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Showing posts with label Emmanuel Levinas. Show all posts
Showing posts with label Emmanuel Levinas. Show all posts

Monday, 17 June 2019

Renegotiating Power and Identity in Earlier Merovingian Gaul: A Material Cultural Approach


[This is the keynote paper I gave to the 12 or so people who had stayed to the end of the recent conference on 'Renegotiating Power' held at Christ Church University, Canterbury.  Thanks to the organisers, especially Charlotte Liebelt, for the invitation, Leonie Hicks for chairing, and the audience for insteresting questions and discussion afterwards.  Thanks also to Rob Heffron (Sheffield) for some helpful information about gendered space in Christian basilicas.

The argument looks first at the ways of ordering space via architectural cues, at the breakdown of the distinctive settlements of the social elite - villas - and of the basilica used as a secular political space and at the replacement of both to some extent by the hall.  Then it examines the ways in which costume symbolised identity and in so doing was employed in creating political space - or the space of the political. Throughout, emphasis is placed upon the possibilities for miscommunication and thus renegotiation that inhere in all communication.]

Introduction

This paper comes out of work I have been doing under the general heading of a project I started (ahem) nine years ago on The Transformations of the Year 600, which I am hoping that I might actually finish within the next couple of years.  One of those areas concerns what became of public space in the sense of the spaces of the political.  Another concerns why high-status sites are curiously absent in this period, or at least are, in the current state of our knowledge, not very archaeologically visible.  That does beg a number of questions to which I will return.  Finally, linking all of this, how political communities change in the period I am looking at, between c.560 and c.650.  I will talk principally about Gaul/France but I will bring in some other areas of western Europe here and there.  I am going to talk about the production of space, whether of politics or of the political (in the distinction made in French thought since the 1950s, between la politique (politics) and le politique (the political)).

Spatial Shifts

The key starting point for my analysis is the sociological studies of Pierre Bourdieu and, in his early work, Anthony Giddens, which, though very different, come together around the idea that social structure is not some extrinsic set of laws that governs social behaviour but is perpetually constituted and reconstituted by social interaction itself.  It is useful to think of it as a cumulative memory bank, an archive if you prefer, of those ways of interacting that people approve, and those of which they disapprove.  Every social interchange between people of particular categories – gender, age, social rank, ethnicity, etc. – has, by adding to that archive, the capacity or potential to renegotiate the limits of the acceptable. In this perspective, change is inevitable; the chance of social structures continually and exactly reproducing themselves over time are pretty thin.

There are nonetheless strategies that attempt to put the brakes on the renegotiation of social identities, or to keep the interplay of social categories within particular limits.  An important one is the use of space.  Space sets the tone for the exchange.  It sets up cues about how one deals with the particular people or classes of people that one might be expected to encounter.  Most of us are familiar with the awkwardness involved in meeting someone in an unexpected location or setting.  Location sets up a range of expectations, a script.  It literally sets the scene.  Obvious, though in many respects this is, it is actually fundamental to rethinking some points about the interplay of identities.

In the Roman world, different types of space were quite clearly delineated.  To give a couple of political examples we could cite, first, the reception rooms of villas.  The approaches to villas, as with later castles, were carefully devised to present a particular view of the house, passing along which, through gateways and into ornately-decorated reception rooms, set the tone, or the stage, for the encounter with the estate’s dominus.  Whether the visitor was a guest of more or less equal or superior status to the villa-owner, or a tenant or client coming to pay rent or beg a favour, the expectations of behaviour were clearly set up, framed and limits set upon the range of acceptable outcomes.

Equally, the public spaces of the classical city functioned in similar ways, whether we are talking of the for a, the civil basilicas, the baths.  Again, in many well-studied cities, urban planning made use of the possibilities of vistas and lines of approach.  These are cues; they establish the expectations of how to speak and how to behave: of bodily posture.  Bourdieu said that a component of the habitus was repeated, learned, bodily dispositions and uses of space.  This seems quite a good illustration of the concept.  What I want to add, though, and it is something to which I will return throughout this paper, is the possibility of slippage and miscommunication – the mis-cue – that inheres within visual cues precisely because they function ‘textually’ in the sense that I will outline later.

From Villa to Hall

The fairly traditional classical forms of space had undergone or were undergoing profound change by the middle of the sixth century.  By that time, the villa pattern across western Europe had disappeared or was in its final throes.  Wherever one looks in the former western provinces, there is no new class of settlement that replaces the villa as a separate elite residence and focus for display and consumption – no class of settlement that creates social space and distance in the same way.  Across western Europe, from the mid-sixth century onwards, the settlements we know about are much less clearly distinguished – whether hilltop sites in southern Gaul, Spain and Italy, the communal-looking remodelling of villa-sites in Spain, the villages of Italy, new settlements in Spain, or the rural settlements of northern Gaul and England.  It may be that some more obviously elite settlements were coming into existence in Anglo-Saxon England around 600 but such sites are generally not archaeologically visible in Gaul until the middle of the seventh century.

One common feature of settlements is the hall.  Clearly there are all sorts of spatial, hierarchical cues in the hall but they are of an importantly different variety from those of the villa and there is a key theme of commensality as the nexus of social interchange.  This needs more work and I would be glad of any thoughts or recommendations but it seems to me that there are some very important differences, in terms of the experience of space, between Roman public assembly or reception spaces and the halls of the post-imperial period.  One might start from the location of the entrances and the perception of spatial hierarchy as a subject entered the space.  At least when used as a reception chamber, one entered the space from the opposite end of the building’s long axis from the seat of the dominus.  One entered facing the lord and furthest from him (or her), behind an audience facing away from you.  The experience of space was one of approaching as close to the focus at the front as one felt one was worthy.  The main entrances of post-imperial halls, by contrast, were on the long sides of the building.  It might be that some of these opened on to a corridor and that the main reception hall was thereafter entered, analogously to the basilica, opposite the lord’s seat at the far end of the room.  Where this was not the case, though, one entered from the side, some way between the lord and those seated furthest from him, and one entered in the gaze of most of the people present.  The decision of where one should or could sit, whether to move towards or away from the Lord’s seat, was thus made and enacted in front of an audience.  This was all the more true, given how one imagines the benches were laid out, if one entered opposite the Lord, though the movement would concern how far towards him one moved.  The arrangement of the tables means, however, that the lord’s seat was not the sole possible visual focus of the space.  Another key shift, alluded to earlier in the references to benches and tables, is to the seating of the community.  Other than in the senate, the Roman political community stood, with the exception of the dominus (whether Emperor or local lord) who remained seated.  This is but one instance of the shifts in the political gaze that occurred between the disintegration of the western Roman Empire and the early seventh century.  Add to this the different sensory and emotional architecture of basilica, on the one hand, and the hall, on the other, and I think one can gain an impression of a real shift in the experience of enclosed political space between the fifth and the seventh centuries.

How this shift might have come about is an intriguing problem and very difficult to answer. Most of the arguments usually proffered stumble on the same block.  A move away from the old villa-focused uses of social space to the kind of hall just described has been variously ascribed to ‘Germanic’ influence, a rejection of Romanitas, or the militarization of society.  All of these have something to be said for them, even the allusion to ‘Germanic’ influence – and I don’t often say that! – but they all run into trouble in dealing with the fact that the highest rank of the Roman population of early Merovingian northern Gaul were the ‘dining friends of the king’ (the Convivia Regis) whereas the Frankish equivalent were the members of the Trustis Regis – the Antrustiones – the senior members of the royal bodyguard.  So, the group defined, in a sense, by its involvement in commensality is defined by its Romanness and in opposition to ‘Germanic’, barbarian, military identity.  One could of course object that this was a different form of dining culture from that of the hall and the ‘mead-benches’ but it is difficult to see the continuation of the context for the old sort of Roman dining in the Gaul where that law was drafted. 

Clearly halls are important in the settlement architecture of Germania Magna.  Architecturally it seems very likely, at least in some areas, that at least part of the influence came from there, but the simple ethnic ascription won’t suffice.  The phenomenon is too ubiquitous and the origins of the Germani who eventually settled in the different parts of the former Empire too diverse.  More to the point, the aisled hall had plenty of antecedents in the Roman world, from various forms of settlement.  One was the typical ‘cross-hall’ of the principia found at the centre of every Roman fortress.  Roman military buildings had, however, undergone considerable change in the later imperial period and are famously less well-known or understood, and more diverse, than their precursors.  Halls are nevertheless known from forts – perhaps most famously in Britain from Birdoswald on Hadrian’s Wall.

The search for origins, though, probably misses the point.  The type of social interaction for which the hall set the scene is probably itself symptomatic of the socio-economic changes that brought about the demise of the old villas.  I would like to suggest that the kind of relationship between lord and follower implicit in the feasting hall is crucially different from that signified in the audience chamber or the basilica.  The provision of food in the format of the shared meal is indicative of a very different form of reciprocity from that of the old aristocrat-client or landlord-tenant relationship.  A clientship of sorts is produced of course but a closer, personal bond, in a smaller, more face-to-face arena.  That shift in relationship between an aristocrat and a follower seems to me to be central to the demise of the old Roman country house and its hierarchical spaces. 

The gradual disintegration of the Western Roman Empire undermined much of the local and regional security that kept local aristocrats in their position.  This happened early and quickly in the north-west; the process was slower elsewhere.  The top tiers of the Roman aristocracy lost access to lands overseas and the revenues from them and had to focus their efforts on a particular diocese: Gaul, Spain, Italy, Africa, or the East.  Even within these regions political change, fragmentation and uncertainty probably led to the loss of outlying estates and a concentration upon lands in only one or two neighbouring civitates.  The importance of the civitas as the centre of political identity and allegiance in Gregory of Tours’ Gaul is well-known. 

As well as the reduction in wealth, however, the restriction of effectively-managed estates to much smaller geographical zones meant the reduction of the social distance between the upper and lower tiers of the aristocracy and a new, more evenly-matched competition for local and regional authority and status.  In this context the need to acquire local support increased and it is not difficult to see the cost of doing so decreasing the amount of wealth available for the upkeep of villas of the old style.  At the same time, however, the spaces delineated in that old architecture would become less useful in the creation and maintenance of local power.  Previous explanations for the demise of the villa, including my own, have invoked too simple a cause-and-effect model, whether the cause be economic contraction, an abandonment of traditional Romanitas or the militarization of the provincial aristocracy.  The argument I am proposing here envisages economic constraint, for the simple reason that I cannot see why the Roman country house would not have been maintained by the aristocracy had it the economic wherewithal to do so.  It does not imply a necessary decrease in the productivity of the land; what is at stake here is the control of surplus, not the capacity to produce surplus in the first place.  But the model I advance also accounts (or attempts to account) for the precise architectural or structural changes involved.


The end of the civic basilica as a political space

There might be a further reason for the changes away from traditional Roman reception areas.  Now, as Derrida argued over 50 years ago, all communication works according to the same general principles as written text.  In order to convey information, each sign – each grapheme in his term – must be capable of iterability: repetition in a context where one or both of the parties to the communication, transmitter or receiver, are not present.  Once any sort of signifying grapheme is understood to convey a particular signified, then it is capable or reproduction outside its original context.  Indeed, one of Derrida’s key points is that there can never really be an original context; the capacity for iterability that separates sign from context was always already present.  This applies to everything, including buildings.  A type of building, once recognised as such, acts as a sign, a combination of signified and signifier.  This applies even to the ‘unique’.  Once a structure is recognised as a particular building it acquires a meaning, a signified content, and that signifier can be employed outside its original context.  Take the Eiffel Tower: a unique building but capable of endless repetition in new contexts, as in Las Vegas or on a key ring.  Indeed, it occurs to me that many of the best-known buildings of Las Vegas stand as an architectural illustration of Derrida’s concept of iterability. 

The concept is equally well-illustrated by the basilica.  At some point in classical antiquity a particular form of building was understood as meaning an assembly hall.  Within its semantic range was the audience chamber, in which the emperor, his representative, his statue, occupied the focal point within the apse at the far end of the central nave.  When Christianity, permitted to build its own structures and now the favoured, then official, eventually exclusive religion of the Empire, built churches it did so, as is well known, on the basilical plan.  The ‘sign’ of the basilica was essentially repeated in a different context.  If you like, the semantic range of the sign widened further.  Could a stranger tell which was a civil basilica and which a church?  Location would be a clue: Christian basilicas tended generally to be located on the edges of towns; the civil ones in the old municipal centre. I am not suggesting that late antique westerners habitually bumbled in and out basilical structures at random, taking a wild guess at whether it was a church or an audience chamber.  Nonetheless it is interesting to think how the iteration of the basilical form might have created a space in which power and identity were renegotiated.

Basilicas had always had a range of functions; what interests me is the wholesale reproduction of the hierarchical spatial organisation of the civic basilica.  The space occupied by the emperor, his image or his representative becomes occupied by the altar and the officiating priest.  This means quite a reshuffling of the usual hierarchical arrangements.  In the palace/audience chamber the emperor or secular leader occupies the key space and nearness to or distance from him – or occasionally her – was determined by secular worldly status.  Those at the front would be the highest-ranking and clergy would be expected to respect that hierarchy.  If one moved next door to the cathedral the bishop would occupy the centre of the space and secular officials, even emperors and kings, would take their place relative to that.  From one building to another, who was or was not permitted entry was dependent upon different people, and different considerations.  It is very likely that there were significant readjustments in the gendering of space between the civic and religious basilicas.  Women were allowed into churches but how many women rubbed shoulders with the men in the main aisles of civic basilicas?  Doubtless there were innumerable local variations, not least dependent upon architecture, such as the presence or absence of galleries. 

This must, given the similarities in spatial layout, have given rise to myriad interactions and renegotiations, infractions and reactions.  You can get a sense of some of these from sermons of Caesarius of Arles.  Caesarius berates his flock for conducting business in church and general chatter, quite apart from trying to leave the building before he could give his sermon!  Caesarius says a lot about posture and comportment.  Don’t lie down as though you’re in bed, he says; sitting is fine if you are old or infirm.  Stand or prostrate yourself to pray; bow your head or genuflect to the Host.  Matters went beyond that though.  One of Caesarius’ repeated themes was self-control and concentration.  Keep your mind on God and on prayer; don’t be distracted by other thoughts.  Idle speech and impure thought offered a way in for the demonic.

How do these ideas and instructions contrast with the usual bodily dispositions?  What were the restrictions on talk and posture in the civil basilica?  Could you lie down at the back if you were tired?  As mentioned, though, a dominus, local or imperial, sat when he granted an audience, and his petitioners, counsellors and the rest stood.  In church all stood or bowed, regardless of worldly status.  What did it cost a lord to bend the knee or prostrate himself with everyone else and was it a price freely granted?  At the highest levels, perhaps not.  There are some pretty fraught confrontations in churches between bishops and emperors, empresses and kings.  One of the more interesting is that between bishop Nicetius of Trier and King Theudebert I of the Austrasian Franks, related by Gregory of Tours in his Life of the Fathers.  This showdown concerns Theudebert’s entrance into church with a number of his senior aristocrats or leudes, whom Nicetius had excommunicated.  Nicetius declared that he would not continue mass until these men had left his cathedral; the king refused to send them away.  Who was in charge in this space?  In other cases the palace is the location for the confrontation, as in the Life of Saint Martin, where Emperor Maximus is compelled to stand to receive the holy man, or in Gregory’s account, again in the Life of the Fathers, where King Chilperic of the Burgundians feels his throne tremble as if there was an earthquake when the fearsome abbot Lupicinus enters the palace.  Whether this forced him to stand up is not specified but it seems reasonable.  One interesting point about that story, though, is that Chilperic is described as being seated at table with his courtiers.

An intriguing reverse example can be found in Book VII of Gregory’s Histories.  Gregory tells us that in 585 in Paris – he does not say where but probably one of the Cathedral basilicas on the Ile de la Cité – the deacon asked the congregation to be quiet to that the mass could take place.  Apart from providing a glimpse into the realities of a Merovingian church, this is actually a part of the Gallican liturgy.  It precedes the address by the bishop.  Yet it was not Bishop Ragnemod who spoke next but King Guntramn of Burgundy.  Guntramn essentially made a plea for loyalty to the Parisians, at this point effectively under siege by an Austrasia army.  This was not the only time that Guntramn played the part of a bishop in Gregory’s Histories and in the Edict that he issued in conjunction with the Council of Mâcon that same year he espouses, a decade or so before Gregory the Great’s Pastoral Care, the idea that kingship is a ministry.

So, in a church the bishop takes the space usually occupied by the king but, in a church, sometimes a king might speak in the place of the bishop.  Below that level there were countless other shifts in disposition and in the relative positioning of people of differing status and gender.  The verses composed by Venantius Fortunatus for the basilica of Saint Martin in Tours are designed to impose upon the visitor the sense that one ought to approach no nearer the front than one was worthy but, on the other hand, the surviving wall mosaics at the back of the nave at Sant’Apollinare Nuovo in Ravenna suggest that the decorations in the secular and religious buildings might not always have been very different.  In buildings that were organised, in terms of spatial hierarchy, pretty much identically, where were the semiotic cues?  Who was in charge of this space, ultimately?  Who controlled the terms of the discourse? 

There are yet more points to add into this mix.  One is that, as has become increasingly clear to me over the past decade or so, the fifth century was really characterised by the Christianisation of political discourse.  One of the many ways in which this is shown is in the building of churches.  This continued into the sixth century, when in some parts of southern Europe especially churches were built on villa sites.  One of the upshots of this was surely that secular rulers and leaders legitimised their position through public appearance and devotion in church; that this in turn became a new means of demonstrating leadership in the community, in a sort of spiritual commensality.  I suspect nonetheless that this might have been a further factor that made the traditional secular basilica, as an architectural form, a contested space, an arena for the renegotiation of power.

Furthermore, the authority that a secular lord positioned in front of the apse at the end of a basilica was, as mentioned earlier, largely sanctioned and bolstered, symbolically, by the fact that he occupied the place of the emperor, as his agent or representative.  After the western wars of Justinian (533-65) this symbolic support was cut away.  Justinian based his wars of reconquest upon the idea that the western Empire had been conquered by barbarians and thus was no longer a part of the Roman Empire.  This was news to the occupants of the western provinces who, while clearly aware that the pars occidentalis currently had no emperor, certainly did not feel that the Empire itself had come to an end.  Most of the rulers of those regions thought that they held an official title as an imperial official, legitimising their rule over Roman citizens.  Indeed, even their title of king was essentially one adopted to facilitate relationships with the Emperor and to legitimise power in his eyes.  The imperial declaration that the western provinces were not part of the Empire cut the traditional ways in which power was legitimised from underneath western rulers and, in turn, their officials and commanders.  It is possible that this sort of cultural shift played a part in the end of the villas

I would like to argue that if one put all of these factors together one might be able to see why the basilical form drops out of the repertoire of secular political spaces, even though it is clear that at least some aristocrats continued to have the wherewithal to build them.  In the eighth century, the Carolingians seem to have brought them back, but that would be a different story. 

Making space. The Materiality of identity

Public space had become quite different by 600 AD.  The clearly demarcated political arenas had atrophied.  Aristocrats and others, men and women, were more likely to rub shoulders in a far less structured fashion in all kinds of spaces, whether settlements, churches, religious processions.  How could one attempt to restrict the free renegotiation of status and power in this setting, without the old architectural or spatial cues?  I want to discuss some ways in which identity was materialised and, in so doing, produced a particular space, or distance; created a spatial structure for social interaction.

To do this I want to think about the ways in which the subject is presented/presents itself.  By way of a metaphor, it might be worth considering someone coming into one of the halls I discussed earlier, coming in, like Bede’s sparrow, from the dark into the warmth and glow of the fire.  In one of his early works, Time and the Other, Emmanuel Levinas first introduced his concept of the ‘il y a’, the ‘there is’: the notion that there is always something and someone ‘out there’; the ineffable sense of shared existence.  Levinas uses the metaphor of sleeplessness, lying awake in the dark, sensing that other shapeless existence, but sitting alone in a fire-lit hall, looking at the door, might provisionally serve almost as well. Levinas discusses the sense of solitude, of being ultimately alone in your own being, but within that shared existence.  The moment of presentation, for which Levinas used the term hypostasis – let us envisage it as the moment where someone steps into the light from the darkness outside, before which we only sensed their presence – is the instance where that solitude is made material.  It is a moment at the extremes where a being touches being in general.  At that moment though, that solitude becomes dispersed into various categories which are shared with others, identities.  One might want to think this phenomenon with Jean-Luc Nancy’s discussion of community.  He describes what he calls, using his own neologism, as comparution, translated by the equally neologistic ‘compearance’, a shared appearance with others, appearance together.  This is a simultaneous appearance and withdrawal in Nancy’s view: the appearance of someone or some category/identity that is familiar, simultaneous with a withdrawal: the interiority, the secret thoughts of the subject.  In Nancy’s thought, it is a hesitation on this moment that keeps community, in his terms, ‘unworked’, ‘désoeuvrée’.

If we, like Nancy, pause at this moment, how is the subject to be comprehended in social interaction?  How is the subject identified ascribed an identity, categorised?  How does the subject present itself to its audience, to those in whose gaze it finds itself, to those amongst whom it finds itself thrown?  As noted, we are thinking of a moment and a circumstance where spatial cues are of no help.  This is where the archaeology of earlier Merovingian Gaul is of interest.  By the end of the first quarter of the sixth century, across Gaul north of the river Loire, whole communities had adopted the custom of burying its dead with grave-goods.  Increasingly, the study of these goods and other aspects of the burial ritual has shown – in Gaul and its northern neighbouring regions – the correlation between particular types of grave-goods and the age and gender of the deceased.  One of the great unknowables, of course, is the degree of correlation between the association of particular classes of people with types of costume and artefacts in death, and the relationships between such objects and costumes and those particular categories of people in life.  In the Merovingian context at least, there is sufficient evidence to support the hypothesis that funerary costume at least bore a reasonable relationship to formal dress.  Indeed, one might go further and suggest that the very degree to which Merovingian people lived their lives in the gaze of the community suggests that even ‘everyday’ costume may have born some sort of relationship to the formal and stylised construction of social categories in death.  If one ran the risk of meeting people in fairly random or unstructured settings then one needed some other way of keeping interactions within an acceptable set of parameters. 

If we are thinking about the renegotiation of power, we need to think more deeply about what identity is, what we mean by it, how it functions in social interaction.  Identity is a word that is ubiquitous in medieval studies – in paper-, book-, article-, chapter- and conference-titles – but there is hardly any serious theorisation of what identity is at all, even in the area of ethnicity.  Generally, what is discussed under the heading is the issue of groups, identifiers and labels, or it acts as some sort of vague ontological place-holder.

My earliest discussions of this topic (1995/1997) were based around the contingent, active interplay of different identities and the stressing of links and barriers in social relations or encounters between different people.  Much of this model was sociological in its inspiration and formulation and was concerned with how people achieve aims vis-à-vis other people.  It was concerned with power and principally a theory of status, value, worth and social roles.  The model worked according to the idea that identity was a stable entity that could be communicated more or less unproblematically.  It implied that identities were not only things that you had but also things that you were in a straightforward way. It envisaged a sort of free choice in the deployment of identity.  You picked an identity and invoked the power that went with to achieve your aims.  This now seems hopelessly naïve

However, all identities are categories: means of organising the world. As such, they are constructed as signs or groups of signs. Even where they are based upon differences that are, or might be, naturally-occurring or visible regardless (hair-, skin- or eye-colour for example; differences in genitalia; physiological stages of ageing), the choice to use them as categories, their precise definition, the way in which they are employed and therefore the ways in which the people of the categories so created experience their lives, depend upon their position in a contingent system of signs. As such they function textually (in the Derridean sense), within chains of presence and absence, similarity and difference. Because no concept can be understood separately from those signifying chains, or comprehended apart from its relationship with other signs, there is always something of the ‘different’ within the ‘same’ and that is very important to remember. To be Derridian about it, the first time anyone said ‘I am a Goth’ to someone else (and was understood), the term ‘Goth’ already had an iterable place in a signifying chain. Logically, if not temporally, the identity must be prior to its instantiation. It already related to an ideal, which was never coextensive with that which instantiated it, and to its constitutive outside (all the things which, ideally, it was not).

Identities function in the imaginary as well as the symbolic registers. That is to say that there remained (as with all signifiers) a notion of the ideal member of the category. Normally that was structured by some of the aspects which helped define the category (social and ritual mores, etc.) to create concepts of the ideal member of a sub-group within it (young woman, male elder, monk, king etc.). This has important implications. Social identities are constituted in citation and in performance. Even more crucially, identity is itself a motion towards an ideal. The ideal can never be attained, because it never had a pure, originary existence. It’s a motion of desire: what do I want to be, but also, crucially, what do they want me to be? As Lacan famously said, a fool who thinks he is a king is no crazier than a king who thinks he’s a king.  (He might better have said that a fool who thinks he is a president is no crazier than a president who thinks he’s a president.)  In any interaction there are at least two sets of signifieds in play: both parties’ ideals of what their status and identity and that of the other person means.  These might, of course, not coincide.  The performative citation of an identity is always, to some extent, a risk, a wager.  That is one of the most important things I want to stress.

Those ideals, moreover, are always themselves changing in the course of social practice. They can never be entirely recreated. It is thus critically mistaken to talk of the maintenance of a Gothic or Frankish identity by a particular group, whether the guardians of the Traditionskern or an equally mythical group of Gothic Königsfreie; no such thing had ever existed that was capable of maintenance in the first place.  It was always already in a state of renegotiation and reinvention.

I must underline the textual and discursive elements that are central to identity, and the inescapable fluidity that that implies. I also want to link identity to speech, subject and authority.  To deploy, perform or cite an identity is to give an account of yourself – to borrow a phrase from a recent book by Judith Butler – but it’s also, as I said, a wager on recognition: of the identity-ideal, the signifier, and of the right to speak/act from that subject-position.  It is in the element of risk or wager that I differ from Butler.  That links identity to subject-position, and indeed to subjectification.  One of the most important ways in which an identity or subject position was made manifest in late antiquity was through costume, broadly defined (including the artefacts carried with it, buckled on to belts and so on).  It conveyed information about the person sporting it, and the social category to which they belonged.  The repeated patterns of association within the sixth-century Merovingian cemetery record suggests that costume was capable of transmitting fairly precise information, about adolescent boys, young women, old men and so on.  As such it provided cues as to how one might expect such a person to behave, how one might judge their speech, how one would be expected to behave towards them.  This provided the cues that could create social space or distance. 

We can read some of this from Merovingian written sources such as the laws, which penalise touching of women’s bodies.  These parts of the body are generally those highlighted by Merovingian jewellery.  The laws’ system of wergilds also set out various levels of legal protection or esteem for particular people: women of child-bearing age; young boys; Franks; royal officers, and so on: all categories that seem to have been visible from the costume of the person in question. 

As we have seen, to be capable of communicating any sort of information, any concept must be capable of iteration, that is able to refer not simply and exclusively to that specific instance but to others too.  This implies the ever-present chance of misunderstanding or miscommunication in the interplay of identities.  This is a key support of Judith Butler’s work on, for example, performative gender identity and drag.  We can see iterability illustrated with the figure of Zercon the Moor, the “jester” at Attila’s court whose “act”, so to speak, involved dressing up (or being dressed up) as a warrior.  Because Zercon was a dwarf, the Huns, for once living up to their stereotype, found this incongruity hugely entertaining.

An example a little closer to Butler’s might be found in the Poitevin who appears in Gregory of Tours’ account of the tribunal that ended the Nuns’ Revolt at Poitiers.  In Gregory’s description, this was a man who in Gregory’s report of the exchange dressed as a woman because he was ‘were incapable of manly work’.  This is a complex text to read in terms of that person’s identity, and how the semiotics of their practice worked is difficult to disentangle.  This difficulty is only magnified by another iteration of feminine costume.  Several late antique texts notionally about pagan behaviour refer to and condemn the practice of dressing up as an old woman on the Kalends of January (a harsh law, as I have always thought, if you actually were an old woman…  Iterability again).  This alone gives us a range of different possible ways of reading feminine costume: different signifieds.  There is always, thanks to iterability, the potential for slippage from one to another; of miscommunication.  This is the space of deconstruction: in our terms, a space of constant renegotiation: the remaking of the bases of power.

The relationship of costume to person is worth more consideration as it will lead us further into thinking about the practice of negotiation.  You might have noticed that I have avoided the term individual in my paper.  I have done so for many reasons but not the least of these is that the subject is the meeting place of a number of categories or identifications: gender, age, family, ethnicity, religion, and so on: an assemblage if you prefer.  In that sense the category expressed in costume rarely conveys more than one or two, considered to be the most important at a particular moment.

At this point it is important to think about the social body.  Jeffrey Jerome Cohen importantly talked about how the construction of identity blurred the edge of the human body: hybridised it with the objects – and animals – that conveyed the image of the identified category.  This was part of Cohen’s ongoing post-humanist project and a very important contribution.  I want to push back a very little against this, however, partly because I find quite problematic some of the political implications of post-humanism and related approaches that stress the agency of objects, and partly because I don’t find the reading entirely satisfactory.

To be brief, I want to uncouple the elements of desire and queering, in Cohen’s account, which I find more interesting, from the probably lesser element of the hybridisation and blurring of the body.  I am not sure that costume and the accessories intrinsic to the signification, embodiment and the very inhabitation of an identity really do blur the boundaries of the body in the way envisaged.  Leaving aside the slippages of communication that have been my theme and which, I think are inherent in Cohen’s examples, I would rather read the assemblage from the outside in, as layers of social skin.  Does one really ever get beyond layers of social skin, back to an entirely pre-social human body?  Again, in my view, there is an absent centre.

The final point that this too brief consideration leads me to is how one could get out of the situations where a miscue, misfire or miscommunication had occurred.  One way out here can be thought in terms of Deleuze and Guattari’s concept of lines of flight.  (I can’t as yet claim to have read that much of or be very well versed in DeleuzoGuattarian thought.) Social actors, as I have said, can be seen as assemblages.  Even if elaborate costumes or layers of social skin aim to convey one identity, thought to be most important, those layers can still be peeled back to reveal others.  Laying aside the weaponry that might have conveyed Frankishness or a particular age-grade, could strip that persona back to a layer of general masculinity, for instance, that expressed a shared identity; buckling on such items could remake distance. The sheer multiplicity of identities that converge in the social actor make this sort of thing possible.  The other ‘line of flight’ is humour, which plays on the very possibilities for miscommunication that inhere in interaction.

Conclusion

In the early Merovingian world, the space of the political was up for grabs.  Old architectural cues broke down, were renegotiated; new, different ones were tried.  A greater relative investment in costume, the social skin, was one response to this.  Wherever we look, we can see, in my reading, the interaction of decentred subjects, fraught with potential miscues, miscommunications, and scrambles to remake or reconfigure social space: social structure was a chaotic, constantly reordered, teleologically re-read archive of precedent.  ‘Negotiating power’ is thus, in a way, a tautology.  Power does not, and cannot, exist other than in its constant negotiation.


Tuesday, 13 May 2014

Getting the point of pointlessness (Or, Back on the piste again. ... In which I dabble in philosophy)

[This is the paper which I gave at the 49th International Congress of Medieval Studies, in Kalamazoo MI last Saturday.  It went through at least three versions up to this point, in what might be seen as a miniature example of the general point being made.
My thanks to Patty Ingham and the Exemplaria editorial team for allowing me to speak at the session, which, my piece notwithstanding, was a very good one.  Thanks also to patty for her opening question, which opened up a great discussion, to Elizabeth Scala for chairing, and to Peggy McCracken for rigorous questioning on the humanist point.]

In this paper I am doubtless going to discuss issues and problems that long ago ceased to be critically imperative elsewhere in ‘medieval studies’, and responses to them that I am nervously – painfully – aware will sound naïve, glaringly obvious, or probably both, to the philosophically-aware from those other subject-areas.  Please bear with me; in history the problem I will discuss does seem to me to be an issue.  Perhaps, on the way, I will raise points that resonate with other disciplines’ critical imperatives but I am principally here to hear your thoughts.  As will be clear, this is very much new territory for me.

***

Of all the humanities, with the possible exception of philosophy, History has perhaps the longest and most grandiose tradition of a sense of its own point, purpose, or transcendent worth, or at least of worrying about it.  From Thucydides onwards, the point of history has exercised its practitioners and produced a galaxy of grandiloquent statements of History’s enormous value to society.  ‘A society with no history is like a man with no memory’; ‘those who do not know their history are condemned to repeat it’; that sort of thing.  Whether this obsession is to be understood as revealing a subliminal recognition of History’s absolute lack of utility or value is a question I will to some extent sidestep…. Nonetheless, against this background it is not surprising that the so-called linguistic turn should have had such an unsettling effect.  After all, the arch-empiricist nineteenth-century idea expressed by Leopold von Ranke, that history should be about ‘telling it just as it was’ (wie es eigentlich gewesen) held sway over the discipline ever since, as a foundation for judging the quality of history, in particular as the touchstone of professional historical writing.  The theory wars in literature surely produced their fair share of invective, but perhaps not the panic that they engendered in history.  After all, with so much at stake, over centuries of reflection on the issue, what would be the point of history if the straightforward re-description of the past were no longer possible? What if all history really was fiction?  What if there really were no difference between historians and … … literary scholars?! 

Nonetheless, the historical front of the so-called ‘Truth Wars’ of the 1990s was a fairly unedifying and intellectually low-level skirmish, a veritable festival of point-missing.  (Or, put another way, if you think this paper is bad, you should read what it's kicking against.) On the one side, the more traditional wing maintained a ‘common-sensical’ defence of History as, to some extent, the factual recreation of the past.  Implicitly, on the other side it was too, among the the self-styled 'post-modernists' [no, really]; if the factual recreation of the past wasn’t possible, history itself wasn’t possible. The latter apparently thought and think the writings of Derrida et al authorise the relativist claim that there is no truth even at the lowest empirical level of historical fact; their opponents accepted this claim and then accused them of legitimising holocaust-denial – the continental philosophers upon whose work the ‘post-modernists’  based their argument were caught in the crossfire (egregiously misread or, ironically, unread).  And there the debate – insofar as it ever really was a debate – seems to have stuck, with both sides continuing to talk past each other or, more commonly, not talking to each other at all. Most of the discipline, though, has continued in what Žižek would call an ideological fantasy, the ‘je sais bien mais quand-même’.  Although accepting that writing history ‘wie es eigentlich gewesen’ isn’t possible, they go on writing as if it were.  Historical method and the standards by which history is judged remain ultimately predicated on the possibility of retelling history ‘as it was’.  Now, modern theory is much used in history – let’s be clear – and well-used, especially in late antique history.  Good medieval historians don’t simply quarry their texts for facts any more.  But this awareness has, it seems to me, tended to operate at the more local, methodological level, deployed to make reconstructions of the past more sophisticated but not transferred to the level of what history can or might be.

***

My question, providing an answer to which is, for me, a critical imperative, is whether history can play a bigger role than simply describing historical facts (something that most historians at least appear to consider the sine qua non of proper history and which is especially important to me, as someone not from an academic background), without falling into the old trap of believing there is a ‘truth’ or even a true account to be reached about history.  Simultaneously it is whether one can continue to recognise that there is no object history, against which the important levels of historical endeavour can be judged, without lapsing into epistemological nihilism.  This matters in historical dialogue.  As throughout academic discourse, the concern can be to convince everyone else that you are right (and they are wrong), to change the paradigm, and so on.  This does not necessarily take a macho, open, confrontational form; it can be masked by overt statements about consensus, covering operations of power every bit as insidious and frequently working to rule out discussion.  Obviously, though, discussions that hinge on consensus, paradigmatic dominance and so forth are ultimately founded upon a Rankean notion that one explanation can be ‘truer’ than another.

Where do ethically- or politically-committed historians go from here?  It is rather pointless to restrict history to the level of establishing and cataloguing things that did or didn’t happen, and in my view equally pointless to tell stories about the past which offer no basis for action in the present and/or which don’t differentiate historical endeavour from other forms of study.  To anticipate the broad outline of my argument, what I want to explore is the possibility, not of going forward into some kind of post-history, so much as a return to something like the pre-Rankean idea of history as ‘philosophy teaching by example’.  The other key element of these necessarily inchoate thoughts is that Derridian occupation or the Nancéen hesitation on the edge, of, a resistance to, a refusal of, the space/moment of Hegelian Aufhebung.

In suggesting some responses, I am making use of a fairly closely interconnected cluster of philosophers, but principally drawing upon the works of two: Simon Critchley, above all in Very Little … Almost Nothing, but touching upon his other writings; and Jean-Luc Nancy, mainly in La Communauté Désoeuvrée. Critchley and Nancy both draw on Maurice Blanchot as something of a touchstone, and there is not coincidentally a constant circling around the works of Derrida and Levinas.  I confess to not finding these works – especially Blanchot’s – easy, and I am very conscious that I may be mangling them, so you are welcome to call me out on that.  I must also confess that I am not claiming to offer a detailed exegesis or application; I have tended to use these texts in a slightly freewheeling way, as a springboard to my own thoughts, which I hope are at least moderately consistent, between themselves and with the general thrust at least of the ideas that inspired them.

My own confrontation with this problem starts from two unfashionable points: a modified empiricism and a modified humanism.  I adopt the first not out of pragmatism but because all critiques of empirical history that I have read seem ultimately founded upon an ability to make choices to some extent based upon an acceptance of some kind of empirical status for the bases of those choices.  It is impossible to stand outside at least some sort of empiricism.  I espouse a modified humanism because of what I see as the political-ethical demand at the heart of the historical project, to which I will return, and also because of my own political reservations about at least some aspects of post-humanist writing.  No hierarchical distinctions or impermeable boundaries, just the insistence on the importance of recognising a common human experience, in all its suffering and finitude.  That seems to me essential to a committed history.  Does that let a different transcendence in by the back door?  Perhaps.  But to steal Critchley’s formulation, a very little one … almost nothing.

To begin at the beginning, what brings us to the study of history?  What lies in that moment of fascination, when we first think of finding out more about history?  What lies within the moment when we first decide we want to write about the past?  Is it an aesthetic moment?  One of attraction? One of desire?  Or is it rather something more akin to dread?  I think that there is something of all of this in different ratios, but, whatever one may decide to do after that initial moment, it is crucially pre-rational.  It is the moment when, as I was reminded on Thursday, Benjamin says that the past flashes across the centuries – I don’t remember the term Benjamin used but suspect it may have been Schein, with all its Hegelian undertones.  On the whole it may be best to think it through Barthes’ notion of the punctum, which I think it is useful to remember, contains an connection, linguistically at least, with trauma.

What seems to me to be common to any of these options is the sense of a thing which is there and yet not there.  We might want to think this element to some extent in line with the il y a, which Blanchot adapted from Levinas.  Obviously in this context, it is not entirely flippant to see this simultaneously as the il y avait, the ‘there was’, and is not.  There lies one of the many points which so-called post-modern history has missed, in its obsession with endlessly repeating the glaringly obvious point that history is not the past itself, as though this were somehow an epistemological issue limited to history.  The idea that there we feel something out there that talks to us (and of which the material traces, actually are out there and do speak to us) and in the gaze of which we imagine ourselves, seems strangely not to figure.  This does seem to me to be assimilable, in concept or in function, with a number of other concepts, such as, perhaps, the Lacanian Real in at least some of its manifestations, especially if, with Critchley, one wants to insist upon the traumatic nature of the Levinasian il y a.  An exploration of this space of engagement obviously entangles us, or conjures, Derrida’s hauntologie in Spectres de Marx, itself in a way a kind of structuring trace, a différance.

How to respond?

There may be much in Blanchot’s L’Espace Littéraire (however hard…) that can be thought with by historians thinking about the process of writing history.  The issue of fascination – a potentially destructive fascination – is one; the idea of a summons to write a sense of pure exteriority might be another – the past seems to me to be as pure a form of exteriority as there can be.  Then there are, and here I am drawing more heavily on Critchley’s Blanchot, the two pistes or slopes of literature (or history-writing).  One, would be that which seeks to dominate, by reducing to or ordering, classification within language, by shaping into a narrative, to insist upon the rightness of a singular explanation: the similarities with the stage within the Phänomenologie (ch.3?), where the self-consciousness understands itself through its ability to consume is fairly clear.  Ironically, to my mind, it seems to me that both traditional and soi-disant post-modernist approaches can equally – if in different ways – be seen as on this slope.

The other piste is the attempt, so to speak, to see through language to what lay before, to get back to the original.  Clearly, this is very frequently what traditionalists think they are doing.  Rather than the triumphal domination of the other slope, this is an attempt to erase writing, to merge the description with its object.  But crucially these aren’t really choices.  The point of Blanchot’s two pistes, in Critchley’s reading, is that one never knows which one is on, without thereby switching to the other.  Here, for my purposes, lies important ambiguity and potential irony.

In particular, the imagery of the slope is useful to me because it will bring me to a vision of worklessness, of a commitment to the work – one that is never finished, however one is misled by the production of the finite piece – the book is a ruse – says Blanchot.  [Or, the unit of assessment is a ruse. At this point I riffed ironically on the idea that we might rather embrace the REF as an ethical space of Blanchotien désoeuvrement.]  Blanchot’s statement resonated with me.  I am surely not the only one here who towards the end of a project – and maybe it is just the seemingly interminable tedium of those last stages of checking and footnoting – really feels that when this is done one will have said one’s last word – never again – that’s it from me - and yet, as soon as the manuscript is sent off, somehow races to the idea for the next thing. Therein, it seems to me, lies one means of hesitating between the options of transcendence and nihilism.

This hesitation, as I said, opens up spaces of irony or undecidability.  One of the issues especially discussed in Critchley’s account, and crucially important to me, is finitude – as someone who made his name studying cemeteries, I guess it would be.  Critchley’s reading of Blanchot finishes with a vertiginous experience of finitude opening onto ‘compassion for suffering humanity’.  This is my modified humanism.

The moment of punctum, I would like to suggest, draws its force from its revelation of some other human experience.  Here lies my empiricism, in that one assumes that some experience of the world was acting sufficiently upon – had sufficient ‘reality’ for – past people to cause them to react in ways that leave a historical trace.  I propose, at the heart of this ‘moment’ lies an ethical demand, to listen to the other person (perhaps broadly assimilable with Levinas’ autrui).  This is, to be honest, only a restatement in different language of a standard historical methodological injunction.  It is, of course, a doubly – triply – multiply – impossible demand.  It is impossible really to listen to that voice (at all sorts of levels); it is impossible to recreate the reality that called it forth; and, with Critchley’s Infinitely Demanding, all ethical demands are impossible.

So how do we respond to the pointlessness to which that multiply-layered impossibility might seem to condemn historical endeavour.  Here, I draw yet again on Critchley’s oeuvre but this time his insights in On Humour.  Can we suggest a way in which laughing with (again) a shared human futility might be a more productive means of bearing the unbearable ethical weight of being a historian?   The value of being able to laugh at the endless futility of rolling Sisyphus’ rock up the hill is that it reminds us that, like Sisyphus’, the task of history is and never will be finished.

Again not coincidentally, there are affinities with the notion of the horizon in Derrida’s work, perhaps especially the open, Messianic horizon in Spectres de Marx.  This might be seen as operating in different dimensions.  It seems to me that the encounter with the past, in its singularity, should open up ethical reflection on justice, in its universal dimension, just as Derrida discusses in Spectres... But to paraphrase Derrida on Hegel, we will never be finished with reading and re-reading our historical sources.  The reflection on justice, though, surely comes via empathy and a notion of iterability, my modified humanism, which in turn enables some sort of political action in the present.  That, in turn, provides, for me, a different and more sophisticated ethico-political means of choosing between histories.

[There were two elements of the argument, of which space precluded discussion.  One was the extension of this point through writing history, in the ironic mode, see Barbarian Migrations, and also the Gaps Ghosts and Dice musings on this blog.  The other was the sense I have that in some ways Gregory of Tours'sense of history is not entirely dissimilar from certain aspects of this argument.]

I would like to propose that this might lead to a somewhat different form of historical discussion, which might move away from the obsession with paradigmatic, explanatory dominance and consensus.  Implicit I hope in all the above is an openness of dialogue.  With a move away from a striving for consensus comes a purer form of community, such as Jean-Luc Nancy has discussed in numerous writings.  What I am arguing for, alongside this sense of history as constant movement in the space of the present, is, in Nancy’s term, an unworked community (communauté désoeuvrée) – une histoire désoeuvrée, if you like – one which recognises and values disagreement (such as, ironically, current post-modern history gurus seem not to) while preserving grounds for critical engagement and response.

The last line of Sellar and Yeatman’s classic 1066 and All That is that, when America became Top Nation, “history came to a .”  The irony is that, although to a British reader that said “History came to a [full stop]”, to an American it said “History came to a [period]”.  We might also read it, with the French, as “History came to a [point].” But the only way that history can have any point, at any point, is to realise that there is no point to which history can ever come.