will, one assumes, demonstrate that, at some point in the early nineteenth century (although quite how any of this could be even remotely precisely dated without historical sources is uncertain (3)), the château was the scene of some kind of violent confrontation - of uncertain scale - during which people armed with some form of presumably smooth-bored fire-arm fired lead balls at each other, whilst other combatants used some form of device to project large iron balls at their enemy.  Also employed were swords and a kind of socketed spearhead.  They may indeed show that, unsurprisingly, some people were killed in this confrontation and that the buildings themselves were damaged.  Possibly they may find some metallic uniform fittings which might enable us to identify the provenance of the participants, although given the predominance of Latin mottos on the badges and possibly buttons of one side and imperial-looking eagles on the other, one might be forgiven for reading the conflict as part of some sort of latter-day Roman civil war.  Given the proliferation of written (including eye-witness) accounts, other documentation, paintings, plans and memoirs (not to mention surviving uniforms, militaria and other memorabilia from the battle in numerous museums) one may entirely legitimately ask what an excavation like this can possibly be other than an expensive means of showing what historians already know.

All this, alas, is all-too typical of recent directions in archaeological fieldwork.  We can cite pretty much every episode of Time Team (personal favourite: the one where they excavate a crashed B17 to yield less valuable information than one could get from watching Memphis Belle) or Two Men in a Trench (personal favourite, the episode where they excavated bits of a WWII RAF airfield, excavating a defensive pit and finding a bit of Bren gun ammo, thus proving that it had been a Bren gun AA emplacement [as was known from surviving plans] and finding remnants of a pair of - wait for it - RAF goggles [their friendly museum curator promptly turned up and identified them thanks to the pristine pair he already had in his museum's collection] - fantastic), or the current penchant for excavating bits of the Western Front (archaeological conclusion: a major earthwork fortification seems to have been constructed across north western Europe at some point in the early twentieth century associated with some kind of major outbreak of conflict; alternative 'theoretical' conclusion a: it was simply a ritual display of a military ideals of rulership with no actual link to warfare; alternative 'theoretical' conclusion b: it was a long ceremonial causeway with multi-phase, ditched bounds, running from Switzerland to the Channel, linking mountain and sea in a religious cosmology) (4), or the excavation of amply-planned, -photographed and -documented 20th-century housing in York, or battlefield archaeology, or ...

Now - to be fair - there are some perfectly good, serious and concerning reasons for this.  First, archaeology, field archaeology in particular, is on the receiving end of all the worst of neo-liberal assaults on the arts and humanities and has had to take refuge in 'modern relevance', wishy-washy 'community history' and 'memory' (and all the rest of the whole trite 'public history' agenda).  Second, the limitations on fieldwork caused by planning regulations, competitive tender etc., seriously limit the potentials for fieldwork other than at the (modern) levels most likely to be obliterated by development.    To a significant degree, then, there is an understandable amount of making a virtue out of necessity going on here.  All that requires the critique above to be mitigated significantly - or some of it anyway.

It must also be said that sophisticated studies of excavated material culture from well-documented contexts actually have potential to significantly challenge and revise images drawn from the non-archaeological record.  Indeed I have written elsewhere that the potential for archaeology to have an equal and independent explanatory value to documentary or other historical studies grows, rather than declines, in heavily documented eras (the opposite of the old zero-sum view that archaeology becomes less valuable the more documents you have).(5)  But I have to say, firstly, that, in spite of a lot of rhetoric on these lines, I have yet to see much progress on this front and, secondly, that sadly there is currently much more interesting and sophisticated work being done on material culture in these periods by students of the more complete documentary and artistic record.

But whatever the case and whatever the justifications - reasonable or otherwise - all the activities listed (and some - like battlefield archaeology and the Hougoumont example especially - have little or no capacity for doing anything else) are simply illustrating what historians know already, but at greater expense.  Twenty-two years ago, in an edited volume entitled Archaeological Theory: Who Sets the Agenda?, Richard Bradley penned a piece entitled 'Archaeology: the loss of nerve'.  I wonder if what he was concerned about has not in fact come to pass.
***
Notes
(1) For comments on all this, see Commentary 1 ('Archaeology and its discontents') in my edited collection, Cemeteries and Society in Merovingian Gaul: Selected Studies in History and Archaeology 1992-2009.

(2) Not mentioned in the article is the fact that the whole French attack was a cock-up as Napoleon had ordered Reille and Jerome not to capture Hougoumont necessarily but simply to screen Hougoumont with feint attacks, but that the latter got carried away and ended up committing more troops than was planned - not that this negates the achievement of the defenders of course: quite the opposite. 

(3) Even were one able to construct reliable and accurate typologies of the artefacts (and the only reason one would be able to do so would be on the basis of written sources), the muskets used would only give more or less vague 'TPQ's for the engagement, depending on which bits of which models were found.  The French musket was essentially a pattern 1777 Charleville and the British 'India Pattern' 'Brown Bess' an 1802 Guards model (if it hadn't been the Guards involved, then the musket pattern in use would have been a 1797 model), giving us 'TPQ's between 13/18 and 38 years earlier than the battle.

(4) Some of this Great War archaeology is motivated, it is said, by a desire to counter the views of Great War-glorifying historians like Gary Sheffield, whose views I have written about before.  That seems entirely laudable to me, although the argument does not in itself require archaeological excavation for support.

(5) See note (1) above, and the preceding chapter on 'Archaeology and Historiography', originally published in the Routledge Companion to Historiography, ed. M. Bentley (1997).

Monday, 9 February 2015

The Weird World of Blogging, Part 94

3 comments:
May I offer my apologies to anyone visiting this site and not finding what they were after, especially to the (according to my Blogger stats) 21 visitors directed here from a site called 'geile-porno-filme-kaufen.com'.  I think anything of that nature here would be of a distinctly 'special interest' variety...

Thursday, 29 January 2015

An old review of Bachrach's Early Carolingian Warfare: Prelude to Empire

6 comments:
[Bernard Bachrach occupies a vitally important place in modern medieval studies, a real asset.  We live in a world, in which the tenets of Rankean positivism are avowed to be no longer tenable.  I have dealt with the problems of this before but either way the idea that there is a single right answer is widely admitted to be outmoded.  Thus a plethora of rival interpretations occupies the field.  Indeed this is a world where some historians hold that a multiplicity of equally valid readings is a desideratum, and that there is no right and wrong.  What is the newcomer to do, confronted by this confusing, shifting sea of  - seemingly - equally plausible reconstructions? 

Well, fear not, o newcomer, for help is at hand, thanks to Professor B.S. Bachrach of the University of Minnesota.  Bachrach provides us with an invaluable fixed point, a point de repère as the French would say.  In a fluid historical landscape where truth and falsehood, right and wrong, are chimaera we can at least orient ourselves on Bachrach's work, secure in the knowledge that everything he says is wrong.  It is a kind of Cartesian point of origin, a historical thinking degree zero, from which any move in any direction will represent a positive step towards understanding.

Bachrach continues to churn out massive tomes about early medieval warfare, accompanied by masses of endnotes containing vicious ad hominem attacks on his critics (largely yours truly).  For those who may be taken in I offer this review of an earlier instalment, which appeared in Peritia and is thus perhaps not very widely available.  It sets out most of the key objections to his work, objections with which the overwhelming majority of students of the early medieval period would agree.  This, however, is not quite my text as published, which was very slightly edited.  This is, if you like, the 'director's cut'.]

Bernard S. Bachrach, Early Carolingian Warfare: Prelude to Empire Philadelphia: University of Pennsylvania Press 2001, xiv + 430 pp. $55.00. ISBN 0-8122-3533-9

Over the last thirty years or so Bernard S. Bachrach has been painstakingly, indeed fearlessly, building what might best be termed a parallel early Middle Ages.  The names and the events are familiar and the landscape just about recognisable, yet something is not quite right.  In this early Middle Ages, not only did Rome not die, it never even grew old.  Indeed it became bigger and better than ever before.  The changes that took place in ‘conventional’ late antiquity have little or no place in this world.  Here, the Roman state was all-powerful; its army an efficient, well-oiled fighting machine; its towns mighty fortresses.  There is no sign of the corruption and inefficiency, of the negotiation and bargaining at all levels of government and administration, or of the economic contraction and urban decay revealed by four decades of sophisticated documentary and archaeological study of the western Roman Empire in the ‘other’ Late Antiquity.  In BachrachWorld, moreover, this maximal Roman state continued without a break into the post-Roman period, especially in the field of military affairs.  The western kingdoms of the period between c.500 and c.900 commanded well-equipped and numerically enormous standing armies.  In Bachrach’s latest book, the Carolingian regular army numbers tens of thousands of men drawn from a ‘manpower pool’ of two million, all rigorously trained and disciplined according to the best Roman theories and supplied by centralised state workshops.  They fight with throwing spear and stabbing sword, just like Caesar’s legions, and march across the countryside in step, to the tune of Venantius Fortunatus’ hymns.  If only Charlemagne himself could have seen them!

Were this a work of science fiction or part of the curiously booming ‘what if’ historical literature it might be very interesting.  Alas it is not.  It is presented, and pretty aggressively at that, as a serious work of historical scholarship.  In fact Bachrach repeatedly stresses that his is the correct view of the era, dismissing most other current practitioners of early medieval history, particularly Anglophones and especially the growing phalanx of those who have dared to criticise his imaginative reconstructions in the past, as doctrinaire slaves to a ‘primitivist’ agenda.  The book begins with an account of political history – or long-term strategy, as Bachrach calls it – between the supremacy of the mayor Pippin of Herestal and the coronation of his grandson Pippin the Short as King Pippin I in 751.  The argument is that there was a conscious and coherent long-term strategy, based upon a knowledge of which areas had once been governed by the early Merovingians, to reconquer and absorb peripheral areas into the regnum francorum.  Bachrach then moves on to look at military organisation; the Franks maintained a huge and highly organised regular army, as mentioned.  The book next considers training and equipment, morale, battlefield tactics, campaigning strategies and ‘naval assets’.

The problems with the book are many but most relate to Bachrach’s rather individual modus operandi, which have repeatedly been criticised in the past.  A few causes célèbres relating to the different chapters (none of which will surprise aficionados of Bachrach’s work) may suffice.  Bachrach reads very widely in the English and German secondary literature and his knowledge of the primary sources is extensive.  As often as not, a cited source, if taken absolutely literally and in isolation, does say what he claims it says.  The problem is that these sources are taken too literally and often out of context.  For example, a very brief passage (a handful of lines) from the epic Waltharius becomes the subject of an extensive exegesis on cavalry warfare (p.196 ff.).  Leaving aside the problems of the poem’s provenance and purpose, in Bachrach’s analysis Waltharius’ troop deploys and redeploys from line to column and back again, all whilst within spear-throwing distance of the enemy, who (apparently) kindly allow them to continue with this country dancing, never once attacking them whilst in the middle of their manoeuvres.  Nineteenth-century tactical theorists, who said that any unit that manoeuvred in the face of the enemy was disordered, would have been astonished.  But there would be no need for their astonishment.  Bachrach has simply translated literally the two synonyms for battle-line (acies and cuneus) used by the poet.  Neither word had such technically precise usage in the early Middle Ages, and nor did they in classical Latin (as even a brief perusal of Lewis and Short’s Latin dictionary will rapidly demonstrate).  This is indeed an interesting passage but Bachrach takes his analysis much too far, and the same is true of source after source.

Another problem concerns the Frankish political ‘master-plan’.  Bachrach’s reconstruction is based mainly upon the Annales Mettenses Priores, written well after the close of the period under discussion and, as has very widely been appreciated, recasting the history of the late seventh and eighth century as the inevitable and entirely justified, because divinely-ordained, rise of the Carolingians to control of the whole Frankish world.  Bachrach pays lip-service to this point but does not allow it to impinge in any way on his argument, which involves the early Carolingians closely scrutinising the works of Gregory of Tours and other sources in order to find out the original extent of Merovingian dominion and then planning a long-term strategy to reconstruct this polity.  Yet at the same time, in the period studied, they neither retook all of the areas where the Merovingians had had usually fairly ill-defined hegemony (sixth-century Frankish gains in northern Italy are the subject of no part of the plan, although admittedly that could be because these are only vaguely mentioned in less well-known sources possibly absent from the Carolingians’ Strategic Studies research library), nor stop at the limits of Merovingian power (thus Septimania was conquered).  The fact of the matter, as has been clearly revealed in sensitive studies of the Frankish politics of the period (most recently and notably Paul Fouracre’s The Age of Charles Martel), is that the regional elites on the periphery of the Frankish world who broke free of direct Merovingian rule in the course of the seventh century, nevertheless at the same time became ever more assimilated with the aristocracy of the kingdom’s heartlands.  They neither achieved nor desired complete independence from Frankish politics but (and this has long been appreciated) retained close familial and other links with it, and intervened in Frankish high politics as and when they wished, or were able to.  This fact in itself meant that in the aristocratic faction politics of the day, Pippinid/Arnulfing political dominance could never be secure until the dynasty had ensured that its allies controlled all of the areas of this loosely nit polity.  Thus early Carolingian military activity tended to be drawn out from core to periphery in often piece-meal and usually contingent fashion.

The chapter on the organisation of the Frankish army suffers from being based upon almost no sources actually written in the period under review (c.687-751).  The main evidence used is ninth-century Carolingian capitularies.  Bachrach assumes that the legislation in these documents was generally closely adhered to in practice.  Leaving this questionable assumption to one side, students of the period (most significantly the late Timothy Reuter) have long underlined the fact that the absence of military legislation from the substantial corpus of Charlemagne’s capitularies before about 800 is unlikely, when compared with the heavy attention devoted to the subject after that date, to be fortuitous.  Times had changed and there was a greater need for legislation, even if the precise nature of that change is still a matter for debate.  This material cannot, as Reuter said, simply be projected back into earlier periods.  Other material is drawn from Hincmar of Rheims’ De Ordine Palatii.  Bachrach claims that this text was written by Adalhard of Corbie in the late eighth century (in which case it would still belong after the era covered by his book).  Hincmar does indeed say that he had copied Adalhard’s work, but the fact remains that Adalhard’s text is lost and it is quite clear that Hincmar interpolated his own views to a now unknowable extent.  Even recent optimistic interpretations, by Brigitte Kasten and Janet Nelson, which see this text as essentially Adalhard’s, push it only to the very end of Charlemagne’s reign, and Hincmar himself twice claims no greater antiquity for the information contained in it than the reign of Louis the Pious.  The use made of the text here, where it is claimed to represent an unproblematic reflection of how things actually were in the eighth century, is perilous to say the least.

The chapter on equipment and training takes a similar approach.  Here the source is Hrabanus Maurus’ reworking of Vegetius’ De Re Militari – once again a mid-ninth-century text which, even if one could accept its testimony as a faithful description of Carolingian actuality, would relate to the middle of the ninth century, not the beginning of the eighth.  Bachrach’s is in fact a useful survey of the ways in which Hrabanus modified his source, but the problems are (if you will excuse the pun) legion.  First of all, the purpose of the text is not closely analysed.  Secondly, Hrabanus’ was not the only reworking of Vegetius in the period; Freculf and Sedulius also produced versions, rather different from Hrabanus’.  As Paul Kershaw will argue in a forthcoming paper, whilst Freculf and Hrabanus seem genuinely to have felt their works might be useful for the kings to whom they addressed them, Sedulius’ is more like unashamedly gleeful antiquarianism.  Recent work has stressed the authority given by Carolingian writers to classical works, whether or not they bore any relationship to ninth-century reality.  Natalia Lozovsky’s work on geography is a case in point.  Thirdly, the information contrasts with what we know of Carolingian weaponry from archaeological sources.  Bachrach elides the gladius mentioned in Hrabanus’ version of Vegetius with the archaeologically attested scramasax, but the two are different.  The two-edged early Roman legionary short sword (it had largely gone out of use even by Vegetius’ day) was a stabbing weapon, a usage completely unsuited to the single-edged scramasax which, especially in its later forms, from the seventh century onwards, was a chopping weapon.  Bachrach dismisses such comparisons through a pseudo-statistical argument about the smallness of the archaeological sample (he threatens a whole monograph on archaeological and pictorial sources in the future), in apparent unawareness of the contradiction between this point and his own generalisations about actual practice from a single version (out of at least three different ones) of an ancient text of uncertain application.  Fourthly, Hrabanus’/Vegetius’ accounts of military practice are quite at variance with what we know of ninth-century campaigns and battles (see further below).  Finally, Vegetius’ was an antiquarian work even when he wrote it, full of criticisms of ‘modern’ practice and recommendations about going back to the Good Old Days.  There is little or no evidence that the De Re Militari either adequately described or had any effect on most late Roman military practice. This alone must have some implications for Bachrach’s arguments about direct Roman-post-Roman military continuity.

When looking at battlefield tactics and campaigns Bachrach again often relies on unexpected sources.  Apart from the use of Waltharius mentioned above, he discusses Agathias’ account of a Frankish battle in Italy in the 550s.  The precise relevance of this to early Carolingian warfare is unclear.  Archaeological sources make clear a dramatic shift in the nature of weaponry around 600, which in turn points to a radical change in tactical practice away from more open and fluid battlefield usages, involving greater use of missile weapons, towards a heavier reliance upon what might be termed shieldwall combat.  One of the few even remotely detailed accounts of a battle from Bachrach’s chosen period, the Chronicle of 754’s description of the battle of Poitiers, is hugely over-interpreted, ignoring the biblical resonances in which it is steeped.  Otherwise, whenever a source runs contrary to the clinical Roman science that Bachrach believes Carolingian warfare to have been (and as soon as we get detailed accounts of warfare with anything like regularity, in the later ninth century, this is almost always the case), Bachrach dismisses them as representing the wilful, ideologically-driven misrepresentation of warfare by churchmen opposed to violence (evading the point that, as numerous scholars have shown, the church’s attitude to war in this period was far from being either so clear-cut or so uniformly negative).  A more disturbing aspect of Bachrach’s work is its sanitisation of warfare.  The huge Carolingian military machine moves through the landscape causing barely the slightest hardship or disruption to the locals, for this would run counter to the rational purposes of the war and defeat its aims.  Similarities with modern euphemisms such as ‘friendly fire’, ‘smart bombs’ and ‘collateral damage’ are doubtless not coincidental.  Indeed the book is fairly soaked in modern military jargon and seeks to demonstrate that the Carolingians, like ‘Stormin’ Norman’ Schwarzkopf, were adherents of the doctrine of overwhelming force.  What impact the ‘Rumsfeld doctrine’, of small, highly trained and rapid forces striking directly at the enemy heartland, will have on military history of the Bachrach type remains to be seen.  One might suggest that it will result in a picture more easily supported by actual early medieval evidence…

Bachrach’s attitude to archaeology resurfaces, not for the first time in his oeuvre, in his discussion of the economic background to early Carolingian warfare.  Decades of archaeological work on the settlement geography of the period, stressing late Roman decline before resurgence from the seventh century onwards is dismissed as ‘primitivist’ or statistically worthless, in favour of works by historians dating from the nineteenth and early twentieth centuries.  Indeed much of the bibliography of the book is very old, though claimed to retain its value (although given that Bachrach simply dismisses anything more recent it is difficult to know how he can ascertain this).  Bachrach’s methodology, as usual, is to start from questionable assumptions about Carolingian military capacities, based, as we have seen, on an idiosyncratic and problematic use of a small range of written sources, and then extrapolate from this to assert the existence of a socio-economic base capable of sustaining such military activity, with evidence hammered to fit.  Surely in early medieval studies one has no option but to work from the known to the unknown.  Although not without its problems, we have far more data on the social structures, settlement geography and economic organisation of the early Middle Ages (none of which supports the Bachrach thesis, which is why he dismisses it as unrepresentative) than on military actuality.  A more reasonable methodology is therefore to work from this base to reconstruct the levels of military activity it could support, not vice versa.

Oddly in view of his diatribes against other researchers, this is not a careful book.  Hrabanus is curiously spelt Rhabanus throughout; the Süntel are rendered ‘Süntal’ (which would imply that they were a valley rather than a mountain range); even Latin terms, upon which Bachrach places such heavy weight, are not given correctly – contubernium and castrum are given as contubernia and castra in the nominative singular.  The prose is leaden; readers might keep themselves amused by spotting the repetition of key phrases (almost refrains) like ‘massive army’ and ‘old Roman fortress city’.  More seriously, Bachrach repeatedly completely misrepresents the arguments of his opponents, cases in point being the supposed ‘primitivism’ of some modern researchers (mercifully, his rants on this subject here do not come as close to implicit racism as in some of his other writings), the arguments against the efficiency of Carolingian legislation, and those about warfare being driven by booty.  Even works claimed to support the Bachrach thesis are misrepresented.  The volume is dedicated to F.-L. Ganshof, whom Bachrach claims as a sort of intellectual father figure (what Ganshof would have made of this honour is sadly impossible to know), apparently in the belief that Ganshof (in my view rather harshly treated by recent scholarship) represents modern paradigms of early medieval history.  Yet Ganshof’s work on the Carolingian military was quite at odds with Bachrach’s arguments.  He thought armies were fairly small and was, as the discussione after K.-F. Werner’s famous paper on the subject makes clear, unconvinced by the notion of the 20,000 man army in practice.  Bachrach is tacit on this subject, yet takes historians to task, probably rightly, for misrepresenting Werner (although in my reading Werner was concerned with theoretical maxima and open to the objection, put forward by Ganshof, that forces in reality might be as low as 40% of the theoretical totals).  Bachrach’s bugbear, archaeological work on late Roman urban decline (curiously claimed to represent only a vestige of an outmoded idea), is inaccurately rendered, although it has almost no relevance to the period being studied.  In opposition to the alleged (but grossly misrepresented) argument (by this reviewer) that Metz had become a ‘ghost town’, Bachrach cites the construction of a ‘massive cathedral’ within the walls.  We know absolutely nothing about the size, plan or even the construction materials of the fifth-century cathedral in Metz, although admittedly it probably was inside the walls.  More to the point, the argument critiqued here, like most other work on the subject, argues for rapidly growing and indeed thriving urban centres by the period covered by Bachrach’s book.

This raises what is perhaps a more important issue.  Leaving aside the point that they largely cite Bachrach’s own earlier outpourings, the extensive notes (there are 257 pages of text in this volume and 134 pages of endnotes at, thus, a ratio of over a page of notes to every two pages of text) repeatedly descend into tirades against his critics.  Indeed this section is, to considerable degree, an extended diatribe against Ian Wood.  Much of the critique takes the form of unsubstantiated generalised claims about levels of scholarship, ideas about proof or evidence, and so on.  An historian of Bachrach’s age and experience should know that this runs contrary to academic rules of engagement.  If you are going to assert that a scholar has no idea how to use evidence, you are obliged to back up your claim.  As implied above, in order to attack his critics, Bachrach often deviates considerably from the point under discussion.  One really must ask why the publishers allowed this over-inflated and self-indulgent use of the endnote apparatus.

There is no doubting Bachrach’s intelligence and scholarship; what remains, at best, curious is its funnelling into an increasingly strident and wilful insistence upon a version of events which has little or no support in the evidence and which diverges increasingly from the readings of late antiquity and the early Middle Ages by almost every other scholar of the period.  All told, it is probably best to file this book under quaint historiographical dead-ends.

Thursday, 22 January 2015

The Transformations of the Year 600: A Historical Experiment (or, ‘How I learnt to start worrying and love Jacques Derrida’.)

16 comments:
[This is the rabble-rousing paper I gave last night to a well-attended departmental research seminar (my thanks to everyone who came, especially the students, graduate and undergraduate).  In it I talk about my two main current writing projects and how one might bring them together to create a new form of socially-committed history.]

The old joke says that ‘there’s no future in history’.  In important regards, however, it might actually be true; history as a worthwhile intellectual discipline might indeed be on the verge of disappearing.  To sum up the situation, let me offer a quote from one of my favourite philosophers, Simon Critchley, from one of his books of interviews, How to Stop Living and Start Worrying (Critchley left the UK to work in New York [as would I given half a chance], which might set this comment in context):

We're sitting right now in a university, in the business school at Queen Mary, University of London.  Universities are business schools.  At least business schools say they are business schools, which is more honest than the rest of the rubbish.  And these are places where you can no longer think.  You're not encouraged to think - it's not what you're supposed to do.  You are simply meant to produce.  At a certain point, not that long ago, universities were places where thinking took place.  Perhaps this seems an absurd and ludicrous proposition.  But thinking happened, particularly in experimental universities, that developed in the 1960s, in England: Essex, Sussex, Warwick and the rest [like, ahem, York], which are now tedious and mediocre business schools.  So it has become harder and harder to think in universities.  Something has shifted in culture ...

I will be talking a lot about shifts in culture but all this, this shift in the culture that Critchley was talking about, the fact that there has been nothing done to resist it, makes me very angry.  As some of you know, I am an angry man. Obviously this has ruined my career and personal life, but apart from that, it has provided something of a productive and rich vein in thinking about what history could or should be if we were to try and shake it out of its current complacency.  So, what I am going to do in this angry paper is to talk about two projects I have been working on, maybe for 10-15 minutes or so each, and then for the rest of my time offer a couple of frankly poncy meditations on how they might be brought together.

1: The Transformations of the Year 600

My first, and I suppose my major, project is entitled The Transformations of the Year 600 - a title I stole shamelessly from the English title of a book by Guy Bois, The Transformations of the Year 1000.  With the help of Chris Wickham, Paul Fouracre and Walter Pohl, I managed to blag a major Leverhulme research fellowship to work on this between 2009 and 2012.  Quite a few articles and seminar or conference papers have come out of this but the major publication is still a way off and indeed I am still not sure what form that publication, or that output as we have to say nowadays, ought to take – book or books, interpretive dance, beef-based recipe, range of affordable leisurewear.  Indeed that is the major issue of this presentation – it is the experiment referred to in the title, or the wager, on a new type of history, if you prefer.

Essentially, a wide array of changes took place between the last third of the sixth century and the first half of the seventh, across Western Europe.  A brief catalogue will have to suffice.  There were changes in the ways in which people were buried – a reduction in grave-goods in some areas, and especially a reduction in the number of grave-goods signifying gender (particularly feminine gender in some places), more but smaller cemeteries, the break-down of earlier community burial norms and planning of cemeteries, the (in general) end of cremation in England, the appearance of new elite burials, under mounds, in churches, in separate cemeteries.  There were important shifts in the forms and decoration (or decorative style) of artefacts: Style II in north-western Europe; more Byzantine-influenced styles in Spain, etc.  New high-status settlements appeared – so-called nuclear hill-forts in northern Britain for example; the earliest phases of new ports of trade, the emporia, possibly some high-status rural settlements in England and France (although these really appear from about 650).  New rural monasteries – frequently associated with new monastic rules – are founded across the Christian regions.  Rural churches become more common.  In some areas, towns experience something of a revival after a phase of decline and sometimes desertion.  Other economic changes include a shift in long-distance trade-routes from the so-called ‘Mediterranean’ to the so-called ‘Continental’ system, certain imports, such as Indian garnets, disappear, and there are evident increases in craft specialisation, in metalwork and ceramics.  Further changes include a rapid rise in the survival or retention of written documents, there are changes in the Law, changes in the function of ethnic identity; there are religious changes – the Anglo-Saxons convert to Christianity; the Spanish Visigoths abandon their Arianism for Catholicism, it has been suggested that an ‘ascetic invasion took place’.  There seems to be a significant change in the ideas of kingship and royal legitimacy with a growth in the use of Old Testament exemplars.  Legal privileges – immunities – increase and there are shifts in taxation and the raising of armies.  There are changes in weaponry.    At the same time there seem to be other shifts in ideas and a growth of apocalyptic thinking.  And so on.

Such a staccato catalogue ought to illustrate that a historical study of this period would be a desideratum, but it might also raise the question of why one has not been done already.  For this, the reason is I think the fragmentation of western European history into various national historiographical traditions after the end of the western Roman Empire.  Imperial history had provided a grand narrative for western Europe, even if it is sometimes complained that studies of the different provinces do not take enough notice of each other.  With the end of that master narrative, different national ‘stories’ take over, and these rarely pay much heed to each other.  Thus, for instance, the conversion of the Anglo-Saxons to Christianity continues to be seen as the principle event of the period and as the one upon which explanations for all sorts of cultural change should be hung, from archaeological changes through to the appearance of charters.  And yet, twenty-odd miles away, across the Channel, a very similar array of cultural changes was taking place, which cannot possibly be explained by Christianisation.  The Anglo-Saxon historiographical tradition not only forecloses a more convincing set of explanations, it also shuts down, in my view, the possibilities for understanding the nature of fifth- and sixth-century lowland Britain, its society and politics.  This is far from being the only case of historiographical isolationism, but it illustrates the issue especially well. The eastern Roman Empire and the Eastern Mediterranean have long been known to have undergone change in this period but there an imperial grand narrative continues to exist to unify various different regional studies.

So I hope one might see why even a general description of the interconnected range and extent of change in late sixth- and early seventh-century western Europe might be of value.  What is more interesting and more important is making an attempt to explain this wave of transformations.  I’d been aware of the changes in Gaul since my earliest work on Merovingian Lorraine, when I had explained it in terms of the Frankish aristocracy being able, during a period of royal minorities between 575 and 614, to tilt the balance of power away from the kings and towards themselves in a struggle for lasting control over local society.  I still think that there is much in this, and that it may have some link to changes outside Francia as well.  From there I went on to discuss the changes in terms of a collapse of the state – in a strong sense, the collapse of any polities that can usefully, analytically be classed as states; in a weak (banal) sense, of the state in its specifically late antique form.  Again, I think that this is descriptively adequate in many ways and unifies developments across a goodly swathe of the west but it also seemed in important regards unsatisfactory for one important reason.  Why should aristocrats around 600 have felt that they should or – better – could compete with kings for legitimate control of local or regional society?  This led me into thinking about legitimation, about Gramscian hegemony.  What had happened to the Roman dual idea of otium and negotium which had keyed aristocracies into the res publica?  So that led me to consider the changes around 600 as the ‘end of the Roman world’, which has become the alternative title for this project, an end brought about primarily by the wars of the Emperor Justinian between 533 and about 555.  

The physical destructiveness of Justinian’s wars has long been appreciated but for me the key issue was the ideology that produced and accompanied them.  Growing out of a situation around 510 when it looked possible that the king of the Franks or the Italian Goths might take the vacant western throne, the rulers in Constantinople began to push the idea that there could be no legitimate western emperor because the west had been lost to the barbarians.  It was, as Brian Croke pointed out thirty years ago, then that the ‘turning point’ of 476 was in his words ‘manufactured’.  This ideological output produced Justinian’s attempt to reconquer the west.  This attempt failed and because it failed it redrew a border between imperium and barbaricum.  Indeed quite early on, unsurprisingly, it saw the first formal imperial recognition of non-Roman rule over the western territories – obviously, this recognition cost Justinian nothing (in a way that would have been unimaginable to fourth-century and earlier emperors); if anything it underlined his ideology.  But what all this also meant was that for the first time no one in the old western provinces could be under the misapprehension that they still lived within the Roman Empire.  A twenty-year-long destructive war was waged to make the point.

This led me to see the transformations of the year 600, at all sorts of levels, as the playing out of responses to this idea of not being Roman any more.  All sorts of forms of power, whether royal, aristocratic, gendered, needed new justifications, new underpinnings.  There was one further point that emerged from this. For centuries the Roman Empire had been believed by Christians to be commensurate with the Sixth Age of the World, the last before the Second Coming and the Kingdom of God.  After all, had not Christ been born in the reign of Augustus, the first emperor?  And had not, as Gregory of Tours added, Saint Martin been born in the reign of the first Christian emperor, Constantine? What now? Now that the Empire had – obviously – ended in the west?  There is a distinct rise in apocalyptic thinking around 600, clearly manifest in the works of both of the Gregories, Gregory of Tours and Gregory the Great, and I think that this – encouraged also by the sheer destructiveness of the Justinianic wars and the terrible Great Plague of the 540s – was also key to the shifts in ideas that occurred in this period.  These included the growth of typological thinking, the increasing use of the Old Testament in politics and so on.  Interestingly there was a shift in views of time in writers like Gregory of Tours.  How do you conceive time that is effectively after linear time?  The concern with permanence, with things that endure in saeculo saeculorum, has to be read in the light of the idea that ‘for ever and ever’ might have been thought to be a very short period indeed.  Gregory of Tours really was writing a history that had no future.  There is no future in this history.  I will come back to this at the end.  What I hope I have at least suggested, though, is that it really was the period of one of the most important shifts of culture in western European history, and that it has not had the recognition it deserves.


2: Why History Does Not Matter


Now, all this might or might not make for a decent and interesting historical work.  Most days, I think it would.  But I did not, and do not, want just to produce Barbarian Migrations and the Roman West Volume 2, even if that would be a perfectly good REF output.  Don’t get me wrong – I am very proud of Barbarian Migrations, which I see as (to date) my magnum opus, even if, to borrow something from Learnng to Live Finally, Jacques Derrida’s last interview, I simultaneously but sincerely hold the incompatible views that it has already come, gone and been forgotten, buried under big, heavy, populist, heavily-marketed UKIP-friendly tomes by P*t*r H**th*r – and, at the same time, that as yet people have not even begun to read it properly.  But I wanted to write something different.  For several reasons.  First, unlike P*t*r H**th*r, I have a bit of a horror of writing the same book twice (let alone six times).  Second, I was stung into some action by one of those micro-aggressions that you have to learn to live with if you are a medievalist who didn’t go to Oxbridge – when one of the glittering great and good said to me, about Barbarian Migrations, ‘you must realise you’ll never write anything that good again’.  And third and most important, I was motivated by my sense that there is a crisis in the state of history.

Ever since the linguistic turn, we have, surely, all known that history in the Rankean sense of telling it ‘wie es eigentlich gewesen’ is an impossibility; that history itself (if you think history aspires somehow to the rediscription of the past) is, in important senses, impossible.  This has left the discipline of history in a difficult position. It doesn’t seem to know what it is for any more.  The abdication of the claim to know, and be able to tell it, how it was better than anyone else has in many ways abandoned the field to the likes of Dan Snow and other more or less unqualified populists, who give the public what it wants (or rather what it is told it wants) from history – entertaining stories (and note that nowadays it is these people to whom governments turn when they want to discuss what history teaching should be about – not actual historians: that sums it up).  Within history, there seem to have been only two responses to the situation, a philosophically lightweight wishy-washy relativist nihilism associated with Keith Jenkins and his acolytes on the one hand and, on the other, an attempt to go on writing and evaluating history in the old way, as if it were possible to tell it how it was, even though we know it isn’t.  Žižek refers to this as the ideological fantasy: ‘je sais bien mais quand-même’ (‘yeah, I know, but still...’).  I don’t have much time for Žižek but I think this idea works. 

All those shifts in the culture of universities to which I alluded at the start (more specifically the fixation on league-tables – and at the moment of course we love league-tables – and big research grants) threaten to bed this down into a solid, self-perpetuating cycle of crypto-Rankean positivist archive-bothering, a fact-producing, on-line searchable list-producing service industry, whether for the PR departments of Big Pharma, or for the populist producers of TV and bookshop history, or for the tourist industry, GB PLC.  Public history: safe, conservative, identity-affirming, identity-perpetuating cosy history.  History that tells us who we are and how we got here.  None of this especially matters in some ways.  We might stop thinking, we might lose scholarship in areas that are insufficiently attractive in the NSS-led student-choice market, but history departments will continue to recruit mostly nice, mostly white, mostly middle class students who know that a degree in history is a good bet for a career in the law or the City but more entertaining than law itself or economics.  What threatens to happen, and what will happen unless we somehow do something to resist the culture shift – although we won’t because the profession has no leadership, the RHS being the most gutless of the professional bodies, and historians are proportionately over-represented within the management machinery of UK higher education, which has done so much to bring about this shift – is that history will descend into something intellectually meaningless.  Something really with no future.

You can see all this in discussions of why history matters.  John Tosh’s book on the subject with that title is a good example.  Politically, it is on the side of the angels but, like pretty much every other attempt to argue for the relevance of history, or of one type of history as opposed to others, its arguments all collapse the very moment that you concede the point that history is about more than the accumulation of facts, of things that did or did not happen, in the past; that it is about something more than chronicling or antiquarianism (even if the university culture shift threatens to restrict it entirely to those areas).  Once one accepts that the fundamental value of history lies in two key areas – a radical scepticism (the critical analysis of all sorts of information) and a simultaneously critical listening to and understanding of other human beings, an appreciation of the diversity of human experience – then one has to concede that any kind of history is potentially as ‘relevant’ as any other and that at the very core, the beating heart of history is very much the opposite of comfort, justification and reassurance.  History should be disorientating, uncomfortable, dangerous (which is why governments are so worried about it).

So, what I want to propose is – in a way – return to pre-Rankean history, a return to history as philosophy teaching by example, albeit in a different form: case studies of humanity, with which we can think.  If there are no ultimate, final right answers in history, or no historical ‘outer text’ against which to measure the accuracy of our efforts to describe it, we must I contend embrace the transience of history, in the present, in the form of debate.  That’s where its value lies.  This does not mean that anything goes, or that we can abandon method or rigour; quite the opposite.  Derrida once said that the critique of reason can only be made from within reason; the critique of historicism can essentially only be carried out from within historicism.  But it does mean that macho debates about who is right or wrong in particular empirical areas of history, attempts to win a debate about some issue by getting everyone to agree and to defeat one’s opponents – in their usual terms – are games that are not worth the effort.  There is a pointlessness here – a lack of a future – that needs to be embraced.  History should be about a constant debate and discussion. The possibility that there may be a point where our accounts of aspects of the past might map directly onto the past as it happened may be a constitutive fiction for all historical activity, but we need overtly to recognise that it is a fiction, that it is a horizon that can only exist in the act of being motioned or gestured towards, not one that can ever be reached.  This the case not least because – since there is no outer-history against which to measure our attempts – there is no way of knowing whether it had been reached, or even passed through; it is a spectral horizon.  Recognizing this allows us to fix our gaze on a different horizon, beyond.  What this would be, in the terms I think first coined by Maurice Blanchot and if I have understood it correctly, would be a désoeuvrement – an ‘unworking’ – of history.  I will shortly come back to a different aspect of désoeuvrement.

One aspect which also needs to be appreciated is that understanding why what happened in history happened requires us to consider all the things that did not happen, but could have done – including many of the things that people wanted or were trying to do; all the things that were once possible but that are no longer; all the things, in short, that had no future.  That is what I have meant when I have said to my students, gnomically, that history is about keeping faith with the impossible.  I tried to do that to some extent in the middle section of Barbarian Migrations, an attempt to write a narrative history in the ironic mode.


Meditation 1: Politics, community and subjectivisation


So, for the rest of my time, what I want to propose is two examples of how a meditation on some aspect of the Transformations of the Year 600 might produce a history of the type I have just been discussing.  What I propose is a slightly different way of producing, through writing but also and perhaps especially through teaching, a socially- or politically-committed history.  There is a lot of talk of socially-committed history but a lot of the people who posture on that front reveal themselves to be, when push comes to shove, deeply – viciously – conservative defenders of the status quo.  I’ll shortly come on to how that has happened.  To put it briefly, though, there is more to social commitment than dribbling out the occasional Marxist platitude at high table.

So, here’s a question: why was the Roman Empire so resilient?  My answer to that would turn on the linkage between the processes of subjectivisation and socialisation and the Roman polity itself.  The ideal of the Roman male was something that had to be learnt and performed for participation in legitimate politics or the wielding of legitimate authority at whatever level from the family to the empire itself.  As something constantly performed, it was only ever a motion towards, but it was held to constitute what differentiated Romans from non-Romans.  Divergence from it risked removal from any political circle, forum or activity with any claim to legitimacy.  There were some changes, I have suggested before, in how this worked during the fourth century, which in some ways enabled the provincial population to negotiate the storms of the fifth century but which also facilitated the disintegration of the Empire, but it is also true to say that that general system persisted into the earlier sixth century.

It was one of the most important foci of the key changes that took place in the decades around 600.  Briefly, in the period that concerns me, the old idea of a civil aristocracy or bureaucracy, the idea of a civic construction of manhood, disappeared; the militarisation of the aristocracy – outside the Church (and sometimes inside...) was complete and remained so for much of the succeeding millennium.   That change happened in connection with the removal of the idea that both types of aristocracy – civil and military – had been legitimated through an ultimate connection with the emperor, something that could not be maintained after the Justinianic wars.  Outside Rome itself, Roman identity declined to being a dependent, semi-free category; the principal activities in which the civic aristocracy had participated – taxation – withered. 

At the end of the period I am working on, though, the outcome of all this was the end of any link between the formation of the subject and the polity.  One might locate the elements that might feed into an ideal towards which a subject moved in the process of subjectivisation, in religion, in ethnicity, in familial identity, but by the seventh century there was no necessary connection between any of these and a political unit, something which had not necessarily been the case in the sixth century.

This means we have to rethink quite significantly what we might consider to have been the operation of political community in the very early medieval world.  Above all it means rethinking the notion of consensus, which has dominated thinking on the subject since the 1970s.  What is the reality of political community in the seventh century and after? On the whole, historiography, under the influence of Janet Nelson, has tended to accept the description of community put forward by contemporaries.  But this is a very problematic approach, deeply conservative in its assumptions.  We need to explore the insidious vocabulary of consensus, which has operated, by a sort of double move, accepting the dangerous dominant vocabulary of power while simultaneously foreclosing historical debate and disagreement.  ‘Consensus’ is a mask for the operation of power.  It conceals exclusion or the removal of opposition by declaring opponents to have removed or excluded themselves.  The regnum francorum, for example, as it appears in laws, charters and narratives does not faithfully describe a real, inclusive community, but reflects the active exclusion of opponents.

Here it is interesting to think about Jean-Luc Nancy’s philosophy of the ‘communauté désoeuvrée’ – the ‘unworked community’ – a community which lacks a unifying, underlying ideology, in which people come together in mutual recognition of difference.  Now this was certainly not what seventh-century and later political communities were aiming at, for sure, as I have just said, but it may in practice frequently have underlain how they operated.  There was in any case for a long time a failure to work any sort of political community, perhaps until the days of Charlemagne – and maybe not even then.

Thinking through this gives us some means of considering how we might think political community in the present.  It seems to have some kind of contemporary resonance in the context of talk of integration and multi-culturalism, which needs directly addressing.  Especially when, as I have alluded to already, the vocabulary of populist and heavily-marketed historians like Br**n W*rd-P*rk*ns and P*t*r H**th*r panders to the anti-immigration dog-whistle politics bandied about by the Right in various countries, what we may have is a resource for a historically-grounded political counter.  It enables a consideration of toleration and justice.  Toleration is not an exchange, as some people have been telling us in the wake of the Charlie Hebdo shootings; tolerance requires no reciprocation.  We have to value opposition and disagreement.  Justice and revenge are potential topics for other meditations on the changes that took place around 600.  What I am not saying here is that politics around 600 followed some sort of post-multi-cultural post-integrationist ideal model, but that a consideration of the dynamics at work, and especially of the possibilities that it opened, permits a thinking of alternatives in the present.  A historical examination should tell us that things we are told are impossible are not necessarily.


Meditation 2: The Nature of History


My second meditation returns us to the historical writing of Gregory of Tours.  Gregory’s Histories have a very disjointed structure.  They seem like – well, they are – a sequence of independent self-contained stories.  For a long time – and you can see this in Ernst Auerbach’s famous discussion of  Gregory – this was assumed to result from a sort of common man’s artlessness; Gregory was a naïve idle gossip who wrote down whatever stories came his way.  We have long moved beyond that view of Gregory to a much better understanding, but explanations of the Histories’ disjointed structure – such as Walter Goffart’s theory that Gregory was writing satire – have not always convinced.  In my opinion, Gregory wrote his historiography in the same way as he wrote his hagiography, as chronologically loosely sequential self-contained stories in which a good or bad action was rewarded or punished, a bit like a game of consequences.  But why?  Earlier I mentioned the possibility that Gregory and some of his contemporaries saw themselves as in a sort of temporal limbo after the end of the sixth age, with the imminent coming of Antichrist and then the kingdom of God.  In this I think Gregory was much more like his namesake Gregory the Great than has widely been appreciated.  What seems to be at stake here, in a conception of time after linear time, is a view of causation that works as it were, vertically – from God – and typologically.  The penalty for – say – adultery will match the similar rewards for such transgressions of divine law recorded in scripture, which become types for contemporary events.  That things match typologically without lineal descent is something of a valuable resource in a world of new beginnings, where new powers seek legitimation.

But what might we make of this in the twenty-first century?  I would like to suggest that this conception of time and history may – even though I assume that we would not want to write it quite like that now – have more to offer us than might at first seem apparent.  For one thing it points towards an emancipation from the standard view of linear history, or linear causation, from the teleology of conventional historical narrative.  It is important to recognise that we are not bound by history, by the past, that we are not condemned to keep on doing things because of what happened in the past, within the tramlines set out by the past.  What it points towards is the importance of agency and decision in the present.  What we have is a conception of the active present radically independent of the past and only putting a wager on the future.

We would not want to follow the idea that analogous events in the past, and their consequences, are types of events in the present – that after all is the fallacy of the ‘warning from history’ school of thought that, as in John Tosh’s discussion of why history matters, suggests that a knowledge of what went wrong after the 1918 British occupation of Iraq should have warned us what was going to go wrong in 2003.  But, as I have suggested before, we might want to think ethically about events of particular types in the past when comparing them with those in the present. Not, I should say, to wag our finger at them from the perspective of the present but, turning the telescope round, so to speak, using them to think about the present.  Cutting the chords of linear time or indeed of geography, which are what have been used to limit claims for historical relevance, allows us to think more typologically about history and its value in the present.

Conclusion

[I forgot to insert this bit in my script:
There's a bit in The Life of Brian where 'Loretta' says she wants the right to have a baby.  One of the other rebels asks 'where's the foetus going to gestate?  Are you going to keep it in a box?'  This produces the following exchange:
"No, it is symbolic of our struggle against oppression"
"It's symbolic of his struggle against reality."
I can't help feeling when I give papers like this that it is me banging on about our struggle against oppression while the audience is thinking "your struggle against reality, more like".  But then, as Critchley says in his book on humour, the ability to laugh at yourself is an important resource in any seemingly hopeless struggle.]
Of course, there may very well be no future in the historical experiment I am proposing.  The dice are doubtless already stacked against my wager.  There is certainly be no future in it if we are to listen to the dictates of those who are supposedly in the know about Universities and their future; all their beloved euphemistic phrases about strategy, sustainability, what will or ‘won’t happen’ come and circle around it like vultures.  That, though, is precisely why one should take it seriously – if the lesson of history is to keep faith with the impossible, or what we are told is impossible.  It is, however, something that it is up to my generation to do something about – it is pointless to try to inspire students with new ways of thinking and expect them to embrace those approaches if the system seems explicitly designed to stifle them.  But what my generation can do and should do is to try to repair some of the damage it has already done to thought, culture and society, to create openings, a space for younger scholars to do something more radical and interesting.  What does that mean in practice?  It means providing some sort of leadership which is not in craven subservience to the demands of neo-liberalism, the market, or short-term contingent local advantage.

OK, one might lose.  There may well be no future in that struggle.  But as Kierkegaard would have said, it is the real test of faith to wager on the impossible.

Most of all, I would like to suggest that it might at least be better to die on your feet, thinking, than to live on your knees, filling in grant application forms.

Wednesday, 31 December 2014

Happy New Year

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I wish you all a happy, peaceful and prosperous 2015.  I hope it brings better tidings than seems generally to have been the case in 2014.

Friday, 19 December 2014

The State We're In, Part 3.b: Two Billion Pounds!!!

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In my post yesterday I said that the government had slashed funding for research in UK HE to 'more or less zero'.  "But, hold on there, Grumpy", you might say, "I read in the papers that the money awarded to UKHE from the REF is two billion pounds per an. - two Billion POUNDS - two thousand million pounds!  How do you call that more or less zero?"  To which I say, yup, it's a fair cop.  Two billion pounds is an unimaginable amount of cash to you or me, readers.  In fact, it's shitloads.  Why, even the highest paid man in the UK would take nearly 23 years to earn that much.

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Hang on...

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So what we're saying is that one person could earn in twenty three years what the entire nation is willing to spend per an on the higher educational research activity of over fifty thousand academics (see below) across the entire country. (Actually, given that that salary is two years old, he probably earns more now so it'd take less time.) Let's reflect on that for a moment.  Put another way, assuming there are other people earning that sort of amount, or even slightly less, five of them would earn the same, over the next five years, as the entire nation is going to spend (per an) on higher educational research.  Or we can look at it another way. Any one of the twenty-five richest people (or people 'and family' - tax dodge) in the UK (as of May this year) could dip into their fortune and pay for the whole country's annual higher education research bill, and still leave themselves with a fortune of between 1.43 and 9.9 billion pounds. 1.43 billion quid, by the way, is 53.9 times the average wage in the UK.  In other words the average UK wage-earner would take nearly 54 years to accumulate that amount of money, and even that would assume that s/he was able to save up 100% of their salary!  As yet another abstract formulationA 10% levy on the estates of only the *twenty-five* wealthiest people in the UK (leaving them only with fortunes of between £3bn and nearly £11bn...) would yield £17.1 billion, a sum that would match the government's spending on the research activities of over 54,000 UK academics for the next eight years.   I'm just sayin'.  But let's reflect on that a little.  That tells us quite a lot, doesn't it, about wealth difference and the economic priorities of neo-liberal capitalist economics.  Is that the sort of country we really want to live in?

Anyway, let's leave that to one side for now.  Two billion quid goes to universities to pay for research.  That still can't be bad.  How does that work out?  By my reckoning, there were 54,893 academics entered into the REF.  I don't think that one researcher could be entered into more than one panel but even if they could it would be a minority.  Let's round the number down to 50,000 to be on the safe side.  £2,000,000,000 divided by 50,000 works out at £40,000 each.  That sounds OK.  At first.  But £2,000,000,000 per an won't even cover the wage bill of the academics submitted (even at 2011 rates).  Of course, academics are not only paid to research, but to teach and administer too.  The common formula for research active staff in older universities at least is 40% time on research, 60% on teaching and admin. At that rate, then, the 2 billion will cover the relevant wage bill of the full time researching academics.   But we also have to factor in the wages of fairly numerous essential lab staff in the science departments, as well research librarians and research assistants in arts, humanities and social sciences, administrative support staff and the temporary lecturing staff bought in to cover for full-time staff on research leave.  That means that the budget is unlikely to contribute even one penny to the cost of research equipment, or 'plant costs' (maintenance of buildings, electricity, etc.), which in science departments are understandably astronomical.  Even cheap humanities departments require annual library and computing budgets to maintain any kind of research viability.  All of that now has to be financed from other sources.  That means student fees to a large extent, but even then £9k per an is not far above the cost price of a university education (including teaching resources which admittedly can sometimes double for research) leaving very little for research.  Well, fair enough, you might say, if you buy into the US-style neo-liberal propaganda, why should I pay, through my taxes for someone else's university education?  Why? Because culture, civilisation ('m not even going to be drawn into the economic benefits etc).

All this is one reason that everything has begun to turn on research grant income, at the expense of research quality, the thing that drove ICL's Professor Grimm evidently to take his own life (on that subject I can recommend nothing better than this post by the Plashing Vole).

I am also assuming, in all the above, that the money would be divided equally.  But obviously the point of the REF is that it isn't.  It is moderated to some degree by a department's place in the league. Therefore, for every person or department whose research is only adequately funded, let alone those few whose budget is enlarged, there is another department, or someone else, who is correspondingly underfunded, whose institution is no longer able to pay for them to research.  This may drive those people out of the profession, force them to teach more and research less or even force them onto teaching only contracts with no time to research at all (and while we are on that subject, you can't say, that's OK - academics should spend their time teaching the paying student: if you want to teach someone how to be, say, a historian you have to be a practising historian), force them out of the country to work elsewhere, force departmental closures, and so on.  All this seriously diminishes UK culture.

Let's look at it a third way. As of 12 September 2011, the UK had spent £123.9 bn on the bank bailout (but had planned on spending - and been exposed to the risk of spending - one and a half trillion pounds (£1,500,000,000,000).  By comparison, then, the bankers received what, at current rates (assuming our £2bn is an annual budget), the UK would be willing to pay for all of higher academic research for the next sixty-two years.  As I have said, £2 bn does not cover the cost of research.  Let's assume that the actual cost of UK academic research is three times that.  It still means we have spent on the bank bail-out enough to cover two decades of top-level research in all disciplines right across the UK (and stood ready to shell out the equivalent of full funding all university research in the UK for, at current rates, over two centuries...).  And one might want to ask what would be a better use of the money: bailing out irresponsible unregulated money-launderers who hold the country to ransom (we allegedly can't touch them because they'd all leave and now - post Thatcher - our entire economy is supposed to be dependent upon the financial wild west that the City has become), or people who work hard to improve, in all sorts of ways, the quality of life (leaving aside the economy etc etc) of the nation.  Well, you decide.  Maybe tell your MP...

But either way, two billion quid is really not a lot for what the nation as a whole gets back.  You have to ask whether, as a reward, it is worth the financial and cultural costs (not to mention the stress, the suicide) that come with the REF.