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Showing posts with label Judith Butler. Show all posts
Showing posts with label Judith Butler. Show all posts

Monday, 17 June 2019

Renegotiating Power and Identity in Earlier Merovingian Gaul: A Material Cultural Approach


[This is the keynote paper I gave to the 12 or so people who had stayed to the end of the recent conference on 'Renegotiating Power' held at Christ Church University, Canterbury.  Thanks to the organisers, especially Charlotte Liebelt, for the invitation, Leonie Hicks for chairing, and the audience for insteresting questions and discussion afterwards.  Thanks also to Rob Heffron (Sheffield) for some helpful information about gendered space in Christian basilicas.

The argument looks first at the ways of ordering space via architectural cues, at the breakdown of the distinctive settlements of the social elite - villas - and of the basilica used as a secular political space and at the replacement of both to some extent by the hall.  Then it examines the ways in which costume symbolised identity and in so doing was employed in creating political space - or the space of the political. Throughout, emphasis is placed upon the possibilities for miscommunication and thus renegotiation that inhere in all communication.]

Introduction

This paper comes out of work I have been doing under the general heading of a project I started (ahem) nine years ago on The Transformations of the Year 600, which I am hoping that I might actually finish within the next couple of years.  One of those areas concerns what became of public space in the sense of the spaces of the political.  Another concerns why high-status sites are curiously absent in this period, or at least are, in the current state of our knowledge, not very archaeologically visible.  That does beg a number of questions to which I will return.  Finally, linking all of this, how political communities change in the period I am looking at, between c.560 and c.650.  I will talk principally about Gaul/France but I will bring in some other areas of western Europe here and there.  I am going to talk about the production of space, whether of politics or of the political (in the distinction made in French thought since the 1950s, between la politique (politics) and le politique (the political)).

Spatial Shifts

The key starting point for my analysis is the sociological studies of Pierre Bourdieu and, in his early work, Anthony Giddens, which, though very different, come together around the idea that social structure is not some extrinsic set of laws that governs social behaviour but is perpetually constituted and reconstituted by social interaction itself.  It is useful to think of it as a cumulative memory bank, an archive if you prefer, of those ways of interacting that people approve, and those of which they disapprove.  Every social interchange between people of particular categories – gender, age, social rank, ethnicity, etc. – has, by adding to that archive, the capacity or potential to renegotiate the limits of the acceptable. In this perspective, change is inevitable; the chance of social structures continually and exactly reproducing themselves over time are pretty thin.

There are nonetheless strategies that attempt to put the brakes on the renegotiation of social identities, or to keep the interplay of social categories within particular limits.  An important one is the use of space.  Space sets the tone for the exchange.  It sets up cues about how one deals with the particular people or classes of people that one might be expected to encounter.  Most of us are familiar with the awkwardness involved in meeting someone in an unexpected location or setting.  Location sets up a range of expectations, a script.  It literally sets the scene.  Obvious, though in many respects this is, it is actually fundamental to rethinking some points about the interplay of identities.

In the Roman world, different types of space were quite clearly delineated.  To give a couple of political examples we could cite, first, the reception rooms of villas.  The approaches to villas, as with later castles, were carefully devised to present a particular view of the house, passing along which, through gateways and into ornately-decorated reception rooms, set the tone, or the stage, for the encounter with the estate’s dominus.  Whether the visitor was a guest of more or less equal or superior status to the villa-owner, or a tenant or client coming to pay rent or beg a favour, the expectations of behaviour were clearly set up, framed and limits set upon the range of acceptable outcomes.

Equally, the public spaces of the classical city functioned in similar ways, whether we are talking of the for a, the civil basilicas, the baths.  Again, in many well-studied cities, urban planning made use of the possibilities of vistas and lines of approach.  These are cues; they establish the expectations of how to speak and how to behave: of bodily posture.  Bourdieu said that a component of the habitus was repeated, learned, bodily dispositions and uses of space.  This seems quite a good illustration of the concept.  What I want to add, though, and it is something to which I will return throughout this paper, is the possibility of slippage and miscommunication – the mis-cue – that inheres within visual cues precisely because they function ‘textually’ in the sense that I will outline later.

From Villa to Hall

The fairly traditional classical forms of space had undergone or were undergoing profound change by the middle of the sixth century.  By that time, the villa pattern across western Europe had disappeared or was in its final throes.  Wherever one looks in the former western provinces, there is no new class of settlement that replaces the villa as a separate elite residence and focus for display and consumption – no class of settlement that creates social space and distance in the same way.  Across western Europe, from the mid-sixth century onwards, the settlements we know about are much less clearly distinguished – whether hilltop sites in southern Gaul, Spain and Italy, the communal-looking remodelling of villa-sites in Spain, the villages of Italy, new settlements in Spain, or the rural settlements of northern Gaul and England.  It may be that some more obviously elite settlements were coming into existence in Anglo-Saxon England around 600 but such sites are generally not archaeologically visible in Gaul until the middle of the seventh century.

One common feature of settlements is the hall.  Clearly there are all sorts of spatial, hierarchical cues in the hall but they are of an importantly different variety from those of the villa and there is a key theme of commensality as the nexus of social interchange.  This needs more work and I would be glad of any thoughts or recommendations but it seems to me that there are some very important differences, in terms of the experience of space, between Roman public assembly or reception spaces and the halls of the post-imperial period.  One might start from the location of the entrances and the perception of spatial hierarchy as a subject entered the space.  At least when used as a reception chamber, one entered the space from the opposite end of the building’s long axis from the seat of the dominus.  One entered facing the lord and furthest from him (or her), behind an audience facing away from you.  The experience of space was one of approaching as close to the focus at the front as one felt one was worthy.  The main entrances of post-imperial halls, by contrast, were on the long sides of the building.  It might be that some of these opened on to a corridor and that the main reception hall was thereafter entered, analogously to the basilica, opposite the lord’s seat at the far end of the room.  Where this was not the case, though, one entered from the side, some way between the lord and those seated furthest from him, and one entered in the gaze of most of the people present.  The decision of where one should or could sit, whether to move towards or away from the Lord’s seat, was thus made and enacted in front of an audience.  This was all the more true, given how one imagines the benches were laid out, if one entered opposite the Lord, though the movement would concern how far towards him one moved.  The arrangement of the tables means, however, that the lord’s seat was not the sole possible visual focus of the space.  Another key shift, alluded to earlier in the references to benches and tables, is to the seating of the community.  Other than in the senate, the Roman political community stood, with the exception of the dominus (whether Emperor or local lord) who remained seated.  This is but one instance of the shifts in the political gaze that occurred between the disintegration of the western Roman Empire and the early seventh century.  Add to this the different sensory and emotional architecture of basilica, on the one hand, and the hall, on the other, and I think one can gain an impression of a real shift in the experience of enclosed political space between the fifth and the seventh centuries.

How this shift might have come about is an intriguing problem and very difficult to answer. Most of the arguments usually proffered stumble on the same block.  A move away from the old villa-focused uses of social space to the kind of hall just described has been variously ascribed to ‘Germanic’ influence, a rejection of Romanitas, or the militarization of society.  All of these have something to be said for them, even the allusion to ‘Germanic’ influence – and I don’t often say that! – but they all run into trouble in dealing with the fact that the highest rank of the Roman population of early Merovingian northern Gaul were the ‘dining friends of the king’ (the Convivia Regis) whereas the Frankish equivalent were the members of the Trustis Regis – the Antrustiones – the senior members of the royal bodyguard.  So, the group defined, in a sense, by its involvement in commensality is defined by its Romanness and in opposition to ‘Germanic’, barbarian, military identity.  One could of course object that this was a different form of dining culture from that of the hall and the ‘mead-benches’ but it is difficult to see the continuation of the context for the old sort of Roman dining in the Gaul where that law was drafted. 

Clearly halls are important in the settlement architecture of Germania Magna.  Architecturally it seems very likely, at least in some areas, that at least part of the influence came from there, but the simple ethnic ascription won’t suffice.  The phenomenon is too ubiquitous and the origins of the Germani who eventually settled in the different parts of the former Empire too diverse.  More to the point, the aisled hall had plenty of antecedents in the Roman world, from various forms of settlement.  One was the typical ‘cross-hall’ of the principia found at the centre of every Roman fortress.  Roman military buildings had, however, undergone considerable change in the later imperial period and are famously less well-known or understood, and more diverse, than their precursors.  Halls are nevertheless known from forts – perhaps most famously in Britain from Birdoswald on Hadrian’s Wall.

The search for origins, though, probably misses the point.  The type of social interaction for which the hall set the scene is probably itself symptomatic of the socio-economic changes that brought about the demise of the old villas.  I would like to suggest that the kind of relationship between lord and follower implicit in the feasting hall is crucially different from that signified in the audience chamber or the basilica.  The provision of food in the format of the shared meal is indicative of a very different form of reciprocity from that of the old aristocrat-client or landlord-tenant relationship.  A clientship of sorts is produced of course but a closer, personal bond, in a smaller, more face-to-face arena.  That shift in relationship between an aristocrat and a follower seems to me to be central to the demise of the old Roman country house and its hierarchical spaces. 

The gradual disintegration of the Western Roman Empire undermined much of the local and regional security that kept local aristocrats in their position.  This happened early and quickly in the north-west; the process was slower elsewhere.  The top tiers of the Roman aristocracy lost access to lands overseas and the revenues from them and had to focus their efforts on a particular diocese: Gaul, Spain, Italy, Africa, or the East.  Even within these regions political change, fragmentation and uncertainty probably led to the loss of outlying estates and a concentration upon lands in only one or two neighbouring civitates.  The importance of the civitas as the centre of political identity and allegiance in Gregory of Tours’ Gaul is well-known. 

As well as the reduction in wealth, however, the restriction of effectively-managed estates to much smaller geographical zones meant the reduction of the social distance between the upper and lower tiers of the aristocracy and a new, more evenly-matched competition for local and regional authority and status.  In this context the need to acquire local support increased and it is not difficult to see the cost of doing so decreasing the amount of wealth available for the upkeep of villas of the old style.  At the same time, however, the spaces delineated in that old architecture would become less useful in the creation and maintenance of local power.  Previous explanations for the demise of the villa, including my own, have invoked too simple a cause-and-effect model, whether the cause be economic contraction, an abandonment of traditional Romanitas or the militarization of the provincial aristocracy.  The argument I am proposing here envisages economic constraint, for the simple reason that I cannot see why the Roman country house would not have been maintained by the aristocracy had it the economic wherewithal to do so.  It does not imply a necessary decrease in the productivity of the land; what is at stake here is the control of surplus, not the capacity to produce surplus in the first place.  But the model I advance also accounts (or attempts to account) for the precise architectural or structural changes involved.


The end of the civic basilica as a political space

There might be a further reason for the changes away from traditional Roman reception areas.  Now, as Derrida argued over 50 years ago, all communication works according to the same general principles as written text.  In order to convey information, each sign – each grapheme in his term – must be capable of iterability: repetition in a context where one or both of the parties to the communication, transmitter or receiver, are not present.  Once any sort of signifying grapheme is understood to convey a particular signified, then it is capable or reproduction outside its original context.  Indeed, one of Derrida’s key points is that there can never really be an original context; the capacity for iterability that separates sign from context was always already present.  This applies to everything, including buildings.  A type of building, once recognised as such, acts as a sign, a combination of signified and signifier.  This applies even to the ‘unique’.  Once a structure is recognised as a particular building it acquires a meaning, a signified content, and that signifier can be employed outside its original context.  Take the Eiffel Tower: a unique building but capable of endless repetition in new contexts, as in Las Vegas or on a key ring.  Indeed, it occurs to me that many of the best-known buildings of Las Vegas stand as an architectural illustration of Derrida’s concept of iterability. 

The concept is equally well-illustrated by the basilica.  At some point in classical antiquity a particular form of building was understood as meaning an assembly hall.  Within its semantic range was the audience chamber, in which the emperor, his representative, his statue, occupied the focal point within the apse at the far end of the central nave.  When Christianity, permitted to build its own structures and now the favoured, then official, eventually exclusive religion of the Empire, built churches it did so, as is well known, on the basilical plan.  The ‘sign’ of the basilica was essentially repeated in a different context.  If you like, the semantic range of the sign widened further.  Could a stranger tell which was a civil basilica and which a church?  Location would be a clue: Christian basilicas tended generally to be located on the edges of towns; the civil ones in the old municipal centre. I am not suggesting that late antique westerners habitually bumbled in and out basilical structures at random, taking a wild guess at whether it was a church or an audience chamber.  Nonetheless it is interesting to think how the iteration of the basilical form might have created a space in which power and identity were renegotiated.

Basilicas had always had a range of functions; what interests me is the wholesale reproduction of the hierarchical spatial organisation of the civic basilica.  The space occupied by the emperor, his image or his representative becomes occupied by the altar and the officiating priest.  This means quite a reshuffling of the usual hierarchical arrangements.  In the palace/audience chamber the emperor or secular leader occupies the key space and nearness to or distance from him – or occasionally her – was determined by secular worldly status.  Those at the front would be the highest-ranking and clergy would be expected to respect that hierarchy.  If one moved next door to the cathedral the bishop would occupy the centre of the space and secular officials, even emperors and kings, would take their place relative to that.  From one building to another, who was or was not permitted entry was dependent upon different people, and different considerations.  It is very likely that there were significant readjustments in the gendering of space between the civic and religious basilicas.  Women were allowed into churches but how many women rubbed shoulders with the men in the main aisles of civic basilicas?  Doubtless there were innumerable local variations, not least dependent upon architecture, such as the presence or absence of galleries. 

This must, given the similarities in spatial layout, have given rise to myriad interactions and renegotiations, infractions and reactions.  You can get a sense of some of these from sermons of Caesarius of Arles.  Caesarius berates his flock for conducting business in church and general chatter, quite apart from trying to leave the building before he could give his sermon!  Caesarius says a lot about posture and comportment.  Don’t lie down as though you’re in bed, he says; sitting is fine if you are old or infirm.  Stand or prostrate yourself to pray; bow your head or genuflect to the Host.  Matters went beyond that though.  One of Caesarius’ repeated themes was self-control and concentration.  Keep your mind on God and on prayer; don’t be distracted by other thoughts.  Idle speech and impure thought offered a way in for the demonic.

How do these ideas and instructions contrast with the usual bodily dispositions?  What were the restrictions on talk and posture in the civil basilica?  Could you lie down at the back if you were tired?  As mentioned, though, a dominus, local or imperial, sat when he granted an audience, and his petitioners, counsellors and the rest stood.  In church all stood or bowed, regardless of worldly status.  What did it cost a lord to bend the knee or prostrate himself with everyone else and was it a price freely granted?  At the highest levels, perhaps not.  There are some pretty fraught confrontations in churches between bishops and emperors, empresses and kings.  One of the more interesting is that between bishop Nicetius of Trier and King Theudebert I of the Austrasian Franks, related by Gregory of Tours in his Life of the Fathers.  This showdown concerns Theudebert’s entrance into church with a number of his senior aristocrats or leudes, whom Nicetius had excommunicated.  Nicetius declared that he would not continue mass until these men had left his cathedral; the king refused to send them away.  Who was in charge in this space?  In other cases the palace is the location for the confrontation, as in the Life of Saint Martin, where Emperor Maximus is compelled to stand to receive the holy man, or in Gregory’s account, again in the Life of the Fathers, where King Chilperic of the Burgundians feels his throne tremble as if there was an earthquake when the fearsome abbot Lupicinus enters the palace.  Whether this forced him to stand up is not specified but it seems reasonable.  One interesting point about that story, though, is that Chilperic is described as being seated at table with his courtiers.

An intriguing reverse example can be found in Book VII of Gregory’s Histories.  Gregory tells us that in 585 in Paris – he does not say where but probably one of the Cathedral basilicas on the Ile de la Cité – the deacon asked the congregation to be quiet to that the mass could take place.  Apart from providing a glimpse into the realities of a Merovingian church, this is actually a part of the Gallican liturgy.  It precedes the address by the bishop.  Yet it was not Bishop Ragnemod who spoke next but King Guntramn of Burgundy.  Guntramn essentially made a plea for loyalty to the Parisians, at this point effectively under siege by an Austrasia army.  This was not the only time that Guntramn played the part of a bishop in Gregory’s Histories and in the Edict that he issued in conjunction with the Council of Mâcon that same year he espouses, a decade or so before Gregory the Great’s Pastoral Care, the idea that kingship is a ministry.

So, in a church the bishop takes the space usually occupied by the king but, in a church, sometimes a king might speak in the place of the bishop.  Below that level there were countless other shifts in disposition and in the relative positioning of people of differing status and gender.  The verses composed by Venantius Fortunatus for the basilica of Saint Martin in Tours are designed to impose upon the visitor the sense that one ought to approach no nearer the front than one was worthy but, on the other hand, the surviving wall mosaics at the back of the nave at Sant’Apollinare Nuovo in Ravenna suggest that the decorations in the secular and religious buildings might not always have been very different.  In buildings that were organised, in terms of spatial hierarchy, pretty much identically, where were the semiotic cues?  Who was in charge of this space, ultimately?  Who controlled the terms of the discourse? 

There are yet more points to add into this mix.  One is that, as has become increasingly clear to me over the past decade or so, the fifth century was really characterised by the Christianisation of political discourse.  One of the many ways in which this is shown is in the building of churches.  This continued into the sixth century, when in some parts of southern Europe especially churches were built on villa sites.  One of the upshots of this was surely that secular rulers and leaders legitimised their position through public appearance and devotion in church; that this in turn became a new means of demonstrating leadership in the community, in a sort of spiritual commensality.  I suspect nonetheless that this might have been a further factor that made the traditional secular basilica, as an architectural form, a contested space, an arena for the renegotiation of power.

Furthermore, the authority that a secular lord positioned in front of the apse at the end of a basilica was, as mentioned earlier, largely sanctioned and bolstered, symbolically, by the fact that he occupied the place of the emperor, as his agent or representative.  After the western wars of Justinian (533-65) this symbolic support was cut away.  Justinian based his wars of reconquest upon the idea that the western Empire had been conquered by barbarians and thus was no longer a part of the Roman Empire.  This was news to the occupants of the western provinces who, while clearly aware that the pars occidentalis currently had no emperor, certainly did not feel that the Empire itself had come to an end.  Most of the rulers of those regions thought that they held an official title as an imperial official, legitimising their rule over Roman citizens.  Indeed, even their title of king was essentially one adopted to facilitate relationships with the Emperor and to legitimise power in his eyes.  The imperial declaration that the western provinces were not part of the Empire cut the traditional ways in which power was legitimised from underneath western rulers and, in turn, their officials and commanders.  It is possible that this sort of cultural shift played a part in the end of the villas

I would like to argue that if one put all of these factors together one might be able to see why the basilical form drops out of the repertoire of secular political spaces, even though it is clear that at least some aristocrats continued to have the wherewithal to build them.  In the eighth century, the Carolingians seem to have brought them back, but that would be a different story. 

Making space. The Materiality of identity

Public space had become quite different by 600 AD.  The clearly demarcated political arenas had atrophied.  Aristocrats and others, men and women, were more likely to rub shoulders in a far less structured fashion in all kinds of spaces, whether settlements, churches, religious processions.  How could one attempt to restrict the free renegotiation of status and power in this setting, without the old architectural or spatial cues?  I want to discuss some ways in which identity was materialised and, in so doing, produced a particular space, or distance; created a spatial structure for social interaction.

To do this I want to think about the ways in which the subject is presented/presents itself.  By way of a metaphor, it might be worth considering someone coming into one of the halls I discussed earlier, coming in, like Bede’s sparrow, from the dark into the warmth and glow of the fire.  In one of his early works, Time and the Other, Emmanuel Levinas first introduced his concept of the ‘il y a’, the ‘there is’: the notion that there is always something and someone ‘out there’; the ineffable sense of shared existence.  Levinas uses the metaphor of sleeplessness, lying awake in the dark, sensing that other shapeless existence, but sitting alone in a fire-lit hall, looking at the door, might provisionally serve almost as well. Levinas discusses the sense of solitude, of being ultimately alone in your own being, but within that shared existence.  The moment of presentation, for which Levinas used the term hypostasis – let us envisage it as the moment where someone steps into the light from the darkness outside, before which we only sensed their presence – is the instance where that solitude is made material.  It is a moment at the extremes where a being touches being in general.  At that moment though, that solitude becomes dispersed into various categories which are shared with others, identities.  One might want to think this phenomenon with Jean-Luc Nancy’s discussion of community.  He describes what he calls, using his own neologism, as comparution, translated by the equally neologistic ‘compearance’, a shared appearance with others, appearance together.  This is a simultaneous appearance and withdrawal in Nancy’s view: the appearance of someone or some category/identity that is familiar, simultaneous with a withdrawal: the interiority, the secret thoughts of the subject.  In Nancy’s thought, it is a hesitation on this moment that keeps community, in his terms, ‘unworked’, ‘désoeuvrée’.

If we, like Nancy, pause at this moment, how is the subject to be comprehended in social interaction?  How is the subject identified ascribed an identity, categorised?  How does the subject present itself to its audience, to those in whose gaze it finds itself, to those amongst whom it finds itself thrown?  As noted, we are thinking of a moment and a circumstance where spatial cues are of no help.  This is where the archaeology of earlier Merovingian Gaul is of interest.  By the end of the first quarter of the sixth century, across Gaul north of the river Loire, whole communities had adopted the custom of burying its dead with grave-goods.  Increasingly, the study of these goods and other aspects of the burial ritual has shown – in Gaul and its northern neighbouring regions – the correlation between particular types of grave-goods and the age and gender of the deceased.  One of the great unknowables, of course, is the degree of correlation between the association of particular classes of people with types of costume and artefacts in death, and the relationships between such objects and costumes and those particular categories of people in life.  In the Merovingian context at least, there is sufficient evidence to support the hypothesis that funerary costume at least bore a reasonable relationship to formal dress.  Indeed, one might go further and suggest that the very degree to which Merovingian people lived their lives in the gaze of the community suggests that even ‘everyday’ costume may have born some sort of relationship to the formal and stylised construction of social categories in death.  If one ran the risk of meeting people in fairly random or unstructured settings then one needed some other way of keeping interactions within an acceptable set of parameters. 

If we are thinking about the renegotiation of power, we need to think more deeply about what identity is, what we mean by it, how it functions in social interaction.  Identity is a word that is ubiquitous in medieval studies – in paper-, book-, article-, chapter- and conference-titles – but there is hardly any serious theorisation of what identity is at all, even in the area of ethnicity.  Generally, what is discussed under the heading is the issue of groups, identifiers and labels, or it acts as some sort of vague ontological place-holder.

My earliest discussions of this topic (1995/1997) were based around the contingent, active interplay of different identities and the stressing of links and barriers in social relations or encounters between different people.  Much of this model was sociological in its inspiration and formulation and was concerned with how people achieve aims vis-à-vis other people.  It was concerned with power and principally a theory of status, value, worth and social roles.  The model worked according to the idea that identity was a stable entity that could be communicated more or less unproblematically.  It implied that identities were not only things that you had but also things that you were in a straightforward way. It envisaged a sort of free choice in the deployment of identity.  You picked an identity and invoked the power that went with to achieve your aims.  This now seems hopelessly naïve

However, all identities are categories: means of organising the world. As such, they are constructed as signs or groups of signs. Even where they are based upon differences that are, or might be, naturally-occurring or visible regardless (hair-, skin- or eye-colour for example; differences in genitalia; physiological stages of ageing), the choice to use them as categories, their precise definition, the way in which they are employed and therefore the ways in which the people of the categories so created experience their lives, depend upon their position in a contingent system of signs. As such they function textually (in the Derridean sense), within chains of presence and absence, similarity and difference. Because no concept can be understood separately from those signifying chains, or comprehended apart from its relationship with other signs, there is always something of the ‘different’ within the ‘same’ and that is very important to remember. To be Derridian about it, the first time anyone said ‘I am a Goth’ to someone else (and was understood), the term ‘Goth’ already had an iterable place in a signifying chain. Logically, if not temporally, the identity must be prior to its instantiation. It already related to an ideal, which was never coextensive with that which instantiated it, and to its constitutive outside (all the things which, ideally, it was not).

Identities function in the imaginary as well as the symbolic registers. That is to say that there remained (as with all signifiers) a notion of the ideal member of the category. Normally that was structured by some of the aspects which helped define the category (social and ritual mores, etc.) to create concepts of the ideal member of a sub-group within it (young woman, male elder, monk, king etc.). This has important implications. Social identities are constituted in citation and in performance. Even more crucially, identity is itself a motion towards an ideal. The ideal can never be attained, because it never had a pure, originary existence. It’s a motion of desire: what do I want to be, but also, crucially, what do they want me to be? As Lacan famously said, a fool who thinks he is a king is no crazier than a king who thinks he’s a king.  (He might better have said that a fool who thinks he is a president is no crazier than a president who thinks he’s a president.)  In any interaction there are at least two sets of signifieds in play: both parties’ ideals of what their status and identity and that of the other person means.  These might, of course, not coincide.  The performative citation of an identity is always, to some extent, a risk, a wager.  That is one of the most important things I want to stress.

Those ideals, moreover, are always themselves changing in the course of social practice. They can never be entirely recreated. It is thus critically mistaken to talk of the maintenance of a Gothic or Frankish identity by a particular group, whether the guardians of the Traditionskern or an equally mythical group of Gothic Königsfreie; no such thing had ever existed that was capable of maintenance in the first place.  It was always already in a state of renegotiation and reinvention.

I must underline the textual and discursive elements that are central to identity, and the inescapable fluidity that that implies. I also want to link identity to speech, subject and authority.  To deploy, perform or cite an identity is to give an account of yourself – to borrow a phrase from a recent book by Judith Butler – but it’s also, as I said, a wager on recognition: of the identity-ideal, the signifier, and of the right to speak/act from that subject-position.  It is in the element of risk or wager that I differ from Butler.  That links identity to subject-position, and indeed to subjectification.  One of the most important ways in which an identity or subject position was made manifest in late antiquity was through costume, broadly defined (including the artefacts carried with it, buckled on to belts and so on).  It conveyed information about the person sporting it, and the social category to which they belonged.  The repeated patterns of association within the sixth-century Merovingian cemetery record suggests that costume was capable of transmitting fairly precise information, about adolescent boys, young women, old men and so on.  As such it provided cues as to how one might expect such a person to behave, how one might judge their speech, how one would be expected to behave towards them.  This provided the cues that could create social space or distance. 

We can read some of this from Merovingian written sources such as the laws, which penalise touching of women’s bodies.  These parts of the body are generally those highlighted by Merovingian jewellery.  The laws’ system of wergilds also set out various levels of legal protection or esteem for particular people: women of child-bearing age; young boys; Franks; royal officers, and so on: all categories that seem to have been visible from the costume of the person in question. 

As we have seen, to be capable of communicating any sort of information, any concept must be capable of iteration, that is able to refer not simply and exclusively to that specific instance but to others too.  This implies the ever-present chance of misunderstanding or miscommunication in the interplay of identities.  This is a key support of Judith Butler’s work on, for example, performative gender identity and drag.  We can see iterability illustrated with the figure of Zercon the Moor, the “jester” at Attila’s court whose “act”, so to speak, involved dressing up (or being dressed up) as a warrior.  Because Zercon was a dwarf, the Huns, for once living up to their stereotype, found this incongruity hugely entertaining.

An example a little closer to Butler’s might be found in the Poitevin who appears in Gregory of Tours’ account of the tribunal that ended the Nuns’ Revolt at Poitiers.  In Gregory’s description, this was a man who in Gregory’s report of the exchange dressed as a woman because he was ‘were incapable of manly work’.  This is a complex text to read in terms of that person’s identity, and how the semiotics of their practice worked is difficult to disentangle.  This difficulty is only magnified by another iteration of feminine costume.  Several late antique texts notionally about pagan behaviour refer to and condemn the practice of dressing up as an old woman on the Kalends of January (a harsh law, as I have always thought, if you actually were an old woman…  Iterability again).  This alone gives us a range of different possible ways of reading feminine costume: different signifieds.  There is always, thanks to iterability, the potential for slippage from one to another; of miscommunication.  This is the space of deconstruction: in our terms, a space of constant renegotiation: the remaking of the bases of power.

The relationship of costume to person is worth more consideration as it will lead us further into thinking about the practice of negotiation.  You might have noticed that I have avoided the term individual in my paper.  I have done so for many reasons but not the least of these is that the subject is the meeting place of a number of categories or identifications: gender, age, family, ethnicity, religion, and so on: an assemblage if you prefer.  In that sense the category expressed in costume rarely conveys more than one or two, considered to be the most important at a particular moment.

At this point it is important to think about the social body.  Jeffrey Jerome Cohen importantly talked about how the construction of identity blurred the edge of the human body: hybridised it with the objects – and animals – that conveyed the image of the identified category.  This was part of Cohen’s ongoing post-humanist project and a very important contribution.  I want to push back a very little against this, however, partly because I find quite problematic some of the political implications of post-humanism and related approaches that stress the agency of objects, and partly because I don’t find the reading entirely satisfactory.

To be brief, I want to uncouple the elements of desire and queering, in Cohen’s account, which I find more interesting, from the probably lesser element of the hybridisation and blurring of the body.  I am not sure that costume and the accessories intrinsic to the signification, embodiment and the very inhabitation of an identity really do blur the boundaries of the body in the way envisaged.  Leaving aside the slippages of communication that have been my theme and which, I think are inherent in Cohen’s examples, I would rather read the assemblage from the outside in, as layers of social skin.  Does one really ever get beyond layers of social skin, back to an entirely pre-social human body?  Again, in my view, there is an absent centre.

The final point that this too brief consideration leads me to is how one could get out of the situations where a miscue, misfire or miscommunication had occurred.  One way out here can be thought in terms of Deleuze and Guattari’s concept of lines of flight.  (I can’t as yet claim to have read that much of or be very well versed in DeleuzoGuattarian thought.) Social actors, as I have said, can be seen as assemblages.  Even if elaborate costumes or layers of social skin aim to convey one identity, thought to be most important, those layers can still be peeled back to reveal others.  Laying aside the weaponry that might have conveyed Frankishness or a particular age-grade, could strip that persona back to a layer of general masculinity, for instance, that expressed a shared identity; buckling on such items could remake distance. The sheer multiplicity of identities that converge in the social actor make this sort of thing possible.  The other ‘line of flight’ is humour, which plays on the very possibilities for miscommunication that inhere in interaction.

Conclusion

In the early Merovingian world, the space of the political was up for grabs.  Old architectural cues broke down, were renegotiated; new, different ones were tried.  A greater relative investment in costume, the social skin, was one response to this.  Wherever we look, we can see, in my reading, the interaction of decentred subjects, fraught with potential miscues, miscommunications, and scrambles to remake or reconfigure social space: social structure was a chaotic, constantly reordered, teleologically re-read archive of precedent.  ‘Negotiating power’ is thus, in a way, a tautology.  Power does not, and cannot, exist other than in its constant negotiation.


Saturday, 27 November 2010

The Fall of Rome and the End of Civilisation: New Narratives of the fifth-century crisis (in which I decide to dabble in Art History...)

This is the text of the paper I presented last summer at the International Medieval Congress.  I have been asked before whether I was going to post it here and at the time, when the blog was strictly linked to my 'Year 600' project I said no.  But as I have renamed the blog andcut that strict and direct link, there seems no reason not to post it now.  I will add the accompanying figures as and when I have time.  As it is I am not entirely happy with this, because in discussion afterwards I was convinced that rather than leaving the discussion with the issue of trauma I should have developed the idea of playfulness and visual riddling or humour as a means of coping with the stress of the period.  This is a suggestion I like and I would want to make more use of it.  Anyway, see what you think.  As I'm always having a go at historians and (especially) archaeologists, I didn't see why art historians ought to get off so lightly!

***


One might say, with a certain irony, that the study of the end of the Roman Empire from a Lacanian perspective is only in its infancy; indeed one could probably say that it has not yet reached the Mirror Stage. Yet this perspective has much to offer, not simply in understanding people’s actions and responses in the fifth century but also in understanding why people cling wilfully to outmoded narratives and explanations. My approach in this paper was initially inspired by a chapter of Alain Badiou’s 2005 book The Century, dealing with the politics of twentieth-century avant-garde art, and then by Slavoj Žižek’s brilliant early work, The Sublime Object of Ideology.

This is a first go at trying out a different way of looking at the major new decorative style around the North Sea, Salin’s Style I, the principal features of which are the dissolution and ambiguity of the image, to argue that its popularity is to be understood in the context of the Roman Empire’s dramatic, traumatic fifth-century political demise – an end of civilisation, one might indeed say. These traumas can quite easily be understood as an encounter with the Real, the un- (or pre-) symbolised, in the sense that Žižek uses Lacan’s concept, and the fragmentation and disintegration of the image, especially the figure, in decorative art can be understood as a product of the collapse of a long-established symbolic order.

There has been continual, thorough and splendid structural and formal analysis of Style I. Günther Haseloff’s monumental study of Germanic Animal Art appeared in 1981 and my colleague, Tania Dickinson – to list but one authority – has produced exemplary, rigorous stylistic analyses, particularly of its use on Anglo-Saxon Saucer brooches. I am in no position to add anything to any of this and am not going to try. Quite the opposite: everything I am going to say is entirely based upon it.

Less satisfactory than the descriptive analyses, to my mind, are the explanations of Style I’s popularity across north-western Europe: explanations of how, in one of Tania’s own phrases, ‘animal art gained its place in early medieval affections’. Analyses are in my view, constricted within an unsatisfactory and problematic conceptual matrix, one principal axis of which is the cultural description of this art as ‘Germanic’. The idea that all barbarian speakers of a Germanic language can be treated as culturally interchangeable can no longer sustain any analytical weight whatsoever. Even former Germanists like Jörg Jarnut have argued forcefully that the term should be abandoned, except when discussing language groups. Even were ‘Germanic’ a meaningful analytical term, its explanatory weaknesses become very evident when phrases are encountered which state that Style I’s appearance:

‘is marked by the sudden disappearance of all sea creatures, which up till then dominated Scandinavian ornament and represents the beginning of the Germanic interpretation of the animal world’ (Haseloff 1974: 12)

 
This begs two crucial questions: ‘why then?’; ‘why like that’? Why does ‘Germanic’ only begin to have analytical value then, when Germanic-speakers had dominated the region for centuries? And why does this art, after centuries within which the metalworkers of Germania Magna proved more than capable of reproducing Roman models or otherwise producing coherent naturalistic figures, take this particular form? Appeal to pan-Germanic cultural ethos gets us absolutely nowhere in response to either question.

The other analytical axis is religious: Style I iconography is read in line with a view of pagan, Nordic religion, based principally on twelfth- and thirteenth-century written sources, and upon anthropologically-derived ideas of shamanism and tribal ritual of uncertain application. The perils of an approach that understands iconography, in any detail at all, in the light of sources written nearly a thousand years later are insurmountable and should hardly require setting out. In any case, even if we ignore them, the religious axis takes us nowhere – in answer to the questions of why then and why like that – just as fast as the Germanic axis. These axes of analysis are sustained by ideas of ethnicity, migration and of a rigid divide between Christianity and paganism which are inadequate to the task.

There is no time to detail the other theoretical problems with current approaches. The main point is that, to anyone about to dismiss an approach drawing on Lacanian psychoanalysis in the usual way, i.e. for being ‘anachronistic’, I say this: while it may be based upon a possibly problematic claim to being diachronic, it is actually – demonstrably – less anachronistic than the approaches currently employed. More to the point, perhaps, I am going to analyse the Style for what it did to established artistic traditions, whose symbolic content can be suggested less problematically. In this sense it is rigidly contextualised. Further, I am not going to analyse it in terms of iconography or function – religious, social, ethnic or whatever – but in terms of its aesthetic: why did late fifth and sixth-century people like this style, as they clearly did. What drew them to it? What appealed to them about it?

***

The key point in explaining Style I and its popularity is the date of its appearance, around 475, in other words at the precise time of the western Empire’s disintegration. This is an issue that I have touched upon before. I cannot see this chronological conjunction as being a mere coincidence. In the past I have dwelt on the non-Roman import of Style I – its breaks with Roman decorative tradition, its southern Scandinavian origins. That a style with such symbolic content should appear at the time of the Empire’s political demise must be significant, although the point is hardly ever raised. Nevertheless, this does not go the whole way towards explaining Style I’s precise nature or its popularity: its profound symbolic significance.

There are two or three important points that must be set out as background to this change. One is the inextricable inter-linkage of the Empire and barbaricum. One cannot see a simple opposition or binary line between the two. Changes in the Empire had deep effects on barbarian society and politics.

In particular, the North Sea was a cultural province, with movement around and across it throughout the late Roman period, and the overwhelming balance of cultural influences was from the Empire to barbaricum: pottery, metalwork, cultural forms (inhumation), maybe even what have long been thought to have been ‘Germanic’ architectural forms (the Grubenhäuser), and artistic style. The last has a long history. Throughout the Roman Iron Age, Roman brooches were imported into Germania Magna and copied. Roman style had such a profound influence on northern barbarian art up to and throughout the fifth century that, in explaining it, it is quite unnecessary to invoke, as Haseloff did, the kidnapping to northern Germany of entire workshops of Roman artisans.

My final background point is the catastrophic crisis that the withdrawal of effective imperial governmental presence caused in the north-western provinces and in North Sea barbaricum in the fifth century: manifest in diverse areas by pretty much analogous responses and material cultural forms.

Any attempt to comprehend fifth-century animal art must be set against this backdrop. To understand it further we need to back-track into the art and mentalité of the Late Empire. The centre-point of the Roman thought-world was the idea of the civic Roman male, which embodied a set of ideas: freedom, the law, reason, moderation. The civic Roman male was, in Lacanian terms, the point-de-capiton, the quilting point, of the whole signifying system: the master signifier which provided all the others with their precise meaning. Concepts such as womanhood, barbarism, the animal, freedom and so on, all acquired their meaning by reference to this. The point de capiton fixes other potentially shifting signifiers and oppositions. Even the martial model of Roman masculinity is essentially defined by this, illustrating how the Lacanian model provides several conceptual advantages over my previous thinking about this problem.

The civic masculine ideal lay at the heart of all Roman imperial politics, whether at the local or the Empire-wide scale. Its performance was required for participation. The signifier was also – and this is key – shaped by the Emperor and those who held power at court, at the imperial core. They defined who was, and who was not, really a Roman male.

So the depiction of the human figure in late imperial art is not – it cannot be – a simple representation of a bipedal hominid. It carries enormous signifying weight, the burden of which might be visible in the changes to figurative art in the late imperial period.

We can see some of this in the decoration of official imperial metalwork, the lineal ancestor of Style I as has long been known. This followed very strict rules. The centre of the design is always made up of geometric or otherwise plant-based designs, very regularly set out. Around the edges – always – are the animals, depicted naturalistically in spite of the fact that they are pretty much always mythical hybrids. All is as it should be. One does not have to think very hard to see this opposition between centre and periphery as equating, not least in its layout, with other oppositions: the regular and the disordered; the natural and the unnatural; the civilised and the uncivilised; the human and the mythical or divine; the cultivated and the wild; and so on: in short, perhaps, the Empire and barbaricum. The crucial dimensions of this decorative art, visible on artefacts of many types in the imperial north-west, are, in my view, its regularity, its unambiguity and its timelessness. By the last term, I mean that the overall picture can be seen and understood at a glance and, regardless of when it is viewed, it is always the same; it requires no contingent, active participation on the part of the viewer. It has no active present; what I mean by this will really become clearer in considering its opposites, later on.

***

Artistic style is one of many areas in which the actual fifth-century evidence tells a rather different story from that adopted in modern migrationist, Germanist, narratives. What is clear for most of the century is not the gradual spread of influences from Germania Magna into the provinces, but the continuing, grip in which the rules of imperial style held decorative expression. If we restrict ourselves to the north-west of Europe, within and without the dissolving political frontiers, fifth-century decoration continued, on the whole, to play within the imperial ornamental guidelines. Chip-carved styles generally perpetuate the rules of composition. Quoit Brooch Style has long been known to do this. What is known as ‘Saxon Relief Style’, similarly, is pretty much entirely bound by these rules. Peter Inker has argued that this shows a vigorous Germanic reworking of Roman models. I find difficulty knowing exactly what this means, analytically, and in any case I can’t see any vigorous reworking myself. But he’s doubtless correct that one doesn’t need Roman craftsmen to produce Roman-inspired art. To my mind it is rather the compliant nature of this style which goes a long way towards explaining why it was widely adopted around the North Sea in this period, possibly as a conscious political expression in opposition to other clearly Romanised decorative styles, like Quoit Brooch Style: a point which must bear importantly on discussions of art and identity in fifth-century Britain. There’s nothing about Saxon Relief Style that would be shocking to a provincial Roman concerned about claims to legitimacy, which might have made it entirely appropriate in the context of Romano-Saxon polities emerging in a fifth-century British context. This, I should stress, is a slight but significant modification of my previous views on this topic.

Whatever its stylistic genealogy, though, none of that could be said about Style I. Style I can be positively shocking compared with its parents, particularly in the forms it takes around the North Sea. First, the animals take over the centre of the field. This isn’t general though; especially outside the North Sea region there are Style I objects that stick within the old rules of composition. Second, the animals’ nature changes; the shift from aquatic or semi-aquatic beasts, to quadrupeds, has long been appreciated but what interests me is the equally well-known incoherence of the Style I beast, fragmented into different components, ultimately to appear in what Haseloff memorably called Tiersalat: animal salad. The animals’ bodies lose their edges, being reduced to a series of parallel contour lines, sometimes to a single line. All of this is compounded by the ambiguity of Style I animals, which can terminate in a beast’s head looked at one way, or a human head viewed another way, sometimes with knock-on effects for how you read the body of the animal in question. But, obviously, as with all such things, they can only be one thing at a time. The figure, in its coherence or in its interpretative clarity, has gone.

This and the disentangling of the bodies, which all too often simply disappear, or can be interpreted more than one way, but never simultaneously, make this very much – in contradistinction to imperial art – an art of the present. Its reading is active, and possibly different each time. It is quite the opposite of imperial metalwork, the symbolic background against which it must be read. It lacks resolution; it is an ‘art of beginnings’ and indeed shares many of what Badiou identified as features of the avant-garde.

So, for the last quarter of my paper, I want to suggest why this style should have proved so aesthetically pleasing and popular at the end of the fifth century and the start of the sixth. For one thing it has significant metaphorical value. Most British archaeologists these days, when they talk about metaphor, actually mean synecdoche.  Peter Inker, for example, says that, when Saxon Relief style was based upon Roman badges and shield designs, it was a metaphor for Roman-based status.  That’s synecdoche, not metaphor. The take-over of the centre of the field by the periphery can be read as metaphor. If my analysis of the symbolic associations of imperial metalwork is not pure fancy, one might see it as metaphor for the control of the political centre by the peoples once regarded as peripheral animals. Or, as I would prefer, it is more a metaphorical representation of the absence of the old imperial centre.

A useful way of understanding the process at work is provided by two quotes from Judith Butler:

‘One might speculate: the act of symbolization breaks apart when it finds that it cannot maintain the unity that it produces when the social forces it seeks to quell and unify break through the domesticating veneer of the name.’ (Butler, Laclau and Žižek, Contingency, Hegemony and Universality, p.27)

‘When people see the schema used to justify domination the dialectic collapses’ (ibid., p.28).

The master narrative of the fifth century is that of the collapse of an age-old signifying system, as the political centre that served to maintain and regulate it lost its hegemony – both in the usual and in the Gramscian sense of the term. The point de capiton – the old master-signifier – the Roman civic masculine ideal, which had symbolised the social structure and concealed internal divisions within a set of binary polarities based around it, became unfixed. This is a fine historical example of what Butler is talking about. Once that happened all the other signifiers and oppositions began to float free again.

In the north-west of the Empire and in some parts of the North Sea Barbaricum beyond, that did indeed spell a traumatic collapse of social and economic structures: an end of civilisation. In this context it is, it seems to me, hardly surprising that the human figure ceases to be depicted in anything other than (at best) stylised and (usually) ambiguous form or that even the animals show these characteristics.

As the fifth century wore on, but especially from its last third or quarter, the West – the North-West in particular – was entering a new world, one without any of the old symbolic fixed points. Everything was up for grabs. Social structure was unstable, authority at local levels as well as those of the new kingdoms could be created, lost and won bewilderingly easily, quickly and unexpectedly. Social relations were renegotiated, often dramatically, in ways that could not have been envisaged a hundred years previously. Even areas like Denmark, which remained fairly stable through the fifth century, nevertheless felt keenly the demise of the great imperial power at the centre of the European political world, which had served to keep everything in its place.

This was a world of permanent beginnings. Great kingdoms rose, and fell, within a couple of generations. Local power seems to have changed hands equally swiftly as a result. It was a world in permanent encounter with the Real: that which could not be symbolised, indeed it was something pre-symbolic. How to symbolise, even retrospectively, events with no precedent? Maybe it is actually no surprise that it took fifty years for people to start creating a new narrative, of the End of the Roman Empire.

The first time I showed students how to identify Style I animals, one of them actually did ask me if I had been smoking anything before class. It is an entirely valid response to Style I; this, if ever there was, is an art of the ‘what the hell is going on?’ It would take more than 3000 words to really develop this argument but what I hope to have suggested this morning is that, set against the narrative of the fifth century, placed in this context, Style I reveals a true contemporary resonance and aesthetic; in short, as the avant-garde of the late fifth and early sixth century, Style I is unambiguous: it makes perfect sense.